SECURITIES ACT REGISTRATION FORM FOR REGISTRATION OF SECURITIES ISSUED BY REGISTERED MANAGEMENT INVESTMENT COMPANIES IN BUSINESS COMBINATION TRANSACTIONS
ICR 199301-3235-056
OMB: 3235-0336
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0336 can be found here:
SECURITIES ACT REGISTRATION
FORM FOR REGISTRATION OF SECURITIES ISSUED BY REGISTERED MANAGEMENT
INVESTMENT COMPANIES IN BUSINESS COMBINATION TRANSACTIONS
SECURITIES, REGISTRATION STATEMENT,
BUSINESS COMBINATION TRANSACTIONS TO GIVE INVESTORS THE NECESSARY
INFORMATION TO MAKE INFORMED INVESTMENT DECISIONS, THE SECURITIES
ACT OF 1933 REQUIRES THE FILING OF A REGISTRATION STATEMENT
REGARDING SECURITIES INVOLVED IN CERTAIN TRANSACTIONS. FORM N-14 IS
ONE OF THE FORMS USED FOR REGISTRATION OF CERTAIN SECURITIES TO BE
OFFERED IN BUSINESS COMBINATION TRANSACTIONS.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.