Form N-4 (17 CFR 239.17b) under the Securities Act of 1933 and (17 CFR 274.11c) under the Investment Company Act of 1940, registration statement of separate accounts organized as unit investment trust
ICR 201712-3235-011
OMB: 3235-0318
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0318 can be found here:
Form N-4 (17 CFR 239.17b)
under the Securities Act of 1933 and (17 CFR 274.11c) under the
Investment Company Act of 1940, registration statement of separate
accounts organized as unit investment trust
OMB files this
comment in accordance with 5 CFR 1320.11( c ). This OMB action is
not an approval to conduct or sponsor an information collection
under the Paperwork Reduction Act of 1995. This action has no
effect on any current approvals. If OMB has assigned this ICR a new
OMB Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Resubmit
when proposed rule is finalized.
Inventory as of this Action
Requested
Previously Approved
10/31/2018
36 Months From Approved
05/31/2019
1,653
0
1,653
343,117
0
343,117
36,308,889
0
36,308,889
Form N-4 is the form separate accounts
organized as unit investment trusts that offer variable annuities
use to register under the Investment Company Act of 1940 and to
offer their securities under the Securities Act of 1933.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
The total annual hour burden of
343,529 hours represents an approximate increase of 413 hours over
the previous burden hour estimate of 343,116.75 hours. In addition,
the annual external cost burden of $36,804,889 represents an
increase of $496,000 over the previous annual external cost burden
of $36,308,889. The changes in internal hour and external cost
burdens are due to the staff’s estimates of the time and cost
burdens that would result from our proposed amendments to Form N-3
regarding hyperlinking.
$0
No
Yes
No
No
No
No
Uncollected
Amy Miller 202 551-4447
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.