Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies; Annual Report of Merchant Banking Investments Held for an Extended Period
ICR 201608-7100-015
OMB: 7100-0300
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 7100-0300 can be found here:
Consolidated Holding Company
Report of Equity Investments in Nonfinancial Companies; Annual
Report of Merchant Banking Investments Held for an Extended
Period
The FR Y-12 collects information from
certain domestic bank holding companies (BHCs) and savings and loan
holding companies (SLHCs) (collectively holding companies) on their
equity investments in nonfinancial companies. Respondents report
the FR Y-12 either quarterly or semiannually based on reporting
threshold criteria. The FR Y-12A is filed annually by institutions
that hold merchant banking investments that are approaching the end
of the holding period permissible under Regulation Y.
The Board proposes to collect
financial information for U.S. intermediate holding companies
(IHCs) of foreign banking organizations (FBOs) for the regulatory
reporting forms listed above to implement the enhanced prudential
standards for FBOs adopted under Enhanced Prudential Standards
(Regulation YY).
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.