Form CMS-10545 Oasis-C2/ICD-10 Item Set

(CMS-10545) Outcome and Assessment Information Set (OASIS) OASIS–C2/ICD–10

ApndxB-OASIS-C2ItemSet

Medicare and Medicaid Programs OASIS Collection Requirement (Training)

OMB: 0938-1279

⚠️ Notice: This form may be outdated. More recent filings and information on OMB 0938-1279 can be found here:

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Home Health Patient Tracking Sheet
(M0010) CMS Certification Number:
(M0014) Branch State:
(M0016) Branch ID Number:
(M0018) National Provider Identifier (NPI) for the attending physician who has signed the plan of care:

⃞ UK – Unknown or Not Available
(M0020) Patient ID Number:

(M0030) Start of Care Date:
month

/
day

(M0032) Resumption of Care Date:

year

/
month

⃞ NA - Not Applicable

/
day

year

(M0040) Patient Name:

(First)

(M I)

(Last)

(Suffix)

(M0050) Patient State of Residence:
─

(M0060) Patient ZIP Code:

⃞ NA – No Medicare

(M0063) Medicare Number:
(including suffix)
(M0064) Social Security Number:

⃞ UK – Unknown or Not Available
⃞ NA – No Medicaid

(M0065) Medicaid Number:

(M0066) Birth Date:
month

/
day

year

(M0069) Gender
Enter Code

1
2

Male
Female

(M0140) Race/Ethnicity: (Mark all that apply.)

⃞
⃞
⃞
⃞
⃞
⃞

1 -

American Indian or Alaska Native

2 -

Asian

3 -

Black or African-American

4 -

Hispanic or Latino

5 -

Native Hawaiian or Pacific Islander

6 -

White

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(M0150) Current Payment Sources for Home Care: (Mark all that apply.)

⃞ 0 - None; no charge for current services
⃞ 1 - Medicare (traditional fee-for-service)
⃞ 2 - Medicare (HMO/managed care/Advantage plan)
⃞ 3 - Medicaid (traditional fee-for-service)
⃞ 4 - Medicaid (HMO/managed care)
⃞ 5 - Workers' compensation
⃞ 6 - Title programs (for example, Title III, V, or XX)
⃞ 7 - Other government (for example, TriCare, VA)
⃞ 8 - Private insurance
⃞ 9 - Private HMO/managed care
⃞ 10 - Self-pay
⃞ 11 - Other (specify)
⃞ UK - Unknown

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Outcome and Assessment Information Set
Items to be Used at Specific Time Points
Time Point

Items Used

Start of Care ---------------------------------------------------------

M0010-M0030, M0040-M0150, M1000-M1036, M1060M1306, M1311, M1320-M1410, M1600-M2003, M2010,
M2020-M2250, GG0170

Start of care—further visits planned
Resumption of Care ---------------------------------------------Resumption of care (after inpatient stay)
Follow-Up -----------------------------------------------------------Recertification (follow-up) assessment
Other follow-up assessment
Transfer to an Inpatient Facility ------------------------------Transferred to an inpatient facility—patient not
discharged from an agency
Transferred to an inpatient facility—patient
discharged from agency

M0032, M0080-M0110, M1000-M1036, M1060-M1306,
M1311, M1320-M1410, M1600-M2003, M2010, M2020M2250, GG0170
M0080-M0100, M0110, M1011, M1021-M1023, M1030,
M1200, M1242, M1306, M1311, M1322-M1342, M1400,
M1610, M1620, M1630, M1810-M1840, M1850, M1860,
M2030, M2200
M0080-M0100, M1041-M1056, M1501, M1511, M2005,
M2016, M2301-M2410, M2430, M0903, M0906

Discharge from Agency — Not to an Inpatient Facility
Death at home --------------------------------------------------

M0080-M0100, M2005, M0903, M0906

Discharge from agency ---------------------------------------

M0080-M0100, M1041-M1056, M1230, M1242, M1306M1342, M1400, M1501-M1620, M1700-M1720, M1740,
M1745, M1800-M1890, M2005, M2016-M2030, M2102,
M2301-M2420, M0903, M0906

CLINICAL RECORD ITEMS
(M0080) Discipline of Person Completing Assessment
Enter Code

1
2
3
4

RN
PT
SLP/ST
OT

(M0090) Date Assessment Completed:

/
month

/
day

year

(M0100) This Assessment is Currently Being Completed for the Following Reason:
Enter Code

Start/Resumption of Care
1
Start of care—further visits planned
3
Resumption of care (after inpatient stay)
Follow-Up
4

Recertification (follow-up) reassessment [Go to M0110 ]

5
Other follow-up [Go to M0110 ]
Transfer to an Inpatient Facility
6

Transferred to an inpatient facility–patient not discharged from agency [Go to M1041 ]

7
Transferred to an inpatient facility—patient discharged from agency [Go to M1041 ]
Discharge from Agency — Not to an Inpatient Facility
8

Death at home [Go to M0903 ]

Discharge from agency [Go to M1041 ]

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(M0102) Date of Physician-ordered Start of Care (Resumption of Care): If the physician indicated a specific start
of care (resumption of care) date when the patient was referred for home health services, record the date
specified.

/
month

[Go to M0110, if date entered ]

/
day

year

⃞ NA - No specific SOC date ordered by physician
(M0104) Date of Referral: Indicate the date that the written or verbal referral for initiation or resumption of care was
received by the HHA.

/
month

/
day

year

(M0110) Episode Timing: Is the Medicare home health payment episode for which this assessment will
define a case mix group an “early” episode or a “later” episode in the patient’s current sequence of
adjacent Medicare home health payment episodes?
1
2
UK
NA

Enter Code

Early
Later
Unknown
Not Applicable: No Medicare case mix group to be defined by this assessment.

PATIENT HISTORY AND DIAGNOSES
(M1000) From which of the following Inpatient Facilities was the patient discharged within the past 14 days? (Mark
all that apply.)
⃞ 1 - Long-term nursing facility (NF)

⃞ 2
⃞ 3
⃞ 4
⃞ 5
⃞ 6
⃞ 7
⃞ NA

Skilled nursing facility (SNF/TCU)

Short-stay acute hospital (IPPS)

Long-term care hospital (LTCH)

Inpatient rehabilitation hospital or unit (IRF)

Psychiatric hospital or unit

Other (specify)

Patient was not discharged from an inpatient facility [Go to M1017 ]

(M1005) Inpatient Discharge Date (most recent):

/
month

/
day

year

⃞ UK - Unknown
(M1011) List each Inpatient Diagnosis and ICD-10-CM code at the level of highest specificity for only those
conditions actively treated during an inpatient stay having a discharge date within the last 14 days (no V, W,
X, Y, or Z codes or surgical codes):
Inpatient Facility Diagnosis

ICD-10-CM Code

a.
b.
c.
d.
e.
f.

