30-Day Federal Register Notice

FR2-0030 Securities of Insured Nonmember Bnaks and State Savings Associations 81 FR 60698 September 2 2016.pdf

Securities of State Nonmember Banks and State Savings Associations

30-Day Federal Register Notice

OMB: 3064-0030

Document [pdf]
Download: pdf | pdf
60698

Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices

Dated: August 30, 2016.
Dawn Roberts,
Management Analyst, NEPA Compliance
Division, Office of Federal Activities.

Constitution Ave. NW., Washington, DC
20460–0001. The Public Reading Room
is open from 8:30 a.m. to 4:30 p.m.,
Monday through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the OPP
Docket is (703) 305–5805. Please review
the visitor instructions and additional
information about the docket available
at http://www.epa.gov/dockets.

[FR Doc. 2016–21198 Filed 9–1–16; 8:45 am]
BILLING CODE 6560–50–P

ENVIRONMENTAL PROTECTION
AGENCY
[EPA–HQ–OPP–2015–0022 FRL–9949–89]

Pesticide Product Registration;
Receipt of Applications for New Uses;
Correction and Reopening of Comment
Period
Environmental Protection
Agency (EPA).
ACTION: Notice; correction and
reopening of comment period.
AGENCY:

EPA issued a notice in the
Federal Register of July 22, 2016 (81 FR
47795) concerning Pesticide Product
Registration; Receipt of Applications for
New Uses. The notice inadvertently
identified the applications listed as
being new active ingredients rather than
new uses. This document corrects that
error and also reopens the comment
period for an additional 15 days.
DATES: Comments, identified by the
docket identification (ID) listed in the
body of this document, must be received
on or before September 19, 2016.
ADDRESSES: Follow the detailed
instructions as provided in the Federal
Register document of July 22, 2016 (81
FR 47795).
FOR FURTHER INFORMATION CONTACT:
Michael Goodis, Registration Division
(7505P), Office of Pesticide Programs,
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20460–0001; telephone number:
(703) 305–7090; email address:
[email protected].
SUPPLEMENTARY INFORMATION:
SUMMARY:

I. General Information
A. Does this action apply to me?
The Agency included in the July 22,
2016, notice a list of those who may be
potentially affected by this action.

C. Why is the comment period being
reopened?
This document reopens the public
comment period for the Pesticide
Product Registration; Receipt of
Applications for New Uses notice,
which was published in the Federal
Register of July 22, 2016 (81 FR 47795)
(FRL–9947–94). EPA is hereby
reopening the comment period for 15
days because EPA has received
applications to register new uses for
pesticide products containing currently
registered active ingredients. Pursuant
to the provision of FIFRA section
3(c)(4)(7 U.S.C. 136a(c)(4)), EPA is
hereby providing notice of receipt and
opportunity to comment on these
applications. Notice of receipt of these
applications does not imply a decision
by the Agency on these applications.
II. What does this correction do?
FR Doc. 2016–17407 published in the
Federal Register of July 22, 2016, (81 FR
47795) (FRL–9941–24) is corrected as
follows:
First, on page 47795, in the first
column, under SUMMARY, the first
sentence is corrected to read ‘‘EPA has
received applications to register new
uses for pesticide products containing
currently registered active ingredients.’’
Second, on page 47795, in the second
column under the heading II.
Registration Applications, the first
sentence is corrected to read ‘‘EPA has
received applications to register new
uses for pesticide products containing
currently registered active ingredients.’’

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Authority: 7 U.S.C. 136 et seq.

B. How can I get copies of this document
Dated: August 19, 2016.
and other related information?
Daniel
J. Rosenblatt,
The docket for this action, identified
Acting Director, Registration Division, Office
by the following docket identification
(ID) number: EPA–HQ–OPP–2015–0022 of Pesticide Programs.
[FR Doc. 2016–21220 Filed 9–1–16; 8:45 am]
is available at http://
www.regulations.gov or at the Office of
BILLING CODE 6560–50–P
Pesticide Programs Regulatory Public
Docket (OPP Docket) in the
Environmental Protection Agency
Docket Center (EPA/DC), West William
Jefferson Clinton Bldg., Rm. 3334, 1301

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FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Submission for OMB
Review; Comment Request (3064–
0030, –0104 & –0122)
Federal Deposit Insurance
Corporation (FDIC).
ACTION: Notice and request for comment.
AGENCY:

