Form N-PX under the Investment Company Act of 1940, Annual Report of Proxy Voting Record

ICR 201706-3235-023

OMB: 3235-0582

Federal Form Document

Forms and Documents
ICR Details
3235-0582 201706-3235-023
Active 201410-3235-030
SEC IM-270-524
Form N-PX under the Investment Company Act of 1940, Annual Report of Proxy Voting Record
Extension without change of a currently approved collection   No
Regular
Approved without change 05/01/2018
Retrieve Notice of Action (NOA) 03/23/2018
  Inventory as of this Action Requested Previously Approved
05/31/2021 36 Months From Approved 04/30/2018
11,818 0 9,794
53,210 0 47,880
7,256,800 0 6,574,000

Registered management investment companies use Form N-PX to file annual reports with the Commission containing their complete proxy voting record for the most recent twelve-month period ended June 30.

US Code: 15 USC 80a-29 Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  82 FR 42168 09/06/2017
82 FR 53542 11/16/2017
No

1
IC Title Form No. Form Name
Form N-PX under the Investment Company Act of 1940, Annual Report of Proxy Voting Record 2451 Form N-PX

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 11,818 9,794 0 0 2,024 0
Annual Time Burden (Hours) 53,210 47,880 0 0 5,330 0
Annual Cost Burden (Dollars) 7,256,800 6,574,000 0 0 682,800 0
No
No
Previously, the Commission had estimated an annual total hour burden of approximately 47,880 hours for Form N-PX. This number was based on a yearly estimate of approximately 6,574 portfolios holding equity securities and 3,220 portfolios holding no equity securities with an estimated burden of 7.2 hours per response for portfolios holding equity securities and 0.17 hours per response for portfolios holding no equity securities. In addition, the Commission previously estimated total annual cost burden of $6.6 million. The Commission estimates a net increase of 2,580 burden hours per year for Form N-PX from the previous submission under the Paperwork Reduction Act. The change in the estimated hour burden is due to the increase in the number of portfolios from 9,794 to 11,818. The Commission also estimates a net increase of $682,800 in external costs per year for Form N-PX from the previous submission. The change in the estimated cost burden is due to the increase in the number of portfolios from 9,794 to 11,818.

$0
No
    Yes
    No
No
No
No
Uncollected
John Lee 202 551-5689

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/23/2018


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