⃞ NA - Not applicable (patient was not discharged from an inpatient facility) [Omit “NA” option on SOC,
ROC]

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(M1017) Diagnoses Requiring Medical or Treatment Regimen Change Within Past 14 Days: List the patient's
Medical Diagnoses and ICD-10-CM codes at the level of highest specificity for those conditions requiring
changed medical or treatment regimen within the past 14 days (no V, W, X, Y, or Z codes or surgical codes):
Changed Medical Regimen Diagnosis

ICD-10-CM Code

a.
b.
c.
d.
e.
f.

⃞ NA - Not applicable (no medical or treatment regimen changes within the past 14 days)
(M1018) Conditions Prior to Medical or Treatment Regimen Change or Inpatient Stay Within Past 14 Days: If
this patient experienced an inpatient facility discharge or change in medical or treatment regimen within the
past 14 days, indicate any conditions that existed prior to the inpatient stay or change in medical or treatment
regimen. (Mark all that apply.)

⃞ 1 ⃞ 2 ⃞ 3 ⃞ 4 ⃞ 5 ⃞ 6 ⃞ 7 ⃞ NA ⃞ UK -

Urinary incontinence
Indwelling/suprapubic catheter
Intractable pain
Impaired decision-making
Disruptive or socially inappropriate behavior
Memory loss to the extent that supervision required
None of the above
No inpatient facility discharge and no change in medical or treatment regimen in past 14 days
Unknown

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(M1021/1023/1025) Diagnoses, Symptom Control, and Optional Diagnoses: List each diagnosis for which the
patient is receiving home care in Column 1, and enter its ICD-10-CM code at the level of highest specificity in Column 2
(diagnosis codes only - no surgical or procedure codes allowed). Diagnoses are listed in the order that best reflects the
seriousness of each condition and supports the disciplines and services provided. Rate the degree of symptom control
for each condition in Column 2. ICD-10-CM sequencing requirements must be followed if multiple coding is indicated for
any diagnoses. If a Z-code is reported in Column 2 in place of a diagnosis that is no longer active (a resolved
condition), then optional item M1025 (Optional Diagnoses - Columns 3 and 4) may be completed. Diagnoses reported
in M1025 will not impact payment.
Code each row according to the following directions for each column:
Column 1:

Enter the description of the diagnosis. Sequencing of diagnoses should reflect the seriousness of each
condition and support the disciplines and services provided.

Column 2:

Enter the ICD-10-CM code for the condition described in Column 1 - no surgical or procedure codes
allowed. Codes must be entered at the level of highest specificity and ICD-10-CM coding rules and
sequencing requirements must be followed. Note that external cause codes (ICD-10-CM codes beginning
with V, W, X, or Y) may not be reported in M1021 (Primary Diagnosis) but may be reported in M1023
(Secondary Diagnoses). Also note that when a Z-code is reported in Column 2, the code for the
underlying condition can often be entered in Column 2, as long as it is an active on-going condition
impacting home health care.
Rate the degree of symptom control for the condition listed in Column 1. Do not assign a symptom control
rating if the diagnosis code is a V, W, X, Y or Z-code. Choose one value that represents the degree of
symptom control appropriate for each diagnosis using the following scale:
0 - Asymptomatic, no treatment needed at this time
1 - Symptoms well controlled with current therapy
2 - Symptoms controlled with difficulty, affecting daily functioning; patient needs ongoing monitoring
3 - Symptoms poorly controlled; patient needs frequent adjustment in treatment and dose monitoring
4 - Symptoms poorly controlled; history of re-hospitalizations
Note that the rating for symptom control in Column 2 should not be used to determine the sequencing of
the diagnoses listed in Column 1. These are separate items and sequencing may not coincide.

Column 3:

(OPTIONAL) There is no requirement that HHAs enter a diagnosis code in M1025 (Columns 3 and 4).
Diagnoses reported in M1025 will not impact payment.
Agencies may choose to report an underlying condition in M1025 (Columns 3 and 4) when:
•
a Z-code is reported in Column 2 AND
•
the underlying condition for the Z-code in Column 2 is a resolved condition . An example of a
resolved condition is uterine cancer that is no longer being treated following a hysterectomy.

Column 4:

(OPTIONAL) If a Z-code is reported in M1021/M1023 (Column 2) and the agency chooses to report a
resolved underlying condition that requires multiple diagnosis codes under ICD-10-CM coding guidelines,
enter the diagnosis descriptions and the ICD-10-CM codes in the same row in Columns 3 and 4. For
example, if the resolved condition is a manifestation code, record the diagnosis description and ICD-10CM code for the underlying condition in Column 3 of that row and the diagnosis description and ICD-10CM code for the manifestation in Column 4 of that row. Otherwise, leave Column 4 blank in that row.

(Form on next page)

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(M1025) Optional Diagnoses (OPTIONAL)
(not used for payment)

(M1021) Primary Diagnosis & (M1023) Other Diagnoses
Column 1

Column 2

Column 3

Column 4

Diagnoses
(Sequencing of diagnoses
should reflect the seriousness
of each condition and support
the disciplines and services
provided)

ICD-10-CM and symptom control
rating for each condition.
Note that the sequencing of these
ratings may not match the
sequencing of the diagnoses

May be completed if a Z-code
is assigned to Column 2 and
the underlying diagnosis is
resolved

Complete only if the Optional
Diagnosis is a multiple coding
situation (for example: a
manifestation code)

Description

ICD-10-CM /
Symptom Control Rating

Description/
ICD-10-CM

V, W, X, Y codes
NOT allowed

V, W, X, Y, Z codes
NOT allowed

(M1021) Primary Diagnosis

a.
⃞0 ⃞1 ⃞2 ⃞3 ⃞4

(M1023) Other Diagnoses

⃞0 ⃞1 ⃞2 ⃞3 ⃞4

(

⃞0 ⃞1 ⃞2 ⃞3 ⃞4

(

⃞0 ⃞1 ⃞2 ⃞3 ⃞4

(

)

) (

)

d.
.

) (
e.

) (
c.

) (
f.

) (

(M1028) Active Diagnoses- Comorbidities and Co-existing Conditions – Check all that apply
See OASIS Guidance Manual for a complete list of relevant ICD-10 codes.

⃞
⃞

1 -

Peripheral Vascular Disease (PVD) or Peripheral Arterial Disease (PAD)

2 -

Diabetes Mellitus (DM)

(M1030) Therapies the patient receives at home: (Mark all that apply.)

⃞
⃞
⃞
⃞

1 -

Intravenous or infusion therapy (excludes TPN)

2 -

Parenteral nutrition (TPN or lipids)

3 -

Enteral nutrition (nasogastric, gastrostomy, jejunostomy, or any other artificial entry into the
alimentary canal)
None of the above

4 -

Centers for Medicare & Medicaid Services

)

(

.
V, W, X, Y, Z codes
NOT allowed

V, W, X, Y, Z codes
NOT allowed

) (

(

b.
⃞0 ⃞1 ⃞2 ⃞3 ⃞4

All ICD-10–C M codes allowed

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(M1033) Risk for Hospitalization: Which of the following signs or symptoms characterize this patient as at risk for
hospitalization? (Mark all that apply.)

