Compliance Reporting (proposed 45 C.F.R. § 88.6(d))

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Appendix A Part 88.6.docx	Supplementary Document	Uploaded 2018-02-09	Repair queued
Updated Conscience PRA Supporting Statement 88.6 2.8.2018.doc	Supporting Statement A	Uploaded 2018-02-09	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
229951	88.6(d) Compliance Reporting		New

ICR Details

OMB Control No:	ICR Reference No: 201802-0945-002
Status: Historical Inactive	Previous ICR Reference No:
Agency/Subagency: HHS/OCR	Agency Tracking No:
Title: Compliance Reporting (proposed 45 C.F.R. § 88.6(d))
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Improperly submitted	Conclusion Date: 06/07/2018
	Date Received in OIRA: 02/09/2018
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date		36 Months From Approved
Responses	0	0	0
Time Burden (Hours)	0	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The information would put the Departmental component on notice of OCR’s investigation and would facilitate coordination between the component and OCR on technical or factual matters underlying the recipient’s or sub-recipient’s extension of Federal funds. The Department component may also use the information to monitor the status of the investigation and history of complaints to incorporate these facts into the component’s decision-making when deciding whether to approve or renew or modify Federal funding to the recipient.

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Authorizing Statute(s): US Code: 22 USC 7631(d) Name of Law: Global Health Programs for HIV/AIDS Prevention, Treatment, or Care
   US Code: 42 USC 1395w-22(j)(3)(B) Name of Law: Counseling and referral in Medicare Advantage
   US Code: 42 USC 300a-7) Name of Law: The Church Amendments
   US Code: 42 USC 238n Name of Law: Coats-Snowe Amendment
   PL: Pub.L. 115 - 31 507(d) Name of Law: Consolidated Appropriations Act
   US Code: 42 USC 1396a(w)(3), 1395cc(f), and 14 Name of Law: Performance of advanced directives in the Medicare and Medicaid programs
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
0945-ZA03	Proposed rulemaking	83 FR 3880	01/26/2018

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
88.6(d) Compliance Reporting

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Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: New Collection

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Annual Cost to Federal Government: $124,442

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/09/2018

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