The FDIC, as part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
agencies to take this opportunity to
comment on the renewal of existing
information collections, as required by
the Paperwork Reduction Act of 1995.
On June 29, 2016, (81 FR 42353), the
FDIC requested comment for 60 days on
a proposal to renew the information
collections described below. No
comments were received. The FDIC
hereby gives notice of its plan to submit
to OMB a request to approve the
renewal of these collections, and again
invites comment on this renewal.
DATES: Comments must be submitted on
or before October 3, 2016.
ADDRESSES: Interested parties are
invited to submit written comments to
the FDIC by any of the following
methods:
• http://www.FDIC.gov/regulations/
laws/federal/.
• Email: [email protected]. Include
the name of the collection in the subject
line of the message.
• Mail: Manny Cabeza,
(202.898.3767), Counsel, Room MB–
3007, Federal Deposit Insurance
Corporation, 550 17th Street NW.,
Washington, DC 20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 17th Street Building
(located on F Street), on business days
between 7:00 a.m. and 5:00 p.m.
All comments should refer to the
relevant OMB control number. A copy
of the comments may also be submitted
to the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:
Manny Cabeza, at the FDIC address
above.
SUMMARY:

SUPPLEMENTARY INFORMATION:

Proposal to renew the following
currently-approved collections of
information:
1. Title: Securities of Insured
Nonmember Banks and State Savings
Associations.

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60699

Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices
OMB Number: 3064–0030.
Affected Public: Generally, any issuer
of securities, reporting company, or
shareholder of an issuer registered
under the Securities Exchange Act of

1934 with respect to securities
registered under 12 CFR part 335.
Annual Number of Respondents: 396
separate respondents, some filing

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Estimated
number of
responses

Hours per
response

multiple forms, resulting in 535
estimated total annual responses.
Burden Estimate:

Frequency of
response

Number of
responses
per year

Estimated
burden

Form 3—Initial Statement of Beneficial Ownership ......
Form 4—Statement of Changes in Beneficial Ownership.
Form 5—Annual Statement of Beneficial Ownership ...
Form 8–A ......................................................................
Form 8–C ......................................................................
Form 8–K ......................................................................
Form 10 .........................................................................
Form 10–C ....................................................................
Form10–K .....................................................................
Form 10–Q ....................................................................
Form 12b–25 .................................................................
Form 15 .........................................................................
Form 25 .........................................................................
Schedule 13D ...............................................................
Schedule 13E–3 ............................................................
Schedule 13G ...............................................................
Schedule 14A ................................................................
Schedule 14C ...............................................................
Schedule 14D–1 (Schedule TO) ...................................

58
297

1
0.5

On Occasion .........
On Occasion .........

1
4

58
594

69
2
2
21
2
1
21
21
6
2
2
2
2
2
21
2
2

1
3
2
2
215
1
140
100
3
1
1
3
3
3
40
40
5

Annual ..................
On Occasion .........
On Occasion .........
On Occasion .........
On Occasion .........
On Occasion .........
Annual ..................
Quarterly ...............
On Occasion .........
On Occasion .........
On Occasion .........
On Occasion .........
On Occasion .........
On Occasion .........
Annual ..................
On Occasion .........
On Occasion .........

1
2
1
4
1
1
1
3
1
1
1
1
1
1
1
1
1

69
12
4
168
430
1
2,940
6,300
18
2
2
6
6
6
840
80
10

Totals .....................................................................

535

General Description: Section 12(i) of
the Securities Exchange Act of 1934, as
amended, (the ‘‘Exchange Act’’) grants
authority to the Federal banking
agencies to administer and enforce
Sections 10A(m), 12, 13, 14(a), 14(c),
14(d), 14(f), and 16 of the Exchange Act
and Sections 302, 303, 304, 306, 401(b),
404, 406, and 407 of the Sarbanes-Oxley
Act of 2002. Pursuant to Section 12(i),
the FDIC has the authority, including
rulemaking authority, to administer and
enforce these enumerated provisions as
may be necessary with respect to state
nonmember banks and state savings
associations over which it has been
designated the appropriate Federal
banking agency. Section 12(i) generally
requires the FDIC to issue regulations
substantially similar to those issued by
the Securities and Exchange
Commission (‘‘SEC’’) to carry out these
responsibilities. Thus, Part 335 of the
FDIC regulations incorporates by crossreference the SEC rules and regulations
regarding the disclosure and filing
requirements of registered securities of
state nonmember banks and state
savings associations. This information
collection includes the following:
Beneficial Ownership Forms: FDIC
Forms 3, 4, and 5 (FDIC Form Numbers
6800/03, 6800/04, and 6800/05.)
Pursuant to Section 16 of the Exchange
Act, every director, officer, and owner of
more than ten percent of a class of
equity securities registered with the

