Interagency Notice of Change in Bank Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report

Forms and Documents

Document Name	Status
Form FR 2081a Interagency Notice of Change in Bank Control Form and Instruction	Modified
Form FR 2081c Interagency Biographical and Financial Report Form and Instruction	Modified
Form FR 2081b Interagency Notice of Change in Director or Senior Executive Officer Form and Instruction	Modified
FR2081abc_201708_83c.pdf Justification for No Material/Nonsubstantive Change	2017-08-11
FR2081_20141204_omb.pdf Supporting Statement A	2014-12-08

IC Document Collections

IC ID	Document Title	Status
36168	Interagency Notice of Change in Bank Control Form and Instruction	Modified
179619	Interagency Biographical and Financial Report Form and Instruction	Modified
179618	Interagency Notice of Change in Director or Senior Executive Officer Form and Instruction	Modified

ICR Details

OMB Control No: 7100-0134	ICR Reference No: 201708-7100-014
Status: Historical Active	Previous ICR Reference No: 201411-7100-004
Agency/Subagency: FRS	Agency Tracking No: FR 2081a,b,c
Title: Interagency Notice of Change in Bank Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/11/2017
	Date Received in OIRA: 08/11/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2017	12/31/2017	12/31/2017
Responses	1,955	0	2,147
Time Burden (Hours)	11,302	0	12,338
Cost Burden (Dollars)	0	0	0

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Abstract: Each of these forms is used to collect information in connection with applications and notifications filed by bank holding companies, state member banks, and individuals prior to proposed changes in the ownership or management of banking organizations. The Federal Reserve uses the information to evaluate the controlling owners, senior officers, and directors of the insured depository institutions subject to its oversight.

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Authorizing Statute(s): US Code: 12 USC 1831(i) Name of Law: Financial Institutions Reform, Recovery, and Enforcement Act
   US Code: 12 USC 1817(j) Name of Law: Federal Deposit Insurance Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 54720	09/12/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 71415	12/02/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

IC Title	Form No.	Form Name
Interagency Notice of Change in Bank Control	FR 2081a	Interagency Notice of Change in Bank Control
Interagency Biographical and Financial Report	FR 2081c	Interagency Biographical and Financial Report
Interagency Notice of Change in Director or Senior Executive Officer	FR 2081b	Interagency Notice of Change in Director or Senior Executive Officer

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,955	2,147	0	0	-192	0
Annual Time Burden (Hours)	11,302	12,338	0	0	-1,036	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in burden hours reflects an update to the FR 2081a, b, and c respondent count based on the average of the number of respondents since the last renewal in 2014.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/11/2017

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