OMB control number
Reporting Requirements for Transfer Agents
OMB 3064-0026 ยท FDIC.
OMB 3064-0026
Any person acting as a transfer agent must register as such and amend the registration information when it changes. Transfer agents that are registered with the FDIC are required to deregister when they cease to operate as transfer agents.
The latest form for Reporting Requirements for Transfer Agents expires 2029-03-31 and is listed under ICR 202602-3064-005.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form TA-1 Transfer Agetn Registration and Amendment Form | Form and Instruction |
| Form 6342-12 TA-W Transfer Agent De-Registration | Form and Instruction |
 SPST-0026 Reporting Requirements for Transfer Agents 2026 Renewal -FINAL.docx | Supporting Statement A |
| FR2 0026 Reporting Reqs for Registered Transfer Agents 90 FR 41393 August 25 2025.pdf | Supplementary Document |
| FR1 0026 Reporting Reqs for Registered Transfer Agents 90 FR 26584 June 23 2025.pdf | Supplementary Document |
 Transfer Agent Amendment Form |
Form and Instruction |
| Transfer Agent Amendment Form |
Form and Instruction |
| Transfer Agent Deregistration |
Form and Instruction |
| Transfer Agent Deregistration |
Form and Instruction |
| Transfer Agent Initial Registration |
Information collection |
All Historical Document Collections
OMB Details
Transfer Agent Amendment Form
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
| Form | Name | Electronic access | Type |
|---|---|---|---|
| Form TA-1 | Transfer Agetn Registration and Amendment Form | Fillable Printable | Form and instruction |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.