Information Collection

Transfer Agent Registration and Amendment Form

IC 31769 under ICR 201609-3064-001 · OMB 3064-0026.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3064-0026 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form TA-1 Transfer Agent Registration and Amendment Form	Form and Instruction
TA-1 Transfer Agent Registration and Amendment Form Form TA-1_Form Revised.pdf	Form and Instruction

IC Title:

Transfer Agent Registration and Amendment Form

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 12 CFR 341

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	TA-1	Transfer Agent Registration and Amendment Form	Form TA-1_Form Revised.pdf		No		Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 12

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	12	12
Annual IC Time Burden (Hours)	5	5
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.