Indian Gaming Compliance and Enforcement

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
2016.09.27_FedReg.pdf	Supplementary Document	Uploaded 2016-09-28	Available
2016.06.06 PRA Notice1.pdf	Supplementary Document	Uploaded 2016-09-12	Available
SS_4_3141-0001.docx	Supporting Statement A	Uploaded 2016-09-12	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
208598	Indian Gaming Compliance and Enforcement 571.13		Modified
208597	Indian Gaming Compliance and Enforcement 571.12		Modified
208595	Indian Gaming Compliance and Enforcement 571.7, 571.14		Modified

ICR Details

OMB Control No: 3141-0001	ICR Reference No: 201609-3141-001
Status: Historical Active	Previous ICR Reference No: 201309-3141-001
Agency/Subagency: NIGC	Agency Tracking No:
Title: Indian Gaming Compliance and Enforcement
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/12/2017
	Date Received in OIRA: 09/28/2016
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2020	36 Months From Approved	01/31/2017
Responses	931	0	898
Time Burden (Hours)	406,905	0	878,274
Cost Burden (Dollars)	34,349,884	0	47,948,291

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Abstract: The Indian Gaming Regulatory Act governs the regulation of gaming on Indian lands. IGRA created the National Indian Gaming Commission to carry out the Act's goals. This collection allows NIGC to perform its statutory duties.

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Authorizing Statute(s): US Code: 25 USC 2701 Name of Law: Indian Gaming Regulatory Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 36322	06/06/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 66290	09/27/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
Indian Gaming Compliance and Enforcement 571.7, 571.14
Indian Gaming Compliance and Enforcement 571.12
Indian Gaming Compliance and Enforcement 571.13

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	931	898	0	0	33	0
Annual Time Burden (Hours)	406,905	878,274	0	0	-471,369	0
Annual Cost Burden (Dollars)	34,349,884	47,948,291	0	0	-13,598,407	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The Commission surveyed 16 tribes and/or tribal regulatory authorities. Based on this tribal feedback, the Commission has made adjustments to its estimated burdens. The estimated annual burden hour total has been significantly revised downwards from 878,273 to 406,905. This decrease occurred despite the slight increase in the number of annual respondents from 898 to 931(reflecting the increased number of gaming operations conducting audits) and was primarily caused by the dramatic fall in the reported amount of time that tribal personnel spent conducting and/or procuring an independent audit under § 571.12. Tribes reported spending, on average, 290 hours on this activity as opposed to the previous estimate of 1,506.75 hours. The estimated annual cost total decreased from $47,948,291 to $34,349,884. The principal reason for this decrease was due to the fact that the average cost of an audit (per § 571.12) decreased from $105,305 to $72, 563.

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Annual Cost to Federal Government: $131,890

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/28/2016

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