⃞
⃞
⃞
⃞
⃞
⃞

1 -

History of falls (2 or more falls - or any fall with an injury - in the past 12 months)

2 -

Unintentional weight loss of a total of 10 pounds or more in the past 12 months

3 -

Multiple hospitalizations (2 or more) in the past 6 months

4 -

Multiple emergency department visits (2 or more) in the past 6 months

5 -

Decline in mental, emotional, or behavioral status in the past 3 months

6 7 -

Reported or observed history of difficulty complying with any medical instructions (for example,
medications, diet, exercise) in the past 3 months
Currently taking 5 or more medications

8 -

Currently reports exhaustion

9 -

Other risk(s) not listed in 1 - 8

10 -

None of the above

⃞
⃞
⃞
⃞

(M1034) Overall Status: Which description best fits the patient’s overall status?
Enter Code

The patient is stable with no heightened risk(s) for serious complications and death
(beyond those typical of the patient’s age).
1 The patient is temporarily facing high health risk(s) but is likely to return to being stable
without heightened risk(s) for serious complications and death (beyond those typical of
the patient’s age).
2 The patient is likely to remain in fragile health and have ongoing high risk(s) of serious
complications and death.
3 The patient has serious progressive conditions that could lead to death within a year.
UK The patient’s situation is unknown or unclear.

(M1036) Risk Factors, either present or past, likely to affect current health status and/or outcome: (Mark all
that apply.)

⃞ 1
⃞ 2
⃞ 3
⃞ 4
⃞ 5
⃞ UK

Smoking

Obesity

Alcohol dependency

Drug dependency

None of the above

Unknown

(M1041) Influenza Vaccine Data Collection Period: Does this episode of care (SOC/ROC to
Transfer/Discharge) include any dates on or between October 1 and March 31?
Enter Code

No [Go to M1051 ]

Yes

(M1046) Influenza Vaccine Received: Did the patient receive the influenza vaccine for this year’s flu
season?
Enter Code

1
2
3
4
5
6
7
8

Yes; received from your agency during this episode of care (SOC/ROC to
Transfer/Discharge)
Yes; received from your agency during a prior episode of care (SOC/ROC to
Transfer/Discharge)
Yes; received from another health care provider (for example, physician, pharmacist)
No; patient offered and declined
No; patient assessed and determined to have medical contraindication(s)
No; not indicated - patient does not meet age/condition guidelines for influenza vaccine
No; inability to obtain vaccine due to declared shortage
No; patient did not receive the vaccine due to reasons other than those listed in
responses 4 – 7.

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(M1051) Pneumococcal Vaccine: Has the patient ever received the pneumococcal vaccination (for
example, pneumovax)?
Enter Code

0
1

No
Yes [Go to M1501 at TRN; Go to M1230 at DC ]

(M1056) Reason Pneumococcal Vaccine not received: If patient has never received the pneumococcal
vaccination (for example, pneumovax), state reason:
Enter Code

1
2
3
4

Offered and declined
Assessed and determined to have medical contraindication(s)
Not indicated; patient does not meet age/condition guidelines for Pneumococcal Vaccine
None of the above

(M1060) Height and Weight – While measuring, if the number is X.1 – X.4 round down; X.5 or greater round up
a. Height (in inches). Record most recent height measure since the most recent SOC/ROC

inches

b. Weight (in pounds). Base weight on most recent measure in last 30 days; measure weight
consistently, according to standard agency practice (for example, in a.m. after

pounds

voiding, before meal, with shoes off, etc.)

LIVING ARRANGEMENTS
(M1100) Patient Living Situation: Which of the following best describes the patient's residential circumstance and
availability of assistance? (Check one box only.)
Availability of Assistance
Occasional /
Regular
Regular
short-term
daytime
nighttime
assistance

No
assistance
available

Living Arrangement

Around the
clock

a. Patient lives alone

⃞ 01

⃞ 02

⃞ 03

⃞ 04

⃞ 05

b. Patient lives with other
person(s) in the home

⃞ 06

⃞ 07

⃞ 08

⃞ 09

⃞ 10

c. Patient lives in congregate
situation (for example,
assisted living, residential
care home)

⃞ 11

⃞ 12

⃞ 13

⃞ 14

⃞ 15

SENSORY STATUS
(M1200) Vision (with corrective lenses if the patient usually wears them):
Enter Code

Normal vision: sees adequately in most situations; can see medication labels,
newsprint.

Partially impaired: cannot see medication labels or newsprint, but can see obstacles in
path, and the surrounding layout; can count fingers at arm's length.
Severely impaired: cannot locate objects without hearing or touching them, or patient
nonresponsive.

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(M1210) Ability to Hear (with hearing aid or hearing appliance if normally used):
Enter Code

0
1
2
UK

Adequate: hears normal conversation without difficulty.
Mildly to Moderately Impaired: difficulty hearing in some environments or speaker may
need to increase volume or speak distinctly.
Severely Impaired: absence of useful hearing.
Unable to assess hearing.

(M1220) Understanding of Verbal Content in patient's own language (with hearing aid or device if used):
Enter Code

0
1

Understands: clear comprehension without cues or repetitions.
Usually Understands: understands most conversations, but misses some part/intent of
message. Requires cues at times to understand.
Sometimes Understands: understands only basic conversations or simple, direct
phrases. Frequently requires cues to understand.
Rarely/Never Understands.

Unable to assess understanding.

(M1230) Speech and Oral (Verbal) Expression of Language (in patient's own language):
Expresses complex ideas, feelings, and needs clearly, completely, and easily in all
situations with no observable impairment.
1
Minimal difficulty in expressing ideas and needs (may take extra time; makes occasional
errors in word choice, grammar or speech intelligibility; needs minimal prompting or
assistance).
2
Expresses simple ideas or needs with moderate difficulty (needs prompting or
assistance, errors in word choice, organization or speech intelligibility). Speaks in
phrases or short sentences.
3
Has severe difficulty expressing basic ideas or needs and requires maximal assistance
or guessing by listener. Speech limited to single words or short phrases.
4
Unable to express basic needs even with maximal prompting or assistance but is not
comatose or unresponsive (for example, speech is nonsensical or unintelligible).
5
Patient nonresponsive or unable to speak.
(M1240) Has this patient had a formal Pain Assessment using a standardized, validated pain assessment
tool (appropriate to the patient’s ability to communicate the severity of pain)?
Enter Code

Enter Code

0
1
2

No standardized, validated assessment conducted
Yes, and it does not indicate severe pain
Yes, and it indicates severe pain

