Information Collection

Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940

IC 34823 under ICR 201706-3235-012 · OMB 3235-0313.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0313 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-777 Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940	Form
SEC-777 Form ADV-W formadv-w.pdf www.sec.gov/about/forms/formadv-w.pdf	Form
secsorn50.pdf SORN 50	IC Document

IC Title:

Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 279.2 17 CFR 275.203-2

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-777	Form ADV-W	formadv-w.pdf	http://www.sec.gov/about/forms/formadv-w.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: "Investment Adviser Records".

FR Citation: 66 FR 7820

Number of Respondents: 871

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	871	71	800
Annual IC Time Burden (Hours)	588	88	500
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SORN 50	secsorn50.pdf	09/22/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.