Troubled Asset Relief Program (TARP) - Capital Purchase Program (CPP) Participants Use of Funds Survey

Forms and Documents

Document Name	Status
Capital Purchase Program Participants Use of Funds Survey Form	Modified
Revised_CPP_Use_of_Funds_Survey_Supporting_Statement_A - 12.2016.docx Supporting Statement A	2016-12-20
Annual Use of Capital Survey - 2015 FAQs.pdf Supplementary Document	2016-12-19
Annual Use of Capital Survey - PDF Form Instructions.pdf Supplementary Document	2016-12-19
Revised CPP Participants Use of Funds Letter - 12.2016.docx Supplementary Document	2016-12-19
Revised_CPP_Use_of_Funds_Survey_Supporting_Statement_B - 12.2016.docx Supporting Statement B	2016-12-19

IC Document Collections

IC ID	Document Title	Status
191563	Capital Purchase Program Participants Use of Funds Survey Form	Modified

ICR Details

OMB Control No: 1505-0222	ICR Reference No: 201612-1505-002
Status: Historical Active	Previous ICR Reference No: 201309-1505-003
Agency/Subagency: TREAS/DO	Agency Tracking No:
Title: Troubled Asset Relief Program (TARP) - Capital Purchase Program (CPP) Participants Use of Funds Survey
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/14/2017
	Date Received in OIRA: 12/23/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2020	36 Months From Approved	03/31/2017
Responses	12	0	250
Time Burden (Hours)	960	0	20,000
Cost Burden (Dollars)	0	0	0

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Abstract: Authorized under the Emergency Economic Stabilization Act (EESA) of 2008 (Public Law 110-343), the Department of the Treasury has implemented several aspects of the Troubled Asset Relief Program (TARP). The TARP includes several components including a voluntary Capital Purchase Program (CPP) under which the Department has purchased qualifying capital in U.S. banking organizations. The CPP is an important part of the Department’s efforts to restore confidence in our financial system and ensure that credit continues to be available to consumers and businesses. As an essential part of restoring confidence, the Treasury has committed to determining the effectiveness of the CPP. Additionally, American taxpayers are particularly interested in knowing how banks have used the money that Treasury has invested through the CPP. Consequently, the Treasury is seeking responses from banking institutions that have received CPP funds regarding: how the CPP investment has affected the banks’ operations, how these institutions have used CPP funds, and how their usage of CPP funds has changed over time.

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Authorizing Statute(s): PL: Pub.L. 110 - 343 101 Name of Law: Emergency Economic Stabilization Act of 2008
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 69571	10/05/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 94483	12/23/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Capital Purchase Program Participants Use of Funds Survey	NA	ANNUAL USE OF CAPITAL SURVEY - 2015

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	12	250	0	-238	0	0
Annual Time Burden (Hours)	960	20,000	0	-19,040	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The total number of institutions has declined steadily over the past few years. As of 2016, we had 12 institutions remaining in the program. That number will continue to decline.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Yes

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/23/2016

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