(M1242) Frequency of Pain Interfering with patient's activity or movement:
Enter Code

0
1
2
3
4

Patient has no pain
Patient has pain that does not interfere with activity or movement
Less often than daily
Daily, but not constantly
All of the time

INTEGUMENTARY STATUS
(M1300) Pressure Ulcer Assessment: Was this patient assessed for Risk of Developing Pressure
Ulcers?
Enter Code

No assessment conducted [Go to M1306 ]

Yes, based on an evaluation of clinical factors (for example, mobility, incontinence,
nutrition) without use of standardized tool
2
Yes, using a standardized, validated tool (for example, Braden Scale, Norton Scale)
(M1302) Does this patient have a Risk of Developing Pressure Ulcers?
Enter Code

0
1

No
Yes

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(M1306) Does this patient have at least one Unhealed Pressure Ulcer at Stage 2 or Higher or designated
as Unstageable? (Excludes Stage 1 pressure ulcers and healed Stage 2 pressure ulcers)
Enter Code

No [Go to M1322 ]

Yes

(M1307) The Oldest Stage 2 Pressure Ulcer that is present at discharge: (Excludes healed Stage 2
Pressure Ulcers)
Enter Code

1
2

Was present at the most recent SOC/ROC assessment
Developed since the most recent SOC/ROC assessment. Record date pressure ulcer
first identified:

/
NA

month
day
year
No Stage 2 pressure ulcers are present at discharge

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Enter
Number

(M1311) Current Number of Unhealed Pressure Ulcers at Each Stage
A1. Stage 2: Partial thickness loss of dermis presenting as a shallow open ulcer with red pink wound
bed, without slough. May also present as an intact or open/ruptured blister.
Number of Stage 2 pressure ulcers
[If 0 at FU/DC Go to M1311B1]
A2. Number of these Stage 2 pressure ulcers that were present at most recent SOC/ROC
– enter how many were noted at the time of most recent SOC/ROC
B1. Stage 3: Full thickness tissue loss. Subcutaneous fat may be visible but bone, tendon, or
muscle is not exposed. Slough may be present but does not obscure the depth of tissue loss.
May include undermining and tunneling.
Number of Stage 3 pressure ulcers
[If 0 at FU/DC Go to M1311C1]
B2. Number of these Stage 3 pressure ulcers that were present at most recent SOC/ROC
– enter how many were noted at the time of most recent SOC/ROC
C1. Stage 4: Full thickness tissue loss with exposed bone, tendon, or muscle. Slough or eschar
may be present on some parts of the wound bed. Often includes undermining and tunneling.
Number of Stage 4 pressure ulcers
[If 0 at FU/DC Go to M1311D1]
C2. Number of these Stage 4 pressure ulcers that were present at most recent SOC/ROC
– enter how many were noted at the time of most recent SOC/ROC
D1. Unstageable: Non-removable dressing: Known but not stageable due to non-removable
dressing/device
Number of unstageable pressure ulcers due to non-removable dressing/device
[If 0 at FU/DC Go to M1311E1
D2. Number of these unstageable pressure ulcers that were present at most recent SOC/ROC
– enter how many were noted at the time of most recent SOC/ROC
E1. Unstageable: Slough and/or eschar: Known but not stageable due to coverage of wound bed
by slough and/or eschar
Number of unstageable pressure ulcers due to coverage of wound bed by slough and/or
eschar
[If 0 at FU/DC Go to M1311F1]
E2. Number of these unstageable pressure ulcers that were present at most recent SOC/ROC
– enter how many were noted at the time of most recent SOC/ROC
F1. Unstageable: Deep tissue injury: Suspected deep tissue injury in evolution
Number of unstageable pressure ulcers with suspected deep tissue injury in evolution
[ If 0 - Go to M1322 (at Follow up), Go to M1313 (at Discharge)]
F2. Number of these unstageable pressure ulcers that were present at most recent SOC/ROC
– enter how many were noted at the time of most recent SOC/ROC

[Omit “A2, B2, C2, D2, E2 and F2” on SOC/ROC ]

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(M1313) Worsening in Pressure Ulcer Status since SOC/ROC:
Instructions for a-c: Indicate the number of current pressure ulcers that were not present or were at a
lesser stage at the most recent SOC/ROC. If no current pressure ulcer at a given stage, enter 0.

Enter Number
a. Stage 2
b. Stage 3
c. Stage 4
Instructions for e: For pressure ulcers that are Unstageable due to slough/eschar, report the number that are
new or were at a Stage 1 or 2 at the most recent SOC/ROC.
d. Unstageable – Known or likely but
Unstageable due to non-removable
dressing.
e. Unstageable – Known or likely but
Unstageable due to coverage of wound
bed by slough and/or eschar.
f. Unstageable – Suspected deep tissue
injury in evolution.

(M1320) Status of Most Problematic Pressure Ulcer that is Observable: (Excludes pressure ulcer that
cannot be observed due to a non-removable dressing/device)
Enter Code

0
1
2
3
NA

Newly epithelialized
Fully granulating
Early/partial granulation
Not healing
No observable pressure ulcer

(M1322) Current Number of Stage 1 Pressure Ulcers: Intact skin with non-blanchable redness of a
localized area usually over a bony prominence. The area may be painful, firm, soft, warmer, or
cooler as compared to adjacent tissue. Darkly pigmented skin may not have a visible blanching; in
dark skin tones only it may appear with persistent blue or purple hues.
Enter Code

0
1
2
3
4 or more

(M1324) Stage of Most Problematic Unhealed Pressure Ulcer that is Stageable: (Excludes pressure
ulcer that cannot be staged due to a non-removable dressing/device, coverage of wound bed by
slough and/or eschar, or suspected deep tissue injury.)
1
Stage 1
2
Stage 2
3
Stage 3
4
Stage 4
NA Patient has no pressure ulcers or no stageable pressure ulcers
(M1330) Does this patient have a Stasis Ulcer?
Enter Code

Enter Code

No [Go to M1340 ]

1
2

Yes, patient has BOTH observable and unobservable stasis ulcers
Yes, patient has observable stasis ulcers ONLY

Yes, patient has unobservable stasis ulcers ONLY (known but not observable due to
non-removable dressing/device) [Go to M1340 ]

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(M1332) Current Number of Stasis Ulcer(s) that are Observable:
Enter Code

1
2
3
4

One
Two
Three
Four or more

(M1334) Status of Most Problematic Stasis Ulcer that is Observable:
Enter Code

1
2
3

Fully granulating
Early/partial granulation
Not healing

(M1340) Does this patient have a Surgical Wound?
Enter Code

No [At SOC/ROC, go to M1350 ; At FU//DC, go to M1400 ]

Yes, patient has at least one observable surgical wound

Surgical wound known but not observable due to non-removable dressing/device [At

SOC/ROC, go to M1350 ; At FU/DC, go to M1400 ]
(M1342) Status of Most Problematic Surgical Wound that is Observable
Enter Code

0
1
2
3

Newly epithelialized
Fully granulating
Early/partial granulation
Not healing

(M1350) Does this patient have a Skin Lesion or Open Wound (excluding bowel ostomy), other than those
described above, that is receiving intervention by the home health agency?
Enter Code

0
1

No
Yes

RESPIRATORY STATUS
(M1400) When is the patient dyspneic or noticeably Short of Breath?
Enter Code

0
1
2
3
4

Patient is not short of breath
When walking more than 20 feet, climbing stairs
With moderate exertion (for example, while dressing, using commode or bedpan, walking
distances less than 20 feet)
With minimal exertion (for example, while eating, talking, or performing other ADLs) or
with agitation
At rest (during day or night)

(M1410) Respiratory Treatments utilized at home: (Mark all that apply.)

