CMS-P-0015A Fac2019R85HS

Medicare Current Beneficiary Survey (MCBS) (CMS-P-0015A)

Fac2019R85HS

Medicare Current Beneficiary Survey (MCBS):(CMS Number CMS-P-0015A)

OMB: 0938-0568

Document [pdf]
Download: pdf | pdf
Variable Name

MR Screen Name

Question type

Question text/description

Code list

Routing

(01) CONSENT OBTAINED (CONTINUE INTERVIEW)
(02) FINAL CONSENT DENIED
(03) REFUSAL CONVERTED (CONTINUE
INTERVIEW)
(04) FINAL REFUSAL

(01) HSPRE - HSPRECT
(02) HSFINSCR2 - FINSCRN2
(03) HSPRE - HSPRECT
(04) HSFINSCR2 - FINSCRN2

(01) CONTINUE
(02) CONSENT REQUIRED
(03) INITIAL REFUSAL

(01) BOX HA1 BOX HA1B
(02) HSFINSCR2 - FINSCRN2
(03) HSFINSCR2 - FINSCRN2

HEALTH STATUS SECTION SPECIFICATIONS
CRITERIA
SAMPLE TYPE= CFR, CFC, FFC, FCF, IPR
SEASON
If SAMPLE_TYPE= CFR, then SEASON=FALL
If SAMPLE TYPE in (CFC, FFC, FCF), then SEASON= ALL
If SAMPLE TYPE= IPR, then SEASON= FALL
PLACEMENT
Administered in flexible order after FQ and RH sections are completed.

BOX HSBEG

CONREFFN

HSCONREF

routing

CODE ONE

IF HSDISP = 1/ConsentRequired OR HSDISP = 4/InitialRefusal, GO TO HSCONREF - CONREFFN.
ELSE GO TO HSPRE - HSPRECT.

PLEASE INDICATE THE FINAL (CONSENT/REFUAL) STATUS
FOR THIS SECTION.

THIS SCREEN BEGINS THE HEALTH STATUS SECTION FOR (SP).
HSPRECT

HSPRE

CODE ONE
IF THERE ARE NO CONSENT OR REFUSAL ISSUES FOR THIS SECTION, PRESS "1" TO CONTINUE.

BOX HA1B

routing

IF PLACTYP1= 1/Free Standing Nursing Home, 4/NursingHomeUnitCCRC, 7/HospitalBasedSNF, or
17/Rehabilitation Facility, AND (CAIDCERT=1 OR CARECERT=1 OR CAIDCERT1=1 OR CARECERT1=1)
AND CCN=MISSING, GO TO HS