Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
ICR 201712-3235-016
OMB: 3235-0336
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0336 can be found here:
Form N-14, for the
registration of securities under the Securities Act of 1933 issued
in business combination transaction by investment companies and
business development companies.
OMB files this
comment in accordance with 5 CFR 1320.11( c ). This OMB action is
not an approval to conduct or sponsor an information collection
under the Paperwork Reduction Act of 1995. This action has no
effect on any current approvals. If OMB has assigned this ICR a new
OMB Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Resubmit
when proposed rule is finalized.
Inventory as of this Action
Requested
Previously Approved
06/30/2019
36 Months From Approved
08/31/2019
192
0
192
97,280
0
97,280
4,498,000
0
4,498,000
Form N-14 is the registration
statement used by investment companies and business development
companies to register under the Securities Act of 1933 securities
to be issued in mergers and other forms of business combinations.
Form N-14 provides investors with material information regarding
such securities. The information filed also permits the SEC to
verify compliance with securities laws.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
The total annual hour burden of
97,328 hours represents an increase of 48 hours over the previous
burden hour estimate of 97,280 hours. In addition, the annual
external cost burden of $4,555,600 represents an increase of
$57,600 over the previous annual external cost burden estimate of
$4,498,000. The changes in burden hours and external cost burdens
are due to the staff’s estimates of the time costs and external
costs that would result from our proposed amendments.
$19,200,000
No
Yes
Yes
No
No
No
Uncollected
Zeena Abdul-Rahman 202
551-4099
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.
Form SEC2106 Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
UPDATED Form N-14 Supporting Statement _Fast Act 2017.pdf
Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.