⃞
⃞
⃞
⃞

1 -

Oxygen (intermittent or continuous)

2 -

Ventilator (continually or at night)

3 -

Continuous / Bi-level positive airway pressure

4 -

None of the above

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CARDIAC STATUS
(M1501) Symptoms in Heart Failure Patients: If patient has been diagnosed with heart failure, did the
patient exhibit symptoms indicated by clinical heart failure guidelines (including dyspnea, orthopnea,
edema, or weight gain) at the time of or at any time since the most recent SOC/ROC assessment?
Enter Code

No [Go to M2005 at TRN; Go to M1600 at DC ]

Yes

Not assessed [Go to M2005 at TRN; Go to M1600 at DC ]

Patient does not have diagnosis of heart failure [Go to M2005 at TRN; Go to M1600 at

DC ]

(M1511) Heart Failure Follow-up: If patient has been diagnosed with heart failure and has exhibited symptoms
indicative of heart failure at the time of or at any time since the most recent SOC/ROC assessment, what
action(s) has (have) been taken to respond? (Mark all that apply.)

⃞
⃞
⃞
⃞
⃞
⃞

0 -

No action taken

1 -

Patient’s physician (or other primary care practitioner) contacted the same day

2 -

Patient advised to get emergency treatment (for example, call 911 or go to emergency room)

3 -

Implemented physician-ordered patient-specific established parameters for treatment

4 -

Patient education or other clinical interventions

5 -

Obtained change in care plan orders (for example, increased monitoring by agency, change in visit
frequency, telehealth)

ELIMINATION STATUS
(M1600) Has this patient been treated for a Urinary Tract Infection in the past 14 days?
Enter Code

0
1
NA
UK

No
Yes
Patient on prophylactic treatment
Unknown [Omit “UK” option on DC ]

(M1610) Urinary Incontinence or Urinary Catheter Presence:
Enter Code

No incontinence or catheter (includes anuria or ostomy for urinary drainage) [Go to M1620 ]

1
2

Patient is incontinent
Patient requires a urinary catheter (specifically: external, indwelling, intermittent, or
suprapubic) [Go to M1620 ]

(M1615) When does Urinary Incontinence occur?
Enter Code

0
1
2
3
4

Timed-voiding defers incontinence
Occasional stress incontinence
During the night only
During the day only
During the day and night

(M1620) Bowel Incontinence Frequency:
Enter Code

0
1
2
3
4
5
NA

Very rarely or never has bowel incontinence
Less than once weekly
One to three times weekly
Four to six times weekly
On a daily basis
More often than once daily
Patient has ostomy for bowel elimination

Unknown [Omit “UK” option on FU, DC ]

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(M1630) Ostomy for Bowel Elimination: Does this patient have an ostomy for bowel elimination that (within the
last 14 days): a) was related to an inpatient facility stay; or b) necessitated a change in medical or
treatment regimen?
Enter Code

Patient does not have an ostomy for bowel elimination.

Patient's ostomy was not related to an inpatient stay and did not necessitate change in
medical or treatment regimen.
The ostomy was related to an inpatient stay or did necessitate change in medical or
treatment regimen.

NEURO/EMOTIONAL/BEHAVIORAL STATUS
(M1700) Cognitive Functioning: Patient's current (day of assessment) level of alertness, orientation,
comprehension, concentration, and immediate memory for simple commands.
0
Enter Code
1
2

3
4

Alert/oriented, able to focus and shift attention, comprehends and recalls task directions
independently.
Requires prompting (cuing, repetition, reminders) only under stressful or unfamiliar
conditions.
Requires assistance and some direction in specific situations (for example, on all tasks
involving shifting of attention) or consistently requires low stimulus environment due to
distractibility.
Requires considerable assistance in routine situations. Is not alert and oriented or is unable
to shift attention and recall directions more than half the time.
Totally dependent due to disturbances such as constant disorientation, coma, persistent
vegetative state, or delirium.

(M1710) When Confused (Reported or Observed Within the Last 14 Days):
Enter Code

0
1
2
3
4
NA

Never
In new or complex situations only
On awakening or at night only
During the day and evening, but not constantly
Constantly
Patient nonresponsive

(M1720) When Anxious (Reported or Observed Within the Last 14 Days):
Enter Code

0
1
2
3
NA

None of the time
Less often than daily
Daily, but not constantly
All of the time
Patient nonresponsive

(M1730) Depression Screening: Has the patient been screened for depression, using a standardized, validated
depression screening tool?
Enter Code

0
1

No
Yes, patient was screened using the PHQ-2©* scale.
Instructions for this two-question tool: Ask patient: “Over the last two weeks, how often
have you been bothered by any of the following problems?”
Nearly
Several
More than half every day
NA
PHQ-2©*
Not at all
of the days
12 – 14 Unable to
days
0 - 1 day 2 - 6 days
7 – 11 days
days
respond
a) Little interest or pleasure
⃞NA
⃞0
⃞1
⃞2
⃞3
in doing things
b) Feeling down,
⃞NA
⃞0
⃞1
⃞2
⃞3
depressed, or hopeless?

2
3

Yes, patient was screened with a different standardized, validated assessment and the
patient meets criteria for further evaluation for depression.
Yes, patient was screened with a different standardized, validated assessment and the
patient does not meet criteria for further evaluation for depression.

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(M1740) Cognitive, behavioral, and psychiatric symptoms that are demonstrated at least once a week (Reported
or Observed): (Mark all that apply.)

⃞

1 -

⃞

2 -

⃞
⃞
⃞
⃞
⃞

3 4 -

Memory deficit: failure to recognize familiar persons/places, inability to recall events of past 24
hours, significant memory loss so that supervision is required
Impaired decision-making: failure to perform usual ADLs or IADLs, inability to appropriately stop
activities, jeopardizes safety through actions
Verbal disruption: yelling, threatening, excessive profanity, sexual references, etc.

