Web-Survey for DOE's Small Business Vouchers Pilot of Participating and Nonparticipating Small Business

Forms and Documents

Document Name	Status
SBV non participant follow-up email final 091316.docx Supplementary Document	2016-09-20
SBV non participant email final 091316.docx Supplementary Document	2016-09-20
SBV interim year survey participant follow-up email final 091316.docx Supplementary Document	2016-09-20
SBV interim year survey participant email final 091316.docx Supplementary Document	2016-09-20
SBV initial survey participant follow-up email final 091316.docx Supplementary Document	2016-09-20
SBV initial survey participant email final 091316.docx Supplementary Document	2016-09-20
30 Day Published FRN.pdf Supplementary Document	2016-07-27
2015-11-12_60 Day FRN (Published).pdf Supplementary Document	2016-07-27
Supporting Statement B draft 3-4-16.docx Supporting Statement B	2016-07-27
061616 Supporting Statement A_SBV_7-27-16 final 091316.docx Supporting Statement A	2016-09-20

IC Document Collections

IC ID	Document Title	Status
222660	Small Business Voucher Pilot Participant Survey Other-Survey	New

ICR Details

OMB Control No: 1910-5180	ICR Reference No: 201607-1910-008
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: DOE/DOEOA	Agency Tracking No: Jeff Dowd
Title: Web-Survey for DOE's Small Business Vouchers Pilot of Participating and Nonparticipating Small Business
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 10/04/2016
	Date Received in OIRA: 07/27/2016
Terms of Clearance: In accordance with 5 CFR 1320, the information collection is approved for three years.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2019	36 Months From Approved
Responses	640	0	0
Time Burden (Hours)	195	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The Small Business Vouchers (SBV) Pilot is an activity in support of the Department of Energy’s (DOE) Lab Impact Initiative (2013). The Initiative seeks to increase the industry engagement and commercial impact of the National Laboratories. The SBV Pilot is a funding mechanism structured to allow small businesses engaged in the renewable energy and energy efficiency sectors to collaborate with researchers at the National Laboratories and to take advantage of the resources at the Labs that assist small businesses in proceeding through commercialization challenges. This information collection request will provide the required data to assess the processes and impacts of the SBV Pilot.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 238	12/11/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 103	05/27/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Small Business Voucher Pilot Participant Survey

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	640	0	0	640	0	0
Annual Time Burden (Hours)	195	0	0	195	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new collection, therefore there is an increase in burden.

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Annual Cost to Federal Government: $29,786

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/27/2016

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