Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.

OMB 3235-0336

OMB 3235-0336

Form N-14 is the registration statement used by investment companies and business development companies to register under the Securities Act of 1933 securities to be issued in mergers and other forms of business combinations. Form N-14 provides investors with material information regarding such securities. The information filed also permits the SEC to verify compliance with securities laws.

The latest form for Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies. expires 2023-07-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0336: Form N-14 filings .

All Historical Document Collections
Revision of a currently approved collection 2021-02-10
Approved without change
Revision of a currently approved collection 2020-04-09
Comment filed on proposed rule and continue
Revision of a currently approved collection 2020-02-11
Approved without change
Extension without change of a currently approved collection 2019-05-20
Comment filed on proposed rule and continue
Revision of a currently approved collection 2018-03-16
Approved without change
Extension without change of a currently approved collection 2016-03-31
Approved without change
Extension without change of a currently approved collection 2013-05-22
Approved without change
Extension without change of a currently approved collection 2010-09-08
Approved without change
Extension without change of a currently approved collection 2007-11-27
Approved without change
Extension without change of a currently approved collection 2005-01-21
Approved without change
Extension without change of a currently approved collection 2002-02-28
Approved without change
Extension without change of a currently approved collection 1999-03-11
Withdrawn and continue
Extension without change of a currently approved collection 1997-07-16
Approved without change
Extension without change of a currently approved collection 1996-02-29
Approved without change
Revision of a currently approved collection 1994-02-03
Approved without change
Revision of a currently approved collection 1994-01-12
Approved without change
Revision of a currently approved collection 1993-05-28
Approved without change
Revision of a currently approved collection 1993-01-26
Approved without change
Revision of a currently approved collection 1991-04-02
Approved with change
No material or nonsubstantive change to a currently approved collection 1989-04-28
Approved without change
Revision of a currently approved collection 1988-04-12
Approved with change
No material or nonsubstantive change to a currently approved collection 1985-11-14
Approved with change
No material or nonsubstantive change to a currently approved collection 1985-11-12
Approved without change
New collection (Request for a new OMB Control Number) 1985-04-01

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