Permissible Equipment Testing

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form MSHA 2000-38 Permissible Equipment Testing	Form	Modified	Available
OMB 1219-0066 Supporting Statement 4-2018.docx	Supporting Statement A	Uploaded 2018-04-06	Available
1219-0066 60 DAY FRN 2018.pdf	Supplementary Document	Uploaded 2018-01-31	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
14432	Permissible Equipment Testing	Form	Modified

ICR Details

OMB Control No: 1219-0066	ICR Reference No: 201707-1219-001
Status: Active	Previous ICR Reference No: 201504-1219-001
Agency/Subagency: DOL/MSHA	Agency Tracking No:
Title: Permissible Equipment Testing
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/09/2018
	Date Received in OIRA: 04/20/2018
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2021	36 Months From Approved	07/31/2018
Responses	296	0	772
Time Burden (Hours)	3,198	0	4,630
Cost Burden (Dollars)	1,732,147	0	2,803,067

---

Abstract: MSHA regulations at 30 CFR parts 6 through 36 contain application, testing and inspection procedures, and quality control procedures for the approval of mining equipment or explosives used in both underground and surface coal, metal, and nonmetal mines. Except for parts 6 and 7, MSHA conducts most of the testing and evaluation of products for a fee paid by the applicant; although some regulations require the manufacturer to pretest the product. Upon MSHA approval, the manufacturer must ensure that the product continues to conform to the specifications and design evaluated and approved by MSHA. In some instances, as part of the approval process, manufacturers are required to have a quality control or assurance plan.

---

Authorizing Statute(s): US Code: 30 USC 813(h) Name of Law: Federal Mine Safety & Health Act of 1977
   US Code: 30 USC 811 Name of Law: Federal Mine Safety & Health Act of 1977
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 54419	11/17/2017
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 17567	04/20/2018
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Permissible Equipment Testing	MSHA 2000-38, MSHA 2000-38 (Web version)	Electrical Operated Mining Equipment Field Approval Application (Coal Operator) ,   Electrical Operated Mining Equipment Field Approval Application (Coal Operator)

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	296	772	0	0	-476	0
Annual Time Burden (Hours)	3,198	4,630	0	0	-1,432	0
Annual Cost Burden (Dollars)	1,732,147	2,803,067	0	0	-1,070,920	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There was a decrease in 1,442 burden hours from this change request (from 4,630 to 3,198). There was a decrease in 476 responses (from 772 to 296) and a decrease in respondents (257 to 139). Burden costs decreased by $1,070,920 (from $2,803,067 to $1,732,147). The number of applications processed in each fiscal year has decreased, primarily because of the general decline in coal mining in the United States.

---

Annual Cost to Federal Government: $68,418

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/20/2018

---