FERC-725R, (NOPR in RM16-13), Mandatory Reliability Standards: BAL Reliability Standards

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
RM16-13_NERC Mapping Document BAL-005-1.pdf	Supplementary Document	Uploaded 2016-10-19	Available
RM16-13_NERC Rel Standard BAL-005-1.pdf	Supplementary Document	Uploaded 2016-10-19	Available
RM16.13 Supp Statement.docx	Supporting Statement A	Uploaded 2016-12-15	Available
18 CFR 40.pdf	Supplementary Document	Uploaded 2016-10-12	Available
Implementation Plan BAL.005.1 725.D.pdf	Supplementary Document	Uploaded 2016-10-12	Available
NERC BAL5 FAC.pdf	Supplementary Document	Uploaded 2016-10-12	Available
RM16-13_NERC Petition_20160602-5480.pdf	Supplementary Document	Uploaded 2016-10-09	Available
Fed Reg RM16-13.pdf	Supplementary Document	Uploaded 2016-10-09	Available
RM16-13eli.docx	Supplementary Document	Uploaded 2016-10-09	Available
EPACT 2005 Section 215 (16 USC 824o).pdf	Supplementary Document	Uploaded 2016-10-09	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
223805	BAL-005-1 Reliability Standard (NOPR in RM16-13)		New
214413	RM14-10 Final Rule		Unchanged
207745	RM13-11 Final Rule		Unchanged

ICR Details

OMB Control No: 1902-0268	ICR Reference No: 201610-1902-002
Status: Historical Inactive	Previous ICR Reference No: 201504-1902-002
Agency/Subagency: FERC	Agency Tracking No: FERC-725R
Title: FERC-725R, (NOPR in RM16-13), Mandatory Reliability Standards: BAL Reliability Standards
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 12/15/2016
	Date Received in OIRA: 10/19/2016
Terms of Clearance: OMB files this comment in accordance with 5 CFR 1320.11(c) of the Paperwork Reduction Act and is withholding approval of this collection at this time. This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. The agency shall examine public comment in response to the Notice of Proposed Rulemaking and will include in the supporting statement of the next ICR, to be submitted to OMB at the final rule stage, a description of how the agency has responded to any public comments on the ICR. This action has no effect on any current approvals.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2018	36 Months From Approved	06/30/2018
Responses	3,802	0	3,802
Time Burden (Hours)	31,104	0	31,104
Cost Burden (Dollars)	0	0	0

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Abstract: The FERC-725R information collection includes requirements for Reliability Standards for the Bulk Power System: BAL Reliability Standards. NOPR in RM16-13. Proposed Reliability Standards BAL-005-1 (FERC-725R) and FAC-001-3 (FERC-725D) will enhance the reliability of the Bulk-Power System, as compared to current Reliability Standards BAL-005-0.2b and FAC-001-2, by clarifying and consolidating existing requirements related to frequency control. The proposed Reliability Standards support more accurate and comprehensive calculation of Reporting Area Control Error (ACE) by requiring timely reporting of an inability to calculate Reporting ACE and by requiring balancing authorities to maintain minimum levels of annual availability of 99.5% for each balancing authority’s system for calculating Reporting ACE.

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Authorizing Statute(s): US Code: 16 USC 824o Name of Law: Federal Power Act
   PL: Pub.L. 109 - 58 1211 Name of Law: Energy Policy Act of 2005
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1902-AF30	Proposed rulemaking	81 FR 66555	09/28/2016

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 66555	09/28/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
BAL-005-1 Reliability Standard (NOPR in RM16-13)
RM14-10 Final Rule
RM13-11 Final Rule

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Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Reliability Standards BAL-005-1 (FERC-725R) and FAC-001-3 (FERC-725D) and the proposed retirement (FERC-725A) addressed in the NOPR in RM16-13 clarify, consolidate, streamline, and enhance the Reliability Standards addressing frequency control. These proposed revisions streamline and clarify the current requirements related to the calculation of Reporting ACE – a key frequency control and reliability indicator factor -- including consolidating the seventeen requirements of currently-effective BAL-005-0.2b, associated with FERC-725R, into seven requirements in BAL-005-1, relocation of certain requirements related to interconnection requirements for transmission owners and generation owners into FAC-001-3, associated with FERC-725D, relocation of Requirement R3 in currently-effective BAL-006-2 into proposed BAL-005-1, and relocation of certain metrics and calculations required for calculating Reporting ACE into the NERC definition of Reporting ACE and its component definitions.

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Annual Cost to Federal Government: $5,481

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/19/2016

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