Tender Offer--Regulation 14D and Regulation 14E, Schedule 14D-9

ICR 201706-3235-015

OMB: 3235-0102

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2017-06-28
Supporting Statement A
2017-06-28
IC Document Collections
ICR Details
3235-0102 201706-3235-015
Historical Active 201402-3235-013
SEC CF 270-114
Tender Offer--Regulation 14D and Regulation 14E, Schedule 14D-9
Extension without change of a currently approved collection   No
Regular
Approved without change 10/06/2017
Retrieve Notice of Action (NOA) 06/29/2017
  Inventory as of this Action Requested Previously Approved
10/31/2020 36 Months From Approved 10/31/2017
169 0 150
11,009 0 9,771
13,210,392 0 11,725,200

Regulation 14D and Regulation 14E and related Schedule 14D-9 requires information important to security holders in deciding how to respond to tender offers.

US Code: 15 USC 77c(b), 77f, 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78m, 78n(a), 78n-1, 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78mm Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  82 FR 17703 04/12/2017
82 FR 28702 06/23/2017
No

1
IC Title Form No. Form Name
Tender Offer--Regulation 14D and Regulation 14E, Schedule 14D-9

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 169 150 0 0 19 0
Annual Time Burden (Hours) 11,009 9,771 0 0 1,238 0
Annual Cost Burden (Dollars) 13,210,392 11,725,200 0 0 1,485,192 0
No
No
The increase of 1,238 burden hours and the decrease of $1,485,192 in cost burden are due to adjustments. The change in burden hours and cost burden is due to a increase in the number of Schedule 14D-9 reports filed with Commission.

$50,000
No
    Yes
    Yes
No
No
No
Uncollected
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/29/2017


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