Information Collection

Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales.

IC 44222 under ICR 201711-3235-006 · OMB 3235-0233.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0233 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC1808 Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales.	Form and Instruction
SEC1808 Form 2-E Form 2-E - 2014.pdf www.sec.gov/about/forms/form2-e.pdf	Form and Instruction
EDGAR PIA 2016.pdf EDGAR	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales.

Agency IC Tracking Number:

270-222

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 230.609 17 CFR 239.201

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC1808	Form 2-E	Form 2-E - 2014.pdf	http://www.sec.gov/about/forms/form2-e.pdf	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC-6 Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers A

FR Citation: 41 FR 41550

Number of Respondents: 1

Number of Respondents for Small Entity: 1

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	0	1
Annual IC Time Burden (Hours)	4	3	1
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR	EDGAR PIA 2016.pdf	04/17/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.