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11,546

FDIC under Section 12 of the Exchange
Act must file with the FDIC a statement
of ownership regarding such securities.
The initial filing is on Form 3 and
changes are reported on Form 4. The
Annual Statement of beneficial
ownership of securities is on Form 5.
The forms contain information on the
reporting person’s relationship to the
company and on purchases and sales of
such equity securities. 12 CFR Sections
335.601 through 336.613 of the FDIC’s
regulations, which cross-reference 17
CFR 240.16a of the SEC’s regulations,
provide the FDIC form requirements for
FDIC Forms 3, 4, and 5 in lieu of SEC
Forms 3, 4, and 5, which are described
at 17 CFR 249.103 (Form 3), 249.104
(Form 4), and 249.105 (Form 5).
Forms 8–A and 8–C for Registration of
Certain Classes of Securities. Form 8–A
is used for registration of any class of
securities of any issuer which is
required to file reports pursuant to
Section 13 or 15(d) of the Exchange Act,
pursuant to Section 12(b) or (g) of the
Exchange Act, or pursuant to an order
exempting the exchange on which the
issuer has securities listed from
registration as a national securities
exchange. Form 8–C has been replaced
by Form 8–A. Form 8–A is described at
17 CFR 249.208a.
Form 8–K: Current Report. This is the
current report that is used to report the
occurrence of any material events or
corporate changes that are of importance

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to investors or security holders and have
not been reported previously by the
registrant. It provides more current
information on certain specified events
than would Forms 10–Q and 10–K. The
form description is at 17 CFR 249.308.
Forms 10 and 10–C: Forms for
Registration of Securities. Form 10 is the
general reporting form for registration of
securities pursuant to section 12(b) or
(g) of the Exchange Act, of classes of
securities of issuers for which no other
reporting form is prescribed. It requires
certain business and financial
information about the issuer. Form 10–
C has been replaced by Form 10. Form
10 is described at 17 CFR 249.210.
Form 10–K: Annual Report. This
annual report is used by issuers
registered under the Exchange Act to
provide information described in
Regulation S–K, 17 CFR 229. The form
is described at 17 CFR 249.310.
Form 10–Q: Quarterly Reports. The
Form 10–Q is a report filed quarterly by
most reporting companies. It includes
unaudited financial statements and
provides a continuing overview of major
changes in the company’s financial
position during the year, as compared to
the prior corresponding period. The
report must be filed for each of the first
three fiscal quarters of the company’s
fiscal year and is due within 40 or 45
days of the close of the quarter,
depending on the size of the reporting

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mstockstill on DSK3G9T082PROD with NOTICES

60700

Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices

company. The description of Form 10–
Q is at 17 CFR 249.308a.
Form 12b–25: Notification of Late
Filing. This notification extends the
reporting deadlines for filing quarterly
and annual reports for qualifying
companies. The form is described at 17
CFR 249.322.
Form 15: Certification and Notice of
Termination of Registration. This form
is filed by each issuer to certify that the
number of holders of record of a class
of security registered under section
12(g) of the Exchange Act is reduced to
a specified level in order to terminate
the registration of the class of security.
For a bank, the number of holders of
record of a class of registered security
must be reduced to less than 1,200
persons. For a savings association, the
number of record holders of a class of
registered security must be reduced to
(1) less than 300 persons or (2) less than
500 persons and the total assets of the
issuer have not exceeded $10 million on
the last day of each of the issuer’s most
recent three fiscal years. In general,
registration terminates 90 days after the
filing of the certification. This form is
described at 17 CFR 249.323.
Schedule 13D: Certain Beneficial
Ownership Changes. This Schedule
discloses beneficial ownership of
certain registered equity securities. Any
person or group of persons who acquire
a beneficial ownership of more than 5
percent of a class of registered equity
securities of certain issuers must file a
Schedule 13D reporting such
acquisition together with certain other
information within ten days after such
acquisition. Moreover, any material
changes in the facts set forth in the
Schedule generally precipitates a duty
to promptly file an amendment on
Schedule 13D. The SEC’s rules define
the term beneficial owner to be any
person who directly or indirectly shares
voting power or investment power (the
power to sell the security). This
schedule is described at 17 CFR
240.13d–101.
Schedule 13E–3: Going Private
Transactions by Certain Issuers or Their
Affiliates. This schedule must be filed if
an issuer engages in a solicitation
subject to Regulation 14A or a
distribution subject to Regulation 14C,
in connection with a going private
merger with its affiliate. An affiliate and
an issuer may be required to complete,

