30-Day Federal Register Notice

FR2-0026 Transfer Agent Registration Interagency 81 FR 60353 - 1 SEPT 2016.pdf

Transfer Agent Registration and Amendment Form

30-Day Federal Register Notice

OMB: 3064-0026

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Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices
for accessibility reasons, or if you have
any questions, contact Dale L. Aultman,
Secretary to the Farm Credit
Administration Board, at (703) 883–
4009. The matters to be considered at
the meeting are:
OPEN SESSION
A. Approval of Minutes
• August 11, 2016
B. New Business
• Final Rule: Amendment of Freedom
of Information Act (FOIA)
Regulations Required by the FOIA
Improvement Act of 2016
• Quarterly Report on Economic
Conditions and FCS Conditions
CLOSED SESSION *
• Office of Examination Quarterly
Report
* Session Closed-Exempt pursuant to
5 U.S.C. Section 552b(c)(8) and (9).
Dated: August 30, 2016.
Dale L. Aultman,
Secretary, Farm Credit Administration Board.
BILLING CODE 6705–01–P

FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Submission for OMB
Review; Comment Request (3064–
0026)
Federal Deposit Insurance
Corporation (FDIC).
ACTION: Notice and request for comment.
AGENCY:

The FDIC, as part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
agencies to take this opportunity to
comment on the renewal of an existing
information collection, as required by
the Paperwork Reduction Act of 1995.
On June 10, 2016, (81 FR 37665), the
Office of the Comptroller of the
Currency (OCC), the Board of Governors
of the Federal Reserve System (the
Board) and the FDIC requested comment
for 60 days on a proposal to renew the
information collection described below.
No comments were received. The FDIC
hereby gives notice of its plan to submit
to OMB a request to approve the
renewal of this collection, and again
invites comment on this renewal.
DATES: Comments must be submitted on
or before October 3, 2016.
ADDRESSES: Interested parties are
invited to submit written comments to
the FDIC by any of the following
methods:
• http://www.FDIC.gov/regulations/
laws/federal/

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Proposal
to renew the following currentlyapproved collection of information:
Title: Uniform Interagency Transfer
Agent Registration and Amendment
Form.
OMB Number: 3064–0026.
Form Number: Form TA–1.
Affected Public: Private sector,
insured state nonmember banks and
state savings associations.
Frequency of Response: On occasion.
Estimated Number of Respondents:
Registration—2; amendments—10.
Estimated Average Time per
Response: Registrations—1.25 hours;
amendments—10 minutes.
Estimated Total Annual Burden:
4.667 hours.
General Description: Section 17A(c) of
the Security Exchange Act of 1934 (the
Act) requires all transfer agents for
securities registered under section 12 of
the Act or, if the security would be
required to be registered except for the
exemption from registration provided by
Section 12(g)(2)(B) or Section
12(g)(2)(G), to ‘‘fil[e] with the
appropriate regulatory agency . . . an
application for registration in such form
and containing such information and
documents . . . as such appropriate
regulatory agency may prescribe as
necessary or appropriate in furtherance
of the purposes of this section.’’ 1 In
general, an entity performing transfer
agent functions for a security is required
to register with its appropriate
regulatory agency (‘‘ARA’’) if the
security is registered on a national
securities exchange or if the issuer of
the security has total assets exceeding
SUPPLEMENTARY INFORMATION:

[FR Doc. 2016–21197 Filed 8–30–16; 4:15 pm]

SUMMARY:

• Email: [email protected] Include
the name of the collection in the subject
line of the message.
• Mail: Manny Cabeza,
(202.898.3767), Counsel, Room MB–
3105, Federal Deposit Insurance
Corporation, 550 17th Street NW.,
Washington, DC 20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 17th Street Building
(located on F Street), on business days
between 7:00 a.m. and 5:00 p.m.
All comments should refer to the
relevant OMB control number. A copy
of the comments may also be submitted
to the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:
Manny Cabeza, at the FDIC address
above.

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U.S.C. 78q–1.

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$10 million and a class of equity
security held of record by 2,000 persons
or, for an issuer that is not a bank, BHC,
or SLHC, by 500 persons who are not
accredited investors.2 The Board’s
Regulation H (12 CFR 208.31(a)) and
Regulation Y (12 CFR 225.4(d)), the
OCC’s 12 CFR 9.20, and the FDIC’s 12
CFR part 341 implement these
provisions of the Act.
To accomplish the registration of
transfer agents, Form TA–1 was
developed in 1975 as an interagency
effort by the Securities and Exchange
Commission (SEC) and the agencies.
The agencies primarily use the data
collected on Form TA–1 to determine
whether an application for registration
should be approved, denied, accelerated
or postponed, and they use the data in
connection with their supervisory
responsibilities.
Request for Comment
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collection,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the information collection on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
All comments will become a matter of
public record.
Dated at Washington, DC, this 29th day of
August, 2016.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2016–21054 Filed 8–31–16; 8:45 am]
BILLING CODE 6714–01–P

FEDERAL DEPOSIT INSURANCE
CORPORATION
Notice to All Interested Parties of the
Termination of the Receivership of
10500—Slavie Federal Savings Bank
Bel Air, Maryland
Notice is hereby given that the Federal
Deposit Insurance Corporation (‘‘FDIC’’)
as Receiver for Slavie Federal Savings
Bank, Bel Air, Maryland (‘‘the
Receiver’’) intends to terminate its
receivership for said institution. The
FDIC was appointed receiver of Slavie
Federal Savings Bank on May 30, 2014.
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U.S.C. 78l(g)(1).

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