Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form SF 1440 Application For Partial Payment	Form	Modified	Available
Form SF 1439 Schedule Accounting Information	Form	Modified	Available
Form SF 1438 Settlement Proposal (Short Form)	Form	Modified	Available
Form SF 1437 Settlement Proposal For Cost - Reimbursement Type Contracts	Form	Modified	Available
Form SF 1436 Settlement Proposal (Total Cost Basis)	Form	Modified	Available
Form SF 1435 Settlement Proposal (Inventory Basis)	Form	Modified	Available
9000-0012 Supporting Statement.doc	Supporting Statement A	Uploaded 2017-01-09	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
36400	Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6	Form	Modified	Application For Partial Payment
36400	Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6	Form	Modified	Schedule Accounting Information
36400	Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6	Form	Modified	Settlement Proposal (Short Form)
36400	Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6	Form	Modified	Settlement Proposal For Cost - Reimbursement Type Contracts
36400	Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6	Form	Modified	Settlement Proposal (Total Cost Basis)
36400	Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6	Form	Modified	Settlement Proposal (Inventory Basis)

ICR Details

OMB Control No: 9000-0012	ICR Reference No: 201610-9000-003
Status: Historical Active	Previous ICR Reference No: 201305-9000-001
Agency/Subagency: FAR	Agency Tracking No:
Title: Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/13/2017
Retrieve Notice of Action (NOA)	Date Received in OIRA: 01/09/2017
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/29/2020	36 Months From Approved	02/28/2017
Responses	8,247	0	10,113
Time Burden (Hours)	19,793	0	24,271
Cost Burden (Dollars)	1,108,408	0	0

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Abstract: The termination settlement proposal forms (Standard Forms 1435 through 1440) will be used by all Executive agencies, including the Department of Defense, for settling terminated prime contracts and subcontracts per FAR Subpart 49.6. The forms provide a standardized format for listing essential cost and inventory information needed to support the terminated contractor's negotiated position. Submission of this information assures that a contractor will be fairly reimbursed upon settlement of the terminated contract. No other format exists for the collection of this information that we are aware of.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 44307	07/07/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 66023	09/26/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Termination Settlement Proposal Forms (SFs 1435 through 1440) FAR Section Affected: Subpart 49.6	SF 1438, SF 1440, SF 1435, SF 1436, SF 1437, SF 1439	Settlement Proposal (Inventory Basis) ,   Settlement Proposal (Total Cost Basis) ,   Settlement Proposal For Cost - Reimbursement Type Contracts ,   Settlement Proposal (Short Form) ,   Schedule Accounting Information ,   Application For Partial Payment

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	8,247	10,113	0	-1,866	0	0
Annual Time Burden (Hours)	19,793	24,271	0	-4,478	0	0
Annual Cost Burden (Dollars)	1,108,408	0	0	1,108,408	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Based on data retrieved from the Federal Procurement Data System (FPDS) there was an estimated average of 4,851 unique vendors that would have been subject to the termination settlement proposal forms (Standard Forms 1435 through 1440). The previously approved burden hours per response of 2.4 hours are still relevant for this information collection. No public comments were received in prior years that have challenged the validity of the Government’s estimate. Based on the decrease in the three year average for unique vendors that would have been subject to the termination settlement proposal forms, the burden hours have been reduced by 1,866 hours.

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Annual Cost to Federal Government: $2,770,992

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/09/2017

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