file, and disseminate a Schedule 13E–3,
which directs that each person filing the
schedule state whether it reasonably
believes that the Rule 13e–3 transaction
is fair or unfair to unaffiliated security
holders. This schedule is described at
17 CFR 240.13e–100.
Schedule 13G: Certain Acquisitions of
Stock. Certain acquisitions of stock that
are more than 5 percent of an issuer’s
stock must be reported to the public.
Schedule 13G is a much abbreviated
version of Schedule 13D that is only
available for use by a limited category
of persons (such as banks, broker/
dealers, and insurance companies) and
even then only when the securities were
acquired in the ordinary course of
business and not with the purpose or
effect of changing or influencing the
control of the issuer. This schedule is
described at 17 CFR 240.13d–102.
Schedule 14A: Proxy Statements.
State law governs the circumstances
under which shareholders are entitled
to vote. When a shareholder vote is
required and any person solicits proxies
with respect to securities registered
under Section 12 of the Exchange Act,
that person generally is required to
furnish a proxy statement containing the
information specified by Schedule 14A.
The proxy statement is intended to
provide shareholders with the proxy
information necessary to enable them to
vote in an informed manner on matters
intended to be acted upon at
shareholders’ meetings, whether the
traditional annual meeting or a special
meeting. Typically, a shareholder is also
provided with a proxy card to authorize
designated persons to vote his or her
securities on the shareholder’s behalf in
the event the holder does not vote in
person at the meeting. Copies of
preliminary and definitive (final) proxy
statements and proxy cards are filed
with the FDIC. The description of this
schedule is at 17 CFR 240.14a–101.
Schedule 14C: Information Required
in Information Statements. An
information statement prepared in
accordance with the requirements of the
SEC’s Regulation 14C is required
whenever matters are submitted for
shareholder action at an annual or
special meeting when there is no proxy
solicitation under the SEC’s Regulation
14A. This schedule is described at 17
CFR 240.14c–101.

Schedule 14D–1: Tender Offer. This
schedule is also known as Schedule TO.
Any person, other than the issuer itself,
making a tender offer for equity
securities registered pursuant to Section
12 of the Exchange Act, is required to
file this schedule if acceptance of the
offer would cause that person to own
over 5 percent of that class of the
securities. This schedule must be filed
and sent to various parties, such as the
issuer and any competing bidders. In
addition, the SEC’s Regulation 14D sets
forth certain requirements that must be
complied with in connection with a
tender offer. This schedule is described
at 17 CFR 240.14d–100.
2. Title: Activities and Investments of
Savings Associations.
OMB Number: 3064–0104.
Affected Public: Insured financial
institutions.
Estimated Number of Respondents:
19.
Frequency of Response: On occasion.
Estimated annual Burden Hours per
Response: 12 hours.
Total Estimated Annual Burden: 228
hours.
General Description of Collection:
Section 28 of the FDI Act (12 U.S.C.
1831e) imposes restrictions on the
powers of savings associations, which
reduce the risk of loss to the deposit
insurance funds and eliminate some
differences between the powers of state
associations and those of federal
associations. Some of the restrictions
apply to all insured savings associations
and some to state chartered associations
only. The statute exempts some federal
savings banks and associations from the
restrictions, and provides for the FDIC
to grant exemptions to other
associations under certain
circumstances. In addition, Section
18(m) of the FDI Act (12 U.S.C. 1828(m))
requires that notice be given to the FDIC
prior to an insured savings association
(state or federal) acquiring, establishing,
or conducting new activities through a
subsidiary.
3. Title: Forms Relating to FDIC
Outside Counsel Legal Support and
Expert Services Programs.
OMB Number: 3064–0122.
Affected Public: Entities providing
legal and expert services to the FDIC.
Frequency of Response: On occasion.
Estimated Number of Respondents
and Burden Hours:
Estimated
number of
respondents

FDIC Document No.
5000/26 ........................................................................................................................................
5000/31 ........................................................................................................................................
5000/33 ........................................................................................................................................

