Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
ICR 202601-3235-004
OMB: 3235-0336
Federal Form Document
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Form N-14, for the
registration of securities under the Securities Act of 1933 issued
in business combination transaction by investment companies and
business development companies.
Extension without change of a currently approved collection
No
Regular
03/24/2026
Requested
Previously Approved
36 Months From Approved
07/31/2026
233
253
103,685
123,063
3,401,800
3,206,050
Form N-14 (17 CFR 239.23) is used by
management investment companies and business development companies
(collectively, "funds") to register under the Securities Act of
1933 securities to be issued in certain types of transactions,
including certain fund mergers. Form N-14 provides investors with
material information regarding such securities. This collection is
a reporting requirement to file information with the SEC, which
allows it to verify compliance with securities laws.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
The estimated total annual hour
burden for entities affected by Form N-14 has decreased from
123,063 hours to 103,685 hours (a decrease of 19,378 hours). The
estimated annual external costs have increased from $3,206,050 to
$3,401,800 (an increase of $195,750). These estimated increases in
burden hours and external costs reflect changes in the number of
affected entities and in the external cost associated with the
information collection requirements. These changes reflect revised
estimates and burdens attributable to requirements under the
Form.
No
Yes
No
No
No
No
No
Y. Rachel Kuo 202
551-3589
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.
03/24/2026
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Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.