Head Start Family and Child Experiences Survey (FACES 2014-2018)

Forms and Documents

Document Name	Status
FACES Core Parent Survey NRBA OMB.docx Justification for No Material/Nonsubstantive Change	2016-11-21
AIAN FACES Program NRBA OMB.docx Justification for No Material/Nonsubstantive Change	2016-11-21
FACES 2014 AIAN FACES Spring 2016_APPENDIX O_ AIAN FACES Confidentiality Agreement.docx Supplementary Document	2015-11-10
FACES 2014_AIAN FACES_APPENDIX N_AIAN FACES SPRING 2016 ADVANCE MATERIALS.docx Supplementary Document	2015-11-10
FACES 2014 AIAN FACES Spring 2016_APPENDIX L COMPARISON OF CORE FACES AND AIAN FACES INSTRUMENTS.docx Supplementary Document	2015-11-10
FACES 2014_2018 Data Collection OMB_APPENDIX E_OMB History (09 30 15).pdf Supplementary Document	2015-11-10
FACES 2014 AIAN FACES Spring 2016_Appendix D Classroom Observation.docx Supplementary Document	2015-11-10
FACES 2014_2018 AIAN OMB overview memo_Final.docx Supplementary Document	2015-05-26
Appendix M_FACES2014 Parent Experiment Results Memo_Revised_CLEAN.docx Supplementary Document	2015-05-26
Appendix K.10_ AIAN FACES CHILD ASSESSMENT REMINDER NOTICE.docx Supplementary Document	2015-05-26
Appendix K.9_AIAN FACES TEACHER LETTER.docx Supplementary Document	2015-05-26
Appendix K.8_AIAN FACES PARENT SURVEY HARD COPY REMINDER_REVISED 2015072....docx Supplementary Document	2015-07-24
Appendix K.7_AIAN FACES PARENT SURVEY EMAIL REMINDER_REVISED 20150723.docx Supplementary Document	2015-07-24
Appendix K.6_AIAN FACES PARENT SURVEY HARD COPY INVITATION.DOCX Supplementary Document	2015-07-24
Appendix K.5_AIAN FACES PARENT SURVEY EMAIL INVITATION.DOCX Supplementary Document	2015-07-24
Appendix K.4_AIAN FACES FLYER.pdf Supplementary Document	2015-05-26
Appendix K.3_AIAN Head Start brochure.pdf Supplementary Document	2015-07-24
Appendix K.2_AIAN FACES PARENT TEACHER FAQ_REVISED 20150723.docx Supplementary Document	2015-07-24
FACES 2014 Spring Parent Advance Letter_Appendix H update.docx Supplementary Document	2015-05-04
FACES2014 Parent Experiment Results_ACF OMB Memo.docx Justification for No Material/Nonsubstantive Change	2015-05-04
Appendix J_Spring 2015 Advance Materials_12.1.14.docx Supplementary Document	2014-12-05
FACES 2014_2018 Spring Data Collection OMB_Appendix I2 Dec 2014_ScreenShots.pdf Supplementary Document	2014-12-05
FACES 2014_2018 Data Collection OMB_APPENDIX I_Screen Shots.pdf Supplementary Document	2014-05-09
FACES 2014_2018 Data Collection OMB_APPENDIX H_ADVANCE MATERIALS.docx Supplementary Document	2014-05-09
FACES 2014_2018_Appendix G Confidentiality Pledge_Revised 20160223.pdf Supplementary Document	2016-02-23
FACES 2014_2018 Data Collection OMB_APPENDIX E_OMB History.docx Supplementary Document	2014-05-09
FACES 2014_2018 Data Collection OMB_APPENDIX C-5_Head Start Flyer.pdf Supplementary Document	2014-05-09
FACES 2014_2018 Data Collection OMB_Appendix C-4_Head Start Brochure.pdf Supplementary Document	2014-05-09
FACES 2014_2018 Data Collection OMB_APPENDIX C-3_PARENT-TEACHER FAQ.docx Supplementary Document	2014-05-09
FACES 2014_2018 Data Collection OMB_Appendix B Conceptual Models.docx Supplementary Document	2014-05-09
FACES 2014_2018 Data Collection OMB_Appendix A Authorizing Statutes.pdf Supplementary Document	2014-05-09
FACES 2014 AIAN FACES Spring 2016 OMB Part B_REVISED_20160223_clean.docx Supporting Statement B	2016-02-23
FACES2014_2018 Recruitment OMB_Appendix B OMB History.docx Supplementary Document	2014-02-06
FACES2014_2018 Recruitment OMB_Appendix A Program Information Package_03.27.14.docx Supplementary Document	2014-04-07
FACES 2014 AIAN FACES Spring 2016 OMB Part A_REVISED_20160122_clean.docx Supporting Statement A	2016-02-24

