(CMS-10539) Medicare and Medicaid Programs: Conditions of Participation for Home Health Agencies (HHA)

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
CMS-10539 SS for HHA Final Rule PRA - final 2-21-18.doc	Supporting Statement A	Uploaded 2018-02-21	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
229393	484.70		New
229392	484.65(d)		New
229391	484.60(e)		New
229390	484.60(c)		New
229389	484.60(a)		New
217414	484.110(a) - content of clinical records		Modified
217412	484.105(h)		Modified
217411	484.105(h) - existing		Modified
217410	484.100(a) - new agencies		Modified
217409	484.100(a) - existing		Modified
217408	484.80(d) - in-service training		Modified
217407	484.80(b) - home health aide classroom and practical training		Modified
217406	484.80(c) - compentency evaluation		Modified
217404	484.80(a)		Modified
217403	484.65(e) - quality assessment and performance		Modified
217401	484.60(a) care planning		Modified
217400	484.50(e)		Modified
217398	484.50(a) existing agencies		Modified
217396	484.50(a) new agencies		Modified

ICR Details

OMB Control No: 0938-1299	ICR Reference No: 201712-0938-006
Status: Active	Previous ICR Reference No: 201507-0938-005
Agency/Subagency: HHS/CMS	Agency Tracking No:
Title: (CMS-10539) Medicare and Medicaid Programs: Conditions of Participation for Home Health Agencies (HHA)
Type of Information Collection: Existing collection in use without an OMB Control Number	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 02/22/2018
	Date Received in OIRA: 12/08/2017
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2021	36 Months From Approved
Responses	40,135,877	0	0
Time Burden (Hours)	4,462,295	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: Home health agencies are required to maintain certain documentation within their own agency records that demonstrates compliance with specific Conditions of Participation for the Medicare program. This documentation is maintained on-site for use in the home health agency survey process.

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Authorizing Statute(s): PL: Pub.L. 101 - 239 6005(b) Name of Law: Omnibus Reconciliation Act of 1989
   US Code: 42 USC 1395X Name of Law: Social Security Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
0938-AG81	Final or interim final rulemaking	82 FR 4504	01/13/2017

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 19

table that charts list of burden

IC Title	Form No.	Form Name
484.60(a)
484.60(c)
484.60(e)
484.65(d)
484.70
484.65(e) - quality assessment and performance
484.80(c) - compentency evaluation
484.80(b) - home health aide classroom and practical training
484.100(a) - new agencies
484.100(a) - existing
484.80(d) - in-service training
484.105(h)
484.110(a) - content of clinical records
484.50(a) new agencies
484.50(a) existing agencies
484.50(e)
484.60(a) care planning
484.80(a)
484.105(h) - existing

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	40,135,877	0	0	7,154,820	0	32,981,057
Annual Time Burden (Hours)	4,462,295	0	0	1,679,671	0	2,782,624
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new information collection that is necessary due to the complete reorganization and revision of the CoPs.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/08/2017

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