OMB control number
Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
OMB 3235-0336 · SEC.
OMB 3235-0336
Form N-14 (17 CFR 239.23) is used by management investment companies and business development companies (collectively, "funds") to register under the Securities Act of 1933 securities to be issued in certain types of transactions, including certain fund mergers. Form N-14 provides investors with material information regarding such securities. This collection is a reporting requirement to file information with the SEC, which allows it to verify compliance with securities laws.
The latest form for Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies. expires 2029-06-30 and is listed under ICR 202601-3235-004.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0336: Form N-14 filings 
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Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form SEC2106 Form N-14 | Form |
| 3235-0336_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| Form N-14 Supporting Statement (2025 new template).pdf | Supporting Statement A |
| 20260116_3235-0336_2026-00793_91 FR 2226_60-Day Collection Notice.pdf | Supplementary Document |
 Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies. |
Form |
| Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies. |
Form |