5 -

Physical aggression: aggressive or combative to self and others (for example, hits self, throws
objects, punches, dangerous maneuvers with wheelchair or other objects)
Disruptive, infantile, or socially inappropriate behavior (excludes verbal actions)

6 -

Delusional, hallucinatory, or paranoid behavior

7 -

None of the above behaviors demonstrated

(M1745) Frequency of Disruptive Behavior Symptoms (Reported or Observed): Any physical, verbal, or
other disruptive/dangerous symptoms that are injurious to self or others or jeopardize personal
safety.
Enter Code

0
1
2
3
4
5

Never
Less than once a month
Once a month
Several times each month
Several times a week
At least daily

(M1750) Is this patient receiving Psychiatric Nursing Services at home provided by a qualified psychiatric
nurse?
Enter Code

0
1

No
Yes

ADL/IADLs
(M1800) Grooming: Current ability to tend safely to personal hygiene needs (specifically: washing face and
hands, hair care, shaving or make up, teeth or denture care, or fingernail care).
Enter Code

0
1
2
3

Able to groom self unaided, with or without the use of assistive devices or adapted
methods.
Grooming utensils must be placed within reach before able to complete grooming
activities.
Someone must assist the patient to groom self.
Patient depends entirely upon someone else for grooming needs.

(M1810) Current Ability to Dress Upper Body safely (with or without dressing aids) including
undergarments, pullovers, front-opening shirts and blouses, managing zippers, buttons, and snaps:
Enter Code

0
1
2
3

Able to get clothes out of closets and drawers, put them on and remove them from the
upper body without assistance.
Able to dress upper body without assistance if clothing is laid out or handed to the
patient.
Someone must help the patient put on upper body clothing.
Patient depends entirely upon another person to dress the upper body.

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(M1820) Current Ability to Dress Lower Body safely (with or without dressing aids) including
undergarments, slacks, socks or nylons, shoes:
Enter Code

0
1
2
3

Able to obtain, put on, and remove clothing and shoes without assistance.
Able to dress lower body without assistance if clothing and shoes are laid out or handed
to the patient.
Someone must help the patient put on undergarments, slacks, socks or nylons, and
shoes.
Patient depends entirely upon another person to dress lower body.

(M1830) Bathing: Current ability to wash entire body safely. Excludes grooming (washing face, washing
hands, and shampooing hair).
Enter Code

0
1
2

3
4
5
6

Able to bathe self in shower or tub independently, including getting in and out of
tub/shower.
With the use of devices, is able to bathe self in shower or tub independently, including
getting in and out of the tub/shower.
Able to bathe in shower or tub with the intermittent assistance of another person:
(a) for intermittent supervision or encouragement or reminders, OR
(b) to get in and out of the shower or tub, OR
(c) for washing difficult to reach areas.
Able to participate in bathing self in shower or tub, but requires presence of another
person throughout the bath for assistance or supervision.
Unable to use the shower or tub, but able to bathe self independently with or without the
use of devices at the sink, in chair, or on commode.
Unable to use the shower or tub, but able to participate in bathing self in bed, at the sink,
in bedside chair, or on commode, with the assistance or supervision of another person.
Unable to participate effectively in bathing and is bathed totally by another person.

(M1840) Toilet Transferring: Current ability to get to and from the toilet or bedside commode safely and
transfer on and off toilet/commode.
Enter Code

0
1
2
3
4

Able to get to and from the toilet and transfer independently with or without a device.
When reminded, assisted, or supervised by another person, able to get to and from the
toilet and transfer.
Unable to get to and from the toilet but is able to use a bedside commode (with or
without assistance).
Unable to get to and from the toilet or bedside commode but is able to use a
bedpan/urinal independently.
Is totally dependent in toileting.

(M1845) Toileting Hygiene: Current ability to maintain perineal hygiene safely, adjust clothes and/or
incontinence pads before and after using toilet, commode, bedpan, urinal. If managing ostomy,
includes cleaning area around stoma, but not managing equipment.
Able to manage toileting hygiene and clothing management without assistance.
Able to manage toileting hygiene and clothing management without assistance if
supplies/implements are laid out for the patient.
2
Someone must help the patient to maintain toileting hygiene and/or adjust clothing.
3
Patient depends entirely upon another person to maintain toileting hygiene.
(M1850) Transferring: Current ability to move safely from bed to chair, or ability to turn and position self in
bed if patient is bedfast.
Enter Code

Enter Code

0
1

0
1
2
3
4
5

Able to independently transfer.
Able to transfer with minimal human assistance or with use of an assistive device.
Able to bear weight and pivot during the transfer process but unable to transfer self.
Unable to transfer self and is unable to bear weight or pivot when transferred by another
person.
Bedfast, unable to transfer but is able to turn and position self in bed.
Bedfast, unable to transfer and is unable to turn and position self.

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Section GG: FUNCTIONAL ABILITIES and GOALS – SOC/ROC
(GG0170C) Mobility
Code the patient’s usual performance at the SOC/ROC using the 6-point scale. If activity was not attempted at
SOC/ROC, code the reason.
Code the patient’s discharge goal using the 6-point scale. Do not use codes 07, 09, or 88 to code discharge
goal.
Coding:
1.
2.
Safety and Quality of Performance – If helper assistance is
SOC/ROC
Discharge
required because patient’s performance is unsafe or of poor quality,
Performance
Goal
score according to amount of assistance provided.
Activity may be completed with or without assistive devices.
Enter Codes in Boxes
06 Independent – Patient completes the activity by him/herself
Lying to
with no assistance from a helper.
Sitting on
05 Setup or clean-up assistance – Helper SETS UP or CLEANS
Side of Bed:
UP; patient completes activity. Helper assists only prior to or
The ability to
following the activity.
safely move
04 Supervision or touching assistance – Helper provides
from lying on
VERBAL CUES or TOUCHING/STEADYING assistance as
the back to
patient completes activity. Assistance may be provided
sitting on the
throughout the activity or intermittently.
side of the bed
03 Partial/moderate assistance – Helper does LESS THAN HALF
with feet flat on
the effort. Helper lifts, holds or supports trunk or limbs, but
the floor, and
provides less than half the effort.
with no back
02 Substantial/maximal assistance – Helper does MORE THAN
support.
HALF the effort. Helper lifts or holds trunk or limbs and provides
more than half the effort.
01 Dependent – Helper does ALL of the effort. Patient does none
of the effort to complete the activity. Or, the assistance of 2 or
more helpers is required for the patient to complete the activity.
If activity was not attempted, code reason:
07 Patient refused
09 Not applicable
88 Not attempted due to medical condition or safety concerns

(M1860) Ambulation/Locomotion: Current ability to walk safely, once in a standing position, or use a
wheelchair, once in a seated position, on a variety of surfaces.
Enter Code

0
1

3
4
5
6

Able to independently walk on even and uneven surfaces and negotiate stairs with or
without railings (specifically: needs no human assistance or assistive device).
With the use of a one-handed device (for example, cane, single crutch, hemi-walker),
able to independently walk on even and uneven surfaces and negotiate stairs with or
without railings.
Requires use of a two-handed device (for example, walker or crutches) to walk alone on
a level surface and/or requires human supervision or assistance to negotiate stairs or
steps or uneven surfaces.
Able to walk only with the supervision or assistance of another person at all times.
Chairfast, unable to ambulate but is able to wheel self independently.
Chairfast, unable to ambulate and is unable to wheel self.
Bedfast, unable to ambulate or be up in a chair.

