Lock Performance Monitoring System (LPMS) Waterway Traffic Report

Forms and Documents

Document	Type	Status	Availability
Form ENG FORM 3102D Lock Performance Monitoring System (LPMS) Wateway Traffic Report	Form	Modified	Available
0710-0008 Supporting Statement Part A 2.21.2018.docx	Supporting Statement A	Uploaded 2018-02-21	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
5552	Lock Performance Monitoring System (LPMS) Wateway Traffic Report	Form	Modified

ICR Details

OMB Control No: 0710-0008	ICR Reference No: 201711-0710-001
Status: Active	Previous ICR Reference No: 201401-0710-002
Agency/Subagency: DOD/COE	Agency Tracking No:
Title: Lock Performance Monitoring System (LPMS) Waterway Traffic Report
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 02/25/2018
	Date Received in OIRA: 11/08/2017
Terms of Clearance: In accordance with 5 CFR 1320, the information collection is approved for three years. As terms of clearance, the Corps is required to consult with the Inland Waterways Users Board and any other applicable group before submitting this ICR for renewal on matters including the accuracy of the burden estimate and the need to collect the individual data elements.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2021	36 Months From Approved
Responses	474,642	0	0
Time Burden (Hours)	20,568	0	0
Cost Burden (Dollars)	149,128	0	0

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Abstract: The US Army Corps of Engineers utilities the data collected to monitor and analyze the use and operation of federally owned and operated locks. Owners, agents and masters of vessels provide general data about vessels and estimated tonnage and commodities carried. The information is used for sizing and scheduling replacement or maintenance of locks and canals.

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Authorizing Statute(s): US Code: 33 USC 555 Name of Law: null
   Statute at Large: 42 Stat. 1043 Name of Statute: Rivers and Harbors Appropriations Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 20866	05/04/2017
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 50413	10/31/2017
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Lock Performance Monitoring System (LPMS) Wateway Traffic Report	ENG FORM 3102D, ENG FORM 3102C	WATERWAY TRAFFIC REPORT – DETAIL VESSEL LOG ,   WATERWAY TRAFFIC REPORT – VESSEL LOG

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	474,642	0	0	-132,555	0	607,197
Annual Time Burden (Hours)	20,568	0	0	-5,744	0	26,312
Annual Cost Burden (Dollars)	149,128	0	0	-113,991	0	263,119

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Decrease in burden is due to a decrease in the utilization of the lockes.

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Annual Cost to Federal Government: $209,884

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/08/2017

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