Information Collection

Transfer Agent Registration Form

IC 36099 under ICR 201611-7100-003 · OMB 7100-0099.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0099 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form TA-1 Transfer Agent Registration Form	Form and Instruction
Form TA-1 Transfer Agent Registration and Amendment Form FormTA1_20161231_f_i_draft.pdf www.ffiec.gov/ffiec_report_forms.htm	Form and Instruction

IC Title:

Transfer Agent Registration Form

Agency IC Tracking Number:

Form TA-1

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form TA-1	Transfer Agent Registration and Amendment Form	FormTA1_20161231_f_i_draft.pdf	https://www.ffiec.gov/ffiec_report_forms.htm	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 2

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	2	2
Annual IC Time Burden (Hours)	3	3
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.