Capital and Asset Report for Foreign Banking Organizations (Annual)

FRY-7Q
OMB Number 7100-0125
Approval expires 7%'
Page 1 of 

SEE GENERAL INSTRUCTIONS FOR FILING FREQUENCY REQUIREMENTS.

Board of Governors of the Federal Reserve System

The Capital and Asset Report for
Foreign Banking Organizations—FR Y-7Q
This Report is required by law: Section 5(c) of the Bank Holding
Company Act (12 U.S.C. § 1844(c)) and sections 8(c) and 13 of
the International Banking Act (12 U.S.C. §§ 3106(c) and 3108).

D
RA
FT

The Capital and Asset Report for Foreign Banking Organizations
is to be prepared in accordance with the instructions provided by the

Federal Reserve System. The Federal
ederal
deral Reserve
Res
may not conduct
or sponsor, and an organization
on is not required
requir to respond to, a
req
collection of information unless
valid OMB
less
ess it displays a currently
cur
control number.

NOTE: The Capital and Asset Report for Foreign Banking
Organizations must be signed by an authorized officer of the foreign banking organization.

Date of Report:
eport:
port:

Month / Day / Year (FBOQ 9999)

I, the undersigned officer of the foreign banking organization
attest that the FR Y-7Q report for this report date has been prepared in conformance with the instructions issued by the Federal
Reserve System and is true and correct to the best of my knowlwledge and belief.

Printed Name of Officer (FBOQ C490)

Legal Name of Foreign Banking O
Organization (566' 901)

Title of Officer (FBOQ C491)

MailingAddress
Mailing
iling Address of Foreign Banking Organization (566'9110)

Signature of Officer )%24+

City ((566'9130)
C
566' 9130)

Date of Signature (MM/DD/YYYY) (FBOQ J196)
196)

Country (5
((566' 9005)

Postal Code (566' 9220)

Person in the U.S. to whom questions about this report should be
directed:

Name / Title (FBOQ 8901)

Area Code / Phone Number (FBOQ 8902)

For Federal Reserve Bank Use Only
Top-tier
-tier FBO
BO RSSD ID
Lower-tier
er FBO RSSD IID
C.I.

Area Code / FAX Number (FBOQ 9116)

S.F.

F.C.

E-mail Address of Contact (FBOQ 4086)

Publicreportingburdenforthisinformationcollectionisestimatedtoaveragehoursforquarterlyreportersand1.5hoursforannualreporters,includingthetimetogatherandmaintain
dataintherequiredformandtoreviewinstructionsandcompletetheinformationcollection.Sendcommentsregardingthisburdenestimateoranyotheraspectofthiscollectionofinformation,includingsuggestionsforreducingthisburdento:Secretary,BoardofGovernorsoftheFederalReserveSystem,20thandCStreets,NW,Washington,DC20551,andtotheOfficeof
Management and Budget, Paperwork Reduction Project (7100-0125), Washington, DC 20503.
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For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
C.I.

S.F.

FR Y-7Q
Page 2 of 

F.C.

Part 1$. Capital and Asset Information for the Top-tier Foreign Banking Organization
1. Is the foreign banking organization required by its home-country supervisor to calculate its capital ratios
using a risk-adjusted framework consistent with the Basel Capital Accord? .............................................

0=No FBOQ
1=Yes B162

1.

If the answer to line item 1 is "Yes," provide capital and asset information in U.S. dollars using the procedure
re consistent with the
risk-based framework required by the home-country supervisor. If the answer to line item 1 is "No," then provide
provid the organization's
best approximation under the Basel Capital Accord of the capital and asset information requested in U.S.
.S. dollars.
"NPVOU
"

D
RA
FT

U.S. Dollar Amounts in
n Millions
Million FBOQ
2. Tier 1 capital ......................................................................................................................
.................
................ 8274
37
3. Total risk-based capital .........................................................................................................
.....................
.................... 3792
A223
4. Risk-weighted assets ...........................................................................................................
.........................
..
2170
5. Total consolidated assets at the end of the reporting period..........................................................
.............................
.........
FBOD
D
6. Total combined assets of U.S. operations, net of intercompany balances and transactions
ransactions
2170
between U.S. domiciled affiliates, branches, and agencies...........................................................
.....................................
....
 7RWDO86QRQEUDQFKDVVHWV



 6

FBOQ
FBO

8. Enter the as-of date for the financial data provided aboveUHSRUWWKHGDWHLQ<<<<00''IRUPDW...
UHSRUWWKHGDWHLQ<<<<00''IRUPDW
<<<00'
.. C116

2.
3.
4.
5.
6.


