NRC Form 366, 366A, and 366B, "Licensee Event Report"

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form NRC Form 366A NRC Form 366, Licensee Event Report	Form	Modified	Available
2016-31768.pdf	Supplementary Document	Uploaded 2017-01-03	Available
2016-28812.pdf	Supplementary Document	Uploaded 2017-01-03	Available
Form 366 FINAL clearance REVISED.pdf	Supporting Statement A	Uploaded 2016-12-20	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
33348	NRC Form 366, Licensee Event Report	Form	Modified

ICR Details

OMB Control No: 3150-0104	ICR Reference No: 201612-3150-002
Status: Historical Active	Previous ICR Reference No: 201607-3150-002
Agency/Subagency: NRC	Agency Tracking No:
Title: NRC Form 366, 366A, and 366B, "Licensee Event Report"
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/27/2017
	Date Received in OIRA: 01/03/2017
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2020	36 Months From Approved	07/31/2019
Responses	542	0	507
Time Burden (Hours)	35,360	0	35,368
Cost Burden (Dollars)	758	0	778

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Abstract: Part of the NRC’s function is to license and regulate the operation of commercial nuclear power plants to ensure protection of public health and safety and the environment in accordance with the Atomic Energy Act of 1954 (the Act) as amended. In order for the NRC to carry out these responsibilities, licensees must report significant events in accordance with §50.73, so that the NRC can evaluate the events to determine what actions, if any, are warranted to ensure protection of public health and safety or the environment. §50.73 requires reporting on NRC Forms 366, 366A, and 366B.

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Authorizing Statute(s): PL: Pub.L. 83 - 703 1-311 Name of Law: Atomic Energy Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 49280	07/27/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 86343	11/30/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
NRC Form 366, Licensee Event Report	NRC Form 366A, NRC Form 366B, NRC Form 366	Licensee Event Report ,   Licensee Event Report ,   Licensee Event Report

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	542	507	0	0	35	0
Annual Time Burden (Hours)	35,360	35,368	0	0	-8	0
Annual Cost Burden (Dollars)	758	778	0	0	-20	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The NRC reviewed the number of LERs submitted over the past two clearance cycles. Based on this information as well as NRC staff knowledge about the number of licensees and potential future submissions, staff estimates the annual average will remain constant for the licensees reporting using NRC Forms 366, 366A and 366B in the future; therefore there is no significant change in burden from the 442 annual forms previously estimated. Note that the current burden estimate is for 442.1 form submissions annually. In order to simplify estimates, the current submission rounds this estimate to 442 forms annually, resulting in a decrease of 8 hours in estimated burden. This estimate includes submission of cyber security event notifications on the NRC Form 366. The number of responses increased due to inclusion of all recordkeeping responses in the total. Previously, only 65 of the recordkeeping responses were included in the total. The current submission accounts for all 100 recordkeepers, resulting in an increase of 35 recordkeeping responses. There was a slight decrease in the fee rate from $274/hr to $268/hr for this clearance cycle.

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Annual Cost to Federal Government: $1,811,200

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/03/2017

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