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85
376
63

02SEN1

Estimated
hours per
response
0.5
0.5
0.5

Hours of
burden
42.5
188
31.5

60701

Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices
Estimated
number of
respondents

FDIC Document No.
5000/35 ........................................................................................................................................
5200/01 ........................................................................................................................................
5210/01 ........................................................................................................................................
5210/02 ........................................................................................................................................
5210/03 ........................................................................................................................................
5210/03A ......................................................................................................................................
5210/04 ........................................................................................................................................
5210/04A ......................................................................................................................................
5210/06 ........................................................................................................................................
5210/06(A) ...................................................................................................................................
5210/08 ........................................................................................................................................
5210/09 ........................................................................................................................................
5210/10 ........................................................................................................................................
5210/10(A) ...................................................................................................................................
5210/11 ........................................................................................................................................
5210/12 ........................................................................................................................................
5210/12A ......................................................................................................................................
5210/14 ........................................................................................................................................
5210/15 ........................................................................................................................................

722
500
100
55
50
50
200
200
100
100
240
100
100
100
100
100
100
100
25

Total ......................................................................................................................................

3,556

General Description: The information
collected enables the FDIC to ensure
that all individuals, businesses and
firms seeking to provide legal support
services to the FDIC meet the eligibility
requirements established by Congress.
The information is also used to manage
and monitor payments to contractors,
document contract amendments,
expiration dates, billable individuals,
minority law firms, and to ensure that
law firms, experts, and other legal
support services providers comply with
statutory and regulatory requirements.
Request for Comment

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Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collection,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the information collection on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
All comments will become a matter of
public record.
Dated at Washington, DC, this 30th day of
August, 2016.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2016–21176 Filed 9–1–16; 8:45 am]
BILLING CODE 6714–01–P

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FEDERAL MARITIME COMMISSION
Notice of Request for Additional
Information
The Commission gives notice that it
has formally requested that the parties
to the below listed agreement provide
additional information pursuant to 46
U.S.C. 40304(d). This action prevents
the agreement from becoming effective
as originally scheduled. Interested
parties may file comments within fifteen
(15) days after publication of this notice
in the Federal Register.
Agreement No.: 012426.
Title: OCEAN Alliance Agreement.
Parties: COSCO Container Lines Co.,
Ltd.; CMA CGM S.A., APL Co. Pte Ltd,
and American President Lines, Ltd.
(acting as one party); Evergreen Marine
Corporation (Taiwan) Ltd. acting on its
own behalf and/or on behalf of other
members of the Evergreen Line Joint
Service Agreement (ELJSA); and Orient
Overseas Container Line Limited and
OOCL (Europe) Limited (acting as one
party).
By Order of the Federal Maritime
Commission.
Dated: August 30, 2016.
Rachel E. Dickon,
Assistant Secretary.
[FR Doc. 2016–21141 Filed 9–1–16; 8:45 am]
BILLING CODE 6731–AA–P

FEDERAL RESERVE SYSTEM
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
The companies listed in this notice
have applied to the Board for approval,

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Estimated
hours per
response
0.5
0.75
0.5
0.5
1
1
1
1
1
1
0.5
1
1
1
1
1
1
0.5
0.5

Hours of
burden
361
375
50
27.5
50
50
200
200
100
100
120
100
100
100
100
100
100
50
12.5
2,558

pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR part
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
Board, are available for immediate
inspection at the Federal Reserve Bank
indicated. The applications will also be
available for inspection at the offices of
the Board of Governors. Interested
persons may express their views in
writing on the standards enumerated in
the BHC Act (12 U.S.C. 1842(c)). If the
proposal also involves the acquisition of
a nonbanking company, the review also
includes whether the acquisition of the
nonbanking company complies with the
standards in section 4 of the BHC Act
(12 U.S.C. 1843). Unless otherwise
noted, nonbanking activities will be
conducted throughout the United States.
Unless otherwise noted, comments
regarding each of these applications
must be received at the Reserve Bank
indicated or the offices of the Board of
Governors not later than September 30,
2016.
A. Federal Reserve Bank of Richmond
(Adam M. Drimer, Assistant Vice
President) 701 East Byrd Street,
Richmond, Virginia 23261–4528.
Comments can also be sent
electronically to or
[email protected]:

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