Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.

OMB 3235-0336

OMB 3235-0336

Form N-14 is the registration statement used by investment companies and business development companies to register under the Securities Act of 1933 securities to be issued in mergers and other forms of business combinations. Form N-14 provides investors with material information regarding such securities. The information filed also permits the SEC to verify compliance with securities laws.

The latest form for Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies. expires 2023-07-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0336: Form N-14 filings .

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Withdrawn and continue
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Revision of a currently approved collection 1994-02-03
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Revision of a currently approved collection 1994-01-12
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Revision of a currently approved collection 1993-05-28
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Revision of a currently approved collection 1993-01-26
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Revision of a currently approved collection 1991-04-02
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No material or nonsubstantive change to a currently approved collection 1989-04-28
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Revision of a currently approved collection 1988-04-12
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No material or nonsubstantive change to a currently approved collection 1985-11-14
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No material or nonsubstantive change to a currently approved collection 1985-11-12
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New collection (Request for a new OMB Control Number) 1985-04-01

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