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(M1870) Feeding or Eating: Current ability to feed self meals and snacks safely. Note: This refers only to
the process of eating, chewing, and swallowing, not preparing the food to be eaten.
Able to independently feed self.
Able to feed self independently but requires:
(a) meal set-up; OR
(b) intermittent assistance or supervision from another person; OR
(c) a liquid, pureed or ground meat diet.
2
Unable to feed self and must be assisted or supervised throughout the meal/snack.
3
Able to take in nutrients orally and receives supplemental nutrients through a nasogastric
tube or gastrostomy.
4
Unable to take in nutrients orally and is fed nutrients through a nasogastric tube or
gastrostomy.
5
Unable to take in nutrients orally or by tube feeding.
(M1880) Current Ability to Plan and Prepare Light Meals (for example, cereal, sandwich) or reheat
delivered meals safely:
Enter Code

0
1

(a)
Able to independently plan and prepare all light meals for self or reheat delivered
meals; OR
(b)
Is physically, cognitively, and mentally able to prepare light meals on a regular
basis but has not routinely performed light meal preparation in the past (specifically: prior
to this home care admission).
1
Unable to prepare light meals on a regular basis due to physical, cognitive, or mental
limitations.
2
Unable to prepare any light meals or reheat any delivered meals.
(M1890) Ability to Use Telephone: Current ability to answer the phone safely, including dialing numbers,
and effectively using the telephone to communicate.
Enter Code

Enter Code

0
1
2
3
4
5
NA

Able to dial numbers and answer calls appropriately and as desired.
Able to use a specially adapted telephone (for example, large numbers on the dial,
teletype phone for the deaf) and call essential numbers.
Able to answer the telephone and carry on a normal conversation but has difficulty with
placing calls.
Able to answer the telephone only some of the time or is able to carry on only a limited
conversation.
Unable to answer the telephone at all but can listen if assisted with equipment.
Totally unable to use the telephone.
Patient does not have a telephone.

(M1900) Prior Functioning ADL/IADL: Indicate the patient’s usual ability with everyday activities prior to
his/her most recent illness, exacerbation, or injury.
Enter Code

Self-Care (specifically: grooming, dressing, bathing, and toileting hygiene)
0 Independent
1 Needed Some Help
2 Dependent

Enter Code

Ambulation
0 Independent
1 Needed Some Help
2 Dependent

Enter Code

Transfer
0 Independent
1 Needed Some Help
2 Dependent

Enter Code

Household tasks (specifically: light meal preparation, laundry, shopping, and phone
use )
0 Independent
1 Needed Some Help
2 Dependent

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(M1910) Has this patient had a multi-factor Falls Risk Assessment using a standardized, validated
assessment tool?
Enter Code

0
1
2

No.
Yes, and it does not indicate a risk for falls.
Yes, and it does indicate a risk for falls.

MEDICATIONS
(M2001) Drug Regimen Review: Did a complete drug regimen review identify potential clinically significant
medication issues?
Enter Code

No - No issues found during review [Go to M2010 ]

Yes - Issues found during review

NA - Patient is not taking any medications [Go to M2040 ]

(M2003) Medication Follow-up: Did the agency contact a physician (or physician-designee) by midnight of
the next calendar day and complete prescribed/recommended actions in response to the identified
potential clinically significant medication issues?
Enter Code

0
1

No
Yes

(M2005) Medication Intervention: Did the agency contact and complete physician (or physician-designee)
prescribed/recommended actions by midnight of the next calendar day each time potential clinically
significant medication issues were identified since the SOC/ROC?
Enter Code

0
1
9

No
Yes
NA – There were no potential clinically significant medication issues identified since
SOC/ROC or patient is not taking any medications

(M2010) Patient/Caregiver High-Risk Drug Education: Has the patient/caregiver received instruction on
special precautions for all high-risk medications (such as hypoglycemics, anticoagulants, etc.) and
how and when to report problems that may occur?
Enter Code

0
1
NA

No
Yes
Patient not taking any high-risk drugs OR patient/caregiver fully knowledgeable about
special precautions associated with all high-risk medications

(M2016) Patient/Caregiver Drug Education Intervention: At the time of, or at any time since the most
recent SOC/ROC assessment, was the patient/caregiver instructed by agency staff or other health
care provider to monitor the effectiveness of drug therapy, adverse drug reactions, and significant
side effects, and how and when to report problems that may occur?
Enter Code

0
1
NA

No
Yes
Patient not taking any drugs

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(M2020) Management of Oral Medications: Patient's current ability to prepare and take all oral medications
reliably and safely, including administration of the correct dosage at the appropriate times/intervals.
Excludes injectable and IV medications. (NOTE: This refers to ability, not compliance or
willingness.)
Enter Code

0
1

Able to independently take the correct oral medication(s) and proper dosage(s) at the
correct times.
Able to take medication(s) at the correct times if:
(a) individual dosages are prepared in advance by another person; OR
(b) another person develops a drug diary or chart.
Able to take medication(s) at the correct times if given reminders by another person at
the appropriate times

3
NA

Unable to take medication unless administered by another person.
No oral medications prescribed.

M2030) Management of Injectable Medications: Patient's current ability to prepare and take all prescribed
injectable medications reliably and safely, including administration of correct dosage at the
appropriate times/intervals. Excludes IV medications.
Enter Code

0
1

2
3
NA

Able to independently take the correct medication(s) and proper dosage(s) at the correct
times.
Able to take injectable medication(s) at the correct times if:
(a) individual syringes are prepared in advance by another person; OR
(b) another person develops a drug diary or chart.
Able to take medication(s) at the correct times if given reminders by another person
based on the frequency of the injection
Unable to take injectable medication unless administered by another person.
No injectable medications prescribed.

