Form D-Notice of Exempt Offering of Securities

Form D-Notice of sales filed by issuers of securities under Regulation D.

OMB: 3235-0076

IC ID: 34297

Information Collection (IC) Details

View Information Collection (IC)

Form D-Notice of Exempt Offering of Securities
 
No Modified
 
Mandatory
 
17 CFR 230-501 through 230-508 17 CFR 239.500  (To search for a specific CFR, visit the Code of Federal Regulations.)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC1972 Form D -Notice of Exempt Offering of Securities formd.pdf https://www.sec.gov/about/forms/formd.pdf Yes Yes Fillable Fileable Signable

Economic Development Financial Sector Oversight

(SEC 6)Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934,Public Utility Holding Company Act of 1935,Investment Company Act of 1940,Investment Adviser Act of 1940  41 FR 41550

26,000 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 26,000 0 4,314 0 0 21,686
Annual IC Time Burden (Hours) 26,000 0 4,314 0 0 21,686
Annual IC Cost Burden (Dollars) 31,200,000 0 5,176,800 0 0 26,023,200

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