Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
ICR 202002-3235-004
OMB: 3235-0336
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0336 can be found here:
Form N-14, for the
registration of securities under the Securities Act of 1933 issued
in business combination transaction by investment companies and
business development companies.
OMB files this
comment in accordance with 5 CFR 1320.11(c). This OMB action is not
an approval to conduct or sponsor an information collection under
the Paperwork Reduction Act of 1995. This action has no effect on
any current approvals. If OMB has assigned this ICR a new OMB
Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Pursuant to
5 CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). The agency shall examine public comment
in response to the NPRM and will describe in the supporting
statement of its next collection any public comments received
regarding the collection as well as why (or why it did not)
incorporate the commenter’s recommendation. The next submission to
OMB must include the draft final rule.
Inventory as of this Action
Requested
Previously Approved
08/31/2022
36 Months From Approved
08/31/2022
253
0
253
125,820
0
125,820
5,842,000
0
5,842,000
Form N-14 is the registration
statement used by investment companies and business development
companies to register under the Securities Act of 1933 securities
to be issued in mergers and other forms of business combinations.
Form N-14 provides investors with material information regarding
such securities. The information filed also permits the SEC to
verify compliance with securities laws.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
The estimated hourly burden
associated with Form N 14 has increased from 125,820 hours to
125,883 hours (an increase of 63 hours). In addition, the cost
burden associated with Form N 14 has increased from $5,842,000 to
$5,917,900 (an increase of $75,900). The changes in burden hours
and external cost burdens are due to the estimates of the time
burden and external costs that will result from our amendments
affecting Form N 14 regarding hyperlinking.
No
No
No
No
No
No
Uncollected
John Lee 202 551-5689
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.