(M2040) Prior Medication Management: Indicate the patient’s usual ability with managing oral and
injectable medications prior to his/her most recent illness, exacerbation or injury.
Enter Code

Enter Code

Oral medications
0 Independent
1 Needed Some Help
2 Dependent
NA Not Applicable

Injectable medications
0 Independent
1 Needed Some Help
2 Dependent
NA Not Applicable

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CARE MANAGEMENT
(M2102) Types and Sources of Assistance: Determine the ability and willingness of non-agency caregivers
(such as family members, friends, or privately paid caregivers) to provide assistance for the following
activities, if assistance is needed. Excludes all care by your agency staff.
Enter Code
a. ADL assistance (for example, transfer/ ambulation, bathing, dressing, toileting,
eating/feeding)
0 No assistance needed –patient is independent or does not have needs in this area
1 Non-agency caregiver(s) currently provide assistance
2 Non-agency caregiver(s) need training/ supportive services to provide assistance
3 Non-agency caregiver(s) are not likely to provide assistance OR it is unclear if they will
provide assistance
4 Assistance needed, but no non-agency caregiver(s) available
Enter Code
b. IADL assistance (for example, meals, housekeeping, laundry, telephone, shopping,
finances)
0 No assistance needed –patient is independent or does not have needs in this area
1 Non-agency caregiver(s) currently provide assistance
2 Non-agency caregiver(s) need training/ supportive services to provide assistance
3 Non-agency caregiver(s) are not likely to provide assistance OR it is unclear if they will
provide assistance
4 Assistance needed, but no non-agency caregiver(s) available
Enter Code
c. Medication administration (for example, oral, inhaled or injectable)
0 No assistance needed –patient is independent or does not have needs in this area
1 Non-agency caregiver(s) currently provide assistance
2 Non-agency caregiver(s) need training/ supportive services to provide assistance
3 Non-agency caregiver(s) are not likely to provide assistance OR it is unclear if they will
provide assistance
4 Assistance needed, but no non-agency caregiver(s) available
Enter Code
d. Medical procedures/ treatments (for example, changing wound dressing, home exercise
program)
0 No assistance needed –patient is independent or does not have needs in this area
1 Non-agency caregiver(s) currently provide assistance
2 Non-agency caregiver(s) need training/ supportive services to provide assistance
3 Non-agency caregiver(s) are not likely to provide assistance OR it is unclear if they will
provide assistance
4 Assistance needed, but no non-agency caregiver(s) available
Enter Code
e. Management of Equipment (for example, oxygen, IV/infusion equipment, enteral/
parenteral nutrition, ventilator therapy equipment or supplies)
0 No assistance needed –patient is independent or does not have needs in this area
1 Non-agency caregiver(s) currently provide assistance
2 Non-agency caregiver(s) need training/ supportive services to provide assistance
3 Non-agency caregiver(s) are not likely to provide assistance OR it is unclear if they will
provide assistance
4 Assistance needed, but no non-agency caregiver(s) available
Enter Code
f. Supervision and safety (for example, due to cognitive impairment)
0 No assistance needed –patient is independent or does not have needs in this area
1 Non-agency caregiver(s) currently provide assistance
2 Non-agency caregiver(s) need training/ supportive services to provide assistance
3 Non-agency caregiver(s) are not likely to provide assistance OR it is unclear if they will
provide assistance
4 Assistance needed, but no non-agency caregiver(s) available
Enter Code
g. Advocacy or facilitation of patient's participation in appropriate medical care (for example,
transportation to or from appointments)
0 No assistance needed –patient is independent or does not have needs in this area
1 Non-agency caregiver(s) currently provide assistance
2 Non-agency caregiver(s) need training/ supportive services to provide assistance
3 Non-agency caregiver(s) are not likely to provide assistance OR it is unclear if they will
provide assistance
4 Assistance needed, but no non-agency caregiver(s) available

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(M2110) How Often does the patient receive ADL or IADL assistance from any caregiver(s) (other than
home health agency staff)?
Enter Code

1
2
3
4
5
UK

At least daily
Three or more times per week
One to two times per week
Received, but less often than weekly
No assistance received
Unknown

THERAPY NEED AND PLAN OF CARE
(M2200) Therapy Need: In the home health plan of care for the Medicare payment episode for which this assessment
will define a case mix group, what is the indicated need for therapy visits (total of reasonable and necessary
physical, occupational, and speech-language pathology visits combined)? (Enter zero [“000”] if no therapy
visits indicated.)

() Number of therapy visits indicated (total of physical, occupational and speech-language pathology
combined).

⃞ NA - Not Applicable: No case mix group defined by this assessment.
(M2250) Plan of Care Synopsis: (Check only one box in each row.) Does the physician-ordered plan of care
include the following:
No

Yes

⃞0

⃞1

Diabetic foot care including monitoring for
the presence of skin lesions on the lower
extremities and patient/caregiver education
on proper foot care
Falls prevention interventions

⃞0

⃞1

⃞0

⃞1

Depression intervention(s) such as
medication, referral for other treatment, or a
monitoring plan for current treatment and/or
physician notified that patient screened
positive for depression

⃞0

⃞1

Intervention(s) to monitor and mitigate pain

⃞0

⃞1

Intervention(s) to prevent pressure ulcers

⃞0

⃞1

Pressure ulcer treatment based on
principles of moist wound healing OR order
for treatment based on moist wound
healing has been requested from physician

⃞0

⃞1

Plan / Intervention
Patient-specific parameters for notifying
physician of changes in vital signs or other
clinical findings

Centers for Medicare & Medicaid Services

Not Applicable
⃞NA Physician has chosen not to
establish patient-specific
parameters for this patient. Agency
will use standardized clinical
guidelines accessible for all care
providers to reference.
⃞NA Patient is not diabetic or is missing
lower legs due to congenital or
acquired condition (bilateral
amputee).
⃞NA Falls risk assessment indicates
patient has no risk for falls.
⃞NA Patient has no diagnosis of
depression AND depression
screening indicates patient has: 1)
no symptoms of depression; or 2)
has some symptoms of depression
but does not meet criteria for further
evaluation of depression based on
screening tool used.
⃞NA Pain assessment indicates patient
has no pain.
⃞NA Pressure ulcer risk assessment
(clinical or formal) indicates patient
is not at risk of developing pressure
ulcers.
⃞NA Patient has no pressure ulcers OR
has no pressure ulcers for which
moist wound healing is indicated.

OASIS-C2 Item Set-Effective 1/1/17

Page 24 of 27

EMERGENT CARE
(M2301) Emergent Care: At the time of or at any time since the most recent SOC/ROC assessment has the
patient utilized a hospital emergency department (includes holding/observation status)?
Enter Code

No [Go to M2401 ]

1
2

Yes, used hospital emergency department WITHOUT hospital admission
Yes, used hospital emergency department WITH hospital admission

Unknown [Go to M2401 ]

(M2310) Reason for Emergent Care: For what reason(s) did the patient seek and/or receive emergent care (with or
without hospitalization)? (Mark all that apply.)

⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞
⃞

1 2 -

Improper medication administration, adverse drug reactions, medication side effects, toxicity,
anaphylaxis
Injury caused by fall

3 -

Respiratory infection (for example, pneumonia, bronchitis)

4 -

File Type	application/pdf
File Title	Appendix B OASIS C2 ITEM Set Effective 1_1_17
Subject	OASIS C2, CMS, Home Health, quality reporting, HHQRP
Author	Centers for Medicare and Medicaid Services, Center for Clinical
File Modified	2016-03-15
File Created	2015-12-16