Self-Help Homeownership Opportunity Program (SHOP) Grant Monitoring

Forms and Documents

Document Name	Status
Form HUD-96011 Self-Help Homeownership Opportunity Program (SHOP) Grant Monitoring Form and Instruction	Modified
(final) 4-23-18 SHOP PRA Supporting Statement.docx Supporting Statement A	2018-05-08
30 Day Notice.pdf Supplementary Document	2018-05-08
SHOP PTA Report.docx Supplementary Document	2018-04-30

IC Document Collections

IC ID	Document Title	Status
27462	Self-Help Homeownership Opportunity Program (SHOP) Grant Monitoring Form and Instruction	Modified

ICR Details

OMB Control No: 2506-0157	ICR Reference No: 201803-2506-004
Status: Active	Previous ICR Reference No: 201410-2506-003
Agency/Subagency: HUD/CPD	Agency Tracking No:
Title: Self-Help Homeownership Opportunity Program (SHOP) Grant Monitoring
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/18/2018
	Date Received in OIRA: 05/09/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2021	36 Months From Approved
Responses	10	0	0
Time Burden (Hours)	2,420	0	0
Cost Burden (Dollars)	0	0	0

---

Abstract: HUD requires the collection of information to ensure the eligibility of SHOP applications and the compliance of SHOP proposals, to rate and rank SHOP applications, and to select applicants for grant awards. PRA approval is needed to permit the issuance of the SHOP Notice of Funding Availability (NOFA)

---

Authorizing Statute(s): None

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 9532	03/06/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 20851	05/08/2018
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Self-Help Homeownership Opportunity Program (SHOP) Grant Monitoring	HUD-96011, HUD-2880, HUD-2993, HUD-2995, HUD-424-CBW, HUD-424-CB	HUD Facsimile Transmittal ,   Grant Application Detailed Budget Workseet ,   HUD Applicant/recipient Disclosure/Update Report ,   Certification of Consistency with Sustainable Communities Planning and Implementation ,   HUD Grant Applications Detailed Budget ,   HUD Acknowledgement of Application Receipt

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	10	0	0	0	0	10
Annual Time Burden (Hours)	2,420	0	0	-15	0	2,435
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Grantees are no longer required to submit the HUD-2990 (Certification of Consistency with the RC/EZ/EC-II Strategic Plan) and HUD-96010 (HUD Logic Model) as these forms have been retired. Consequently, the estimated total hours of information collection burden and annual cost to the Federal government have been reduced.

---

Annual Cost to Federal Government: $6,600

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/09/2018

---