IC Document Collections

IC ID	Document Title	Status
218933	(22) Head Start center director core survey for plus study (AI/AN FACES) Other-Survey	Unchanged
218932	(21) Head Start program director core survey for plus study (AI/AN FACES) Other-Survey	Unchanged
218931	(20) Head Start core teacher survey for plus study (AI/AN FACES) Other-Survey	Unchanged
218930	(19) Head Start core parent survey for plus study (AI/AN FACES Spring 2016) Other-Survey	Unchanged
216697	(18) Head Start teacher child report for plus study (AI/AN FACES) Other-Report	Unchanged
216696	(17) Head Start parent survey for plus study (AI/AN FACES) Other-Survey	Unchanged
216695	(16) Head Start child assessment for plus study (AI/AN FACES) Other-Assessment	Unchanged
216694	(K.1) Head Start parent consent form for Plus study (AI/AN FACES) Other-Consent	Unchanged
216693	(2) Child roster form from Head Start staff (AI/AN FACES) Other-Roster Form	Unchanged
214170	Early care and education providers survey for Plus study (FPTRQ) Other-Survey	Unchanged
214169	Early care and education providers survey for Plus study (5E-Early Ed pilot) Other-Survey	Unchanged
214168	Head Start staff engagement interview consent form (Appendix J-7) Other-Consent	Unchanged
214167	Head Start parent engagement interview consent form (Appendix J-5) Other-Consent	Unchanged
214166	Head Start staff (FSS) roster form Other-Roster Form	Unchanged
214165	Head Start staff qualitative interview (FSS Engagement) Other-Interview	Unchanged
214164	Head Start parent qualitative interview (Family Engagement) Other-Interview	Unchanged
214163	Head Start core center director survey Other-Survey	Unchanged
214162	Head Start core program director survey Other-Survey	Unchanged
214161	Head Start core teacher survey Other-Survey	Unchanged
214160	Head Start spring parent supplement survey Other-Survey	Unchanged
211567	Head Start core teacher child report Other-Child Report	Unchanged
211566	Head Start fall parent supplement survey Other-Survey	Unchanged
211565	Head Start core parent survey Other-Survey	Unchanged
211564	Head Start core child assessment Other-Child Assessment	Unchanged
211563	Head Start core parent consent form Other-Consents	Unchanged
211562	Child roster form from Head Start staff Other-Roster Form	Unchanged
211561	(1) Classroom sampling form from Head Start staff Other-Sampling Form	Unchanged
211136	Letter for Center Director Instruction	Unchanged
210351	Telephone script for on-site coordinators Other-script	Modified
210350	Telephone script for program directors Other-script	Modified

ICR Details

OMB Control No: 0970-0151	ICR Reference No: 201611-0970-003
Status: Historical Active	Previous ICR Reference No: 201511-0970-002
Agency/Subagency: HHS/ACF	Agency Tracking No: 21411
Title: Head Start Family and Child Experiences Survey (FACES 2014-2018)
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/14/2016
	Date Received in OIRA: 11/22/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2019	03/31/2019	03/31/2019
Responses	11,314	0	11,314
Time Burden (Hours)	4,046	0	4,046
Cost Burden (Dollars)	0	0	0

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Abstract: The Office of Planning, Research and Evaluation (OPRE), Administration for Children and Families (ACF), U.S. Department of Health and Human Services (HHS), is proposing to collect data for a new round of the Head Start Family and Child Experiences Survey (FACES). FACES 2014–2018 features a new "Core Plus" study design. Through this design, FACES will provide data on a set of key indicators more rapidly and with greater frequency than in past rounds of FACES (Core studies), and will allow for studying more complex issues and topics in greater detail and with increased efficiency (Plus studies). The overall design of the FACES 2014–2018 Core and the procedures that are used to select and recruit the sample and conduct data collection are, for the most part, similar to those used in FACES 2009 (OMB number 0970-0151). The proposed FACES design includes multiple components as noted above, and therefore will involve multiple information collection requests. The current information collection request is for spring 2016 American Indian and Alaska Native (AI/AN FACES) Plus Study data collection, including surveys with parents, teachers, program directors, and center directors.

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Authorizing Statute(s): PL: Pub.L. 103 - 62 Head Start Performance Measure Name of Law: Government Performance and Results Act of 1993
   US Code: 42 USC 649 Name of Law: Improving Head Start for School Readiness Act of 2007
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 11445	02/28/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 70231	11/13/2015
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 30

IC Title	Form No.	Form Name
Head Start staff (FSS) roster form
Early care and education providers survey for Plus study (5E-Early Ed pilot)
Early care and education providers survey for Plus study (FPTRQ)
Head Start spring parent supplement survey
Head Start core teacher survey
Head Start core program director survey
Head Start parent qualitative interview (Family Engagement)
Head Start parent engagement interview consent form (Appendix J-5)
(18) Head Start teacher child report for plus study (AI/AN FACES)
Telephone script for program directors
Telephone script for on-site coordinators
Letter for Center Director
Head Start core parent survey
Head Start core teacher child report
(1) Classroom sampling form from Head Start staff
Child roster form from Head Start staff
Head Start core child assessment
Head Start fall parent supplement survey
Head Start core parent consent form
Head Start core center director survey
Head Start staff qualitative interview (FSS Engagement)
Head Start staff engagement interview consent form (Appendix J-7)
(16) Head Start child assessment for plus study (AI/AN FACES)
(17) Head Start parent survey for plus study (AI/AN FACES)
(2) Child roster form from Head Start staff (AI/AN FACES)
(K.1) Head Start parent consent form for Plus study (AI/AN FACES)
(19) Head Start core parent survey for plus study (AI/AN FACES Spring 2016)
(20) Head Start core teacher survey for plus study (AI/AN FACES)
(21) Head Start program director core survey for plus study (AI/AN FACES)
(22) Head Start center director core survey for plus study (AI/AN FACES)

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	11,314	11,314	0	0	0	0
Annual Time Burden (Hours)	4,046	4,046	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $3,808,659

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/22/2016

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