Arbitration Option Notices

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Arbitration 60-day FRN.pdf	Supplementary Document	Uploaded 2016-10-20	Available
2016-24609 (Arbitration Option Notices) 30-day FRN.pdf	Supplementary Document	Uploaded 2016-10-20	Available
2140-0020 -- Supporting Statement - Arbitration Opt-in Notices (Final to FR).docx	Supporting Statement A	Uploaded 2016-10-20	Available
49 USCODE 11145.pdf	Supplementary Document	Uploaded 2013-02-26	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
201992	Arbitration Program Notice		Modified

ICR Details

OMB Control No: 2140-0020	ICR Reference No: 201610-2140-001
Status: Historical Active	Previous ICR Reference No: 201302-2140-001
Agency/Subagency: STB	Agency Tracking No:
Title: Arbitration Option Notices
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/10/2017
	Date Received in OIRA: 10/21/2016
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2020	36 Months From Approved
Responses	1	0	0
Time Burden (Hours)	1	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: Under 49 C.F.R. § 1108.3, rail carriers may agree to participate in the Board’s arbitration program by filing a notice with the Board to "opt in." Once a rail carrier is participating in the Board’s arbitration program, it may discontinue its participation by filing a notice to “opt out” with the Board, which would become effective 90 days after its filing.

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Authorizing Statute(s): US Code: 49 USC 701, 721. 11123, 11124, et al. Name of Law: Interstate Commerce Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 26303	05/02/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 70479	10/12/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Arbitration Program Notice

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1	0	0	-649	0	650
Annual Time Burden (Hours)	1	0	0	-649	0	650
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: This ICR reflects actual experience where fewer respondents have filed “opt-in” notices than was anticipated.

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Annual Cost to Federal Government: $23

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/21/2016

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