Exchange Act Rule 24b-1 - Documents to be kept public by exchanges (17 CFR 240.24b-1).

ICR 201804-3235-016

OMB: 3235-0194

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2018-07-27
IC Document Collections
IC ID
Document
Title
Status
34536
Modified
ICR Details
3235-0194 201804-3235-016
Active 201412-3235-015
SEC TM-270-205
Exchange Act Rule 24b-1 - Documents to be kept public by exchanges (17 CFR 240.24b-1).
Extension without change of a currently approved collection   No
Regular
Approved without change 11/08/2018
Retrieve Notice of Action (NOA) 07/27/2018
  Inventory as of this Action Requested Previously Approved
11/30/2021 36 Months From Approved 11/30/2018
21 0 18
11 0 9
1,369 0 1,173

Rule 24b-1 implements the requirements of Section 24(a) of the Securities Exchange Act of 1934 by requiring exchanges to make their registration information public, unless an exception applies.

US Code: 15 USC 78x Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  83 FR 22570 05/15/2018
83 FR 35296 07/25/2018
No

1
IC Title Form No. Form Name
Rule 24b-1 - National Securities Exchanges

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 21 18 0 0 3 0
Annual Time Burden (Hours) 11 9 0 0 2 0
Annual Cost Burden (Dollars) 1,369 1,173 0 0 196 0
No
No
The changes to the estimated annual burden resulted from an increase in the number of respondents.

$0
No
    No
    No
No
No
No
Uncollected
Geoffrey Pemble 202 551-5628 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/27/2018


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