Information Collection

Registration of Swap Dealers and Major Swap Participants

IC 195292 under ICR 201610-3038-001 · OMB 3038-0072.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0072 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 8-R Registration of Swap Dealers and Major Swap Participants	Form and Instruction
8-R Individual Application Form 8-R.pdf	Form and Instruction
8-T Individual Withdrawal Form 8-T.pdf	Form and Instruction
3-R Changes and Corrections in Registration Information Form 3-R-.pdf	Form and Instruction
7 - R Firm Application Form7-R-entire.pdf	Form and Instruction
7W Firm Withdrawal Form-7W.pdf	Form and Instruction

IC Title:

Registration of Swap Dealers and Major Swap Participants

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 1.3 17 CFR 1; 3 17 CFR 23 17 CFR 23.452 17 CFR 170 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	8-R	Individual Application	Form 8-R.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	8-T	Individual Withdrawal	Form 8-T.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	3-R	Changes and Corrections in Registration Information	Form 3-R-.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	7 - R	Firm Application	Form7-R-entire.pdf	Yes	Yes	Fillable Fileable
Form and Instruction	7W	Firm Withdrawal	Form-7W.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 139

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	856	86	770
Annual IC Time Burden (Hours)	699	70	629
Annual IC Cost Burden (Dollars)	0	-15,725	15,725

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.