Investment Company Act Form N-17f-1, Certificate of Accounting of Securities and similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges

ICR 201707-3235-009

OMB: 3235-0359

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2018-03-08
IC Document Collections
IC ID
Document
Title
Status
34910 Modified
ICR Details
3235-0359 201707-3235-009
Active 201410-3235-027
SEC IM-270-316
Investment Company Act Form N-17f-1, Certificate of Accounting of Securities and similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges
Extension without change of a currently approved collection   No
Regular
Approved without change 05/01/2018
Retrieve Notice of Action (NOA) 03/08/2018
  Inventory as of this Action Requested Previously Approved
05/31/2021 36 Months From Approved 04/30/2018
18 0 12
27 0 18
0 0 0

Form N-17f-1 is the cover sheet for accountant examination certificates filed under rule 17f-1 of the Act. Rule 17f-1 requires the accountant's certificate of each examination be attached to form N-17f-1 and transmitted to the Commission promptly after each examination.

US Code: 15 USC 80a-17f Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  82 FR 53552 11/16/2017
83 FR 3460 01/25/2018
No

1
IC Title Form No. Form Name
Form N-17f-1 SEC-2205 Form N-17f-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 18 12 0 0 6 0
Annual Time Burden (Hours) 27 18 0 0 9 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The estimated total annual burden has increased from 18 hours to 27 hours. Based on a review of filings, the number of funds making Form N-17f-1 filings has increased from approximately 4 to approximately 6, and the time to prepare the filings has not changed.

$0
No
    No
    No
No
No
No
Uncollected
Joel Cavanaugh 202 551-3173

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/08/2018


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