Office of Cyber Security & Communications (CS&C) Information Technology (IT) Sector Small and Midsize Businesses (SMB) Cybersecurity Survey

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
IT Sector Coordinating Council Survey	Form	New	Available
1670-NEW_IT Sector Survey_SS-B.docx	Supporting Statement B	Uploaded 2017-12-11	Available
1670-NEW_IT Sector Survey_SS-A.docx	Supporting Statement A	Uploaded 2017-12-28	Available
1670-NEW_IT Sector Survey_Comment Matrix.docx	Supplementary Document	Uploaded 2017-12-11	Available
1670-NEW - IT Sector Survey_30 day FRN.pdf	Supplementary Document	Uploaded 2017-12-18	Available
1670-NEW - IT Sector Survey_60 day FRN.pdf	Supplementary Document	Uploaded 2017-12-11	Available
EO 13636.pdf	Supplementary Document	Uploaded 2017-12-11	Available
15 USC 648(g).pdf	Supplementary Document	Uploaded 2017-12-11	Available
6 USC 148.pdf	Supplementary Document	Uploaded 2017-12-11	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
229418	IT Sector Coordinating Council Survey	Form	New

ICR Details

OMB Control No: 1670-0038	ICR Reference No: 201712-1670-002
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: DHS/CISA	Agency Tracking No:
Title: Office of Cyber Security & Communications (CS&C) Information Technology (IT) Sector Small and Midsize Businesses (SMB) Cybersecurity Survey
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/22/2019
	Date Received in OIRA: 01/09/2018
Terms of Clearance: Given one year to reevalute the collection based on recommendations from NIST.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2020	36 Months From Approved
Responses	1,000	0	0
Time Burden (Hours)	500	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The Information Technology (IT) Sector, represented by industry via the IT Sector Coordinating Council (SCC) and by Government via the IT Government Coordinating Council (GCC), established the IT Sector Small and Midsized Business (SMB) Cybersecurity Best Practices Working Group (“Working Group”) to develop best practices for implementing the NIST Cybersecurity Framework in the SMB community. The Working Group, which consists of industry and government representatives, developed the SMB Cybersecurity Survey to determine Return on Investment (ROI) metrics for NIST Cybersecurity Framework adoption among SMB stakeholders. This process will assess the effectiveness of the NIST Cybersecurity Framework. This process will also establish a baseline for ROI metrics, which have not previously existed in the SMB community. The IT Sector-Specific Agency (SSA), headquartered in DHS’s Office of Cybersecurity and Communications (CS&C), is supporting the Working Group’s survey development.

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Authorizing Statute(s): US Code: 6 USC 148 Name of Law: Domestic Security
   US Code: 15 USC 648 Name of Law: Commerce and Trade
   EO: EO 13636 Name/Subject of EO: Improving Critical Infrastructure Cybersecurity
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 32859	07/18/2017
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 60026	12/18/2017
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
IT Sector Coordinating Council Survey	n/a	IT SCC Survey

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,000	0	0	1,000	0	0
Annual Time Burden (Hours)	500	0	0	500	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new collection.

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Annual Cost to Federal Government: $40,934

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/09/2018

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