Application for Transfer of Spirits and/or Denatured Spirits in Bond

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Original Distilled Spirits Plant (DSP) Application - Transfer in Bond Screen	Form	Modified	Available
Original Alcohol Fuel Plant (AFP) Application - Transfer in Bond Screen	Form	Modified	Available
Form TTB F 5100.16 Application to Receive Spirits and/or Denatured Spirits by Transfer in Bond	Form and Instruction	Modified	Available
Permits Online Customer User Guide (TTB P 5020.06; 05-2015).pdf	Supplementary Document	Uploaded 2017-08-18	Available
1513-0038 Supporting Statement (08-2017).docx	Supporting Statement A	Uploaded 2017-08-18	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
16010	Application for Transfer of Spirits and/or Denatured Spirits in Bond	Form	Modified	Original Distilled Spirits Plant (DSP) Application - Transfer in Bond Screen
16010	Application for Transfer of Spirits and/or Denatured Spirits in Bond	Form	Modified	Original Alcohol Fuel Plant (AFP) Application - Transfer in Bond Screen
16010	Application for Transfer of Spirits and/or Denatured Spirits in Bond	Form and Instruction	Modified	Application to Receive Spirits and/or Denatured Spirits by Transfer in Bond

ICR Details

OMB Control No: 1513-0038	ICR Reference No: 201708-1513-007
Status: Historical Active	Previous ICR Reference No: 201702-1513-005
Agency/Subagency: TREAS/TTB	Agency Tracking No: ICN 64 - 5/11
Title: Application for Transfer of Spirits and/or Denatured Spirits in Bond
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/25/2017
Retrieve Notice of Action (NOA)	Date Received in OIRA: 08/30/2017
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2020	36 Months From Approved	11/30/2017
Responses	1,500	0	1,500
Time Burden (Hours)	228	0	228
Cost Burden (Dollars)	0	0	0

---

Abstract: Under the IRC at 26 U.S.C. 5005(c), when a proprietor of a distilled spirits plant (DSP) or an alcohol fuel plant (AFP, a type of DSP) desires to have spirits or denatured spirits transferred to their plant from another domestic plant, the proprietor must make an application to receive such spirits in bond. Under this authority, the TTB regulations in 27 CFR part 19 require that the receiving proprietor file an application for the transfer on TTB F 5100.16, Application for Transfer of Spirits and/or Denatured Spirits in Bond. TTB must approve the application before the transfer may occur. With the submission of this form TTB, can ensure that the receiving plant has adequate bond coverage or, for certain small alcohol excise taxpayers, is exempt from such bond coverage.

---

Authorizing Statute(s): US Code: 26 USC 5005(c) Name of Law: Internal Revenue Code
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 26837	06/09/2017
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 41308	08/30/2017
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Application for Transfer of Spirits and/or Denatured Spirits in Bond	None, TTB F 5100.16, None	Application to Receive Spirits and/or Denatured Spirits by Transfer in Bond ,   Original Alcohol Fuel Plant (AFP) Application - Transfer in Bond Screen ,   Original Distilled Spirits Plant (DSP) Application - Transfer in Bond Screen

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,500	1,500	0	0	0	0
Annual Time Burden (Hours)	228	228	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government: $7,500

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/30/2017

---