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8.

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For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
C.I.

S.F.

FRY-7Q
Page  of 

F.C.

Part 1B. Capital and Asset Information for the Top-tier Foreign Banking Organization with Consolidated
Assets of $50 billion or more.
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U.S. Dollar Amounts in Millions

$PRXQW

FBOQ
3

1.

Common equity tier 1 capital......................................................................................................

2.
3.

Additional tier 1 capital ...............................................................................................................
3
Tier 1 capital (sum of items 1 and 2) ..........................................................................................)%27
7


1.
2.
3.

4.
5.

Tier 2 capital...............................................................................................................................

Total risk-based capital (sum of items 3 and 4)..........................................................................
.)%27
)%27
)%2


4.
5.

6.

&DSLWDOFRQVHUYDWLRQEXIIHU....................................................................................................)%
......
.... .)%
%

6.

7.
8.

.................
... )%
Countercyclical capital buffer (if any) ........................................................................................)%

7.
8

9.

onus payments associated
assoc
Compliance with restrictions on capital distributions and discretionary bonus
with
a capital buffer (enter “1” for Yes; enter “0” for No.) ...................................................................................
.......................................................
........................................

Perce
Percentage

D
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FBOQ

GSIB buffer.............................................................................................................)%
.....
....

)%

U.S. Dollar Amounts
nts in Millions
Mil

FBOQ

0=No
1=Yes

FBOQ
FB
)6

9.

$PRXQW

10.

Home country capital measure used in the numerator off the Basel III leverage ratio (effective
0DUFK1, 2018) ........................................................................................................................
...............................................................
........................................................

)6
)

10.

11.

nominator for the Basel III leverage
lev
Home country exposure measure used in the denominator
ratio
(effective 0DUFK1, 2018).........................................................................................................
....................................................................
..............................................

)6

11.

12.

appli
Minimum home country leverage ratio (if different from Basel III leverage ratio, as applicable)
(effective 0DUFK1, 2018).........................................................................................................
....................................................................
...............................

)6

12.

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For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID

FR Y-7Q
Page  of 

Lower-tier FBO RSSD ID
C.I.

S.F.

F.C.

Part 2. Capital and Asset Information for the Lower-tier FBOs Operating a Branch, or Agency, or
Owning an Edge or Agreement Corporation, or a Commercial Lending Company Subsidiary in
the United States (where any FBO in the Organization's tiered structure has effectively elected
to be a financial holding company)1
General Information

Legal title of lower-tier FBO operating a branch, or an agency, or owning an Edge/
Agreement Corporation, or a commercial lending company subsidiary in the
UnitedStates)%24

Country of lower-tier FBO operating
g a branch,
branc or an agency, or owning an Edge/
mmercial
mercial lending
lendin company subsidiary
subsid
Agreement corporation, or a commercial
in the
UnitedStates)%24
0=No FBOQ

D
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FT

1. Is the reporting lower-tier FBO required by its home-country supervisor to calculate itss capital ratios using a
risk-adjusted framework consistent with the Basel Capital Accord? ........................................................
.....................................
...................................

1=
1=Yes
B162

1.

If the answer to line item 1 is "Yes," provide capital and asset information in U.S.
S. dollars using the procedure consistent wit
with the
risk-based framework required by the home-country supervisor. If the answer
wer
er to line item 1 is "No," then provide the org
organization's
best approximation under the Basel Capital Accord of the capital and asset
sset
set information requested in U.S. dollars.

U.S. Dollar Amounts
Amo
in Millions
2. Tier 1 capital ......................................................................................................................
........................................................
.........
3. Total risk-based capital .........................................................................................................
..........................................................
.........
4. Risk-weighted assets ...........................................................................................................
..........................................................
......................................................
5. Total consolidated assets at the end of the reporting
g period..........................................................
period
d ................................................

FBOQ
F
BO

$PRXQW

8
8274
3792
A223

2.
3.
4.
5.

2170

FBOQ

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C116
6. Enter the as-of date for the financial data
ta provided aboveUHSRUWWKHGDWHLQ<<<<00''IRUPDW.........
above UHSRUWWKHGDWHLQ<<<<00
RUWWKHGDWHLQ<<<<00

6.

1 A separate version of Part 2 should be submitted for each of the top-tier reporter's lower-tier FBOs that meet these reporting requirements.
/201