Form CB, Tender Offer/Rights Offering Notification Form

ICR 201708-3235-001

OMB: 3235-0518

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2017-09-26
Supplementary Document
2017-09-22
IC Document Collections
ICR Details
3235-0518 201708-3235-001
Active 201404-3235-017
SEC CF-270-457
Form CB, Tender Offer/Rights Offering Notification Form
Extension without change of a currently approved collection   No
Regular
Approved without change 11/25/2017
Retrieve Notice of Action (NOA) 09/27/2017
  Inventory as of this Action Requested Previously Approved
11/30/2020 36 Months From Approved 11/30/2017
111 0 200
14 0 25
16,650 0 30,000

Form CB is a tender offer statement filed in connection with a tender offer for a foreign private issuer. This form is used to report an issuer tender offer conducted in compliance with Exchange Act Rule 13e-4(h)(8), a third-party tender offer conducted in compliance with Exchange Act Rule 14d-1(c) and a going private transaction conducted in accordance with Rule 13e-3(g)(6). It is also used by a subject company pursuant to Exchange Act Rule 14e-2(d).

US Code: 15 USC 78l, 78m, 78n, 78w Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77b(c), 77g, 77h, 77j, 77s Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  82 FR 32223 07/12/2017
82 FR 44477 09/22/2017
No

1
IC Title Form No. Form Name
Form CB, Tender Offer/Rights Offering Notification Form SEC-2560 Form CB

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 111 200 0 0 -89 0
Annual Time Burden (Hours) 14 25 0 0 -11 0
Annual Cost Burden (Dollars) 16,650 30,000 0 0 -13,350 0
No
No
The decrease of -11 burden hours and the decrease of ($13,350) in cost burden is due to an adjustment. The change in burden hours and cost burden is due a decrease in the number of Form CB filings filed with the Commission.

$50,000
No
    No
    No
No
No
No
Uncollected
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/27/2017


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