UNIFORM FORM FOR REGISTRATION AS A TRANSFER AGENT AND FOR AMENDMENT TO REGISTRATION AS A TRANSFER AGENT PURSUANT TO SECTION 17A OF THE SECURITIES EXCHANGE ACT OF 1934.
ICR 198104-3064-026
OMB: 3064-0026
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3064-0026 can be found here:
UNIFORM FORM FOR REGISTRATION
AS A TRANSFER AGENT AND FOR AMENDMENT TO REGISTRATION AS A TRANSFER
AGENT PURSUANT TO SECTION 17A OF THE SECURITIES EXCHANGE ACT OF
1934.
REGISTRATION REQUIRED FOR ANY STATE
NON MEMBER BANK WHICH MEETS THE DEFINITION OF REGISTRATION AS
REQUIRED UNDER PART 341 OF THE FDIC RULES AND REGULATIONS. ALSO
USED TO UPDATE CERTAIN INFORMATION, TROUGH AMENDMENTS, FORM IS AN
SEC FORM USED JOINTLY BY OCC, FRB AND SEC. COMMON NAME OF FORM IS
"TA-1." PART 341 OF THE FDIC RULES AND REGULATIONS IS REQUIRED
UNDER SECTION 17A OF THE SECURITIES EXCHANGE ACT OF 1934.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.