Application for Tax-Exempt Transfer of Firearm and Registration to Special Occupational Taxpayer

Forms and Documents

Document Name	Status
Form ATF F 3 (5320.3) Application for Tax-Exempt Transfer of Firearm and Registration to Special Occupational Taxpayer Form and Instruction	Modified
1140-0013 Justification 508 2-16-17.pdf Supporting Statement A	2017-05-30
27 CFR Part 479.88.htm Supplementary Document	2007-09-18

IC Document Collections

IC ID	Document Title	Status
12724	Application for Tax-Exempt Transfer of Firearm and Registration to Special Occupational Taxpayer Form and Instruction	Modified

ICR Details

OMB Control No: 1140-0013	ICR Reference No: 201705-1140-015
Status: Historical Active	Previous ICR Reference No: 201403-1140-001
Agency/Subagency: DOJ/ATF	Agency Tracking No:
Title: Application for Tax-Exempt Transfer of Firearm and Registration to Special Occupational Taxpayer
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/10/2017
	Date Received in OIRA: 05/31/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2020	36 Months From Approved	07/31/2017
Responses	177,500	0	70,500
Time Burden (Hours)	88,750	0	35,250
Cost Burden (Dollars)	0	0	0

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Abstract: Under 27 CFR 479.88, ATF requires that ATF F 3 (5320.3) be submitted and approved by ATF prior to the transfer of a National Firearms Act weapon from one special Occupational Tax paying Federal firearm licensee to another Special Tax paying licensee. The form is used by qualified persons to apply for permission to transfer National Firearms Act firearms to other qualified persons exempt from tax. The form establishes eligibility and exemption.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 13656	03/14/2017
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 23837	05/24/2017
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Application for Tax-Exempt Transfer of Firearm and Registration to Special Occupational Taxpayer	ATF F 3 (5320.3)	Application for Tax-Exempt Transfer of Firearm and Registration to Special Occupational Taxpayer (National Firearms Act)

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	177,500	70,500	0	107,000	0	0
Annual Time Burden (Hours)	88,750	35,250	0	53,500	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The adjustments for this information collection are an increase in the number of respondents by 4,500, and an increase in the number of responses by 107,000. As a result of these increases, the annual burden hours has increased by 53,500 hours.

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Annual Cost to Federal Government: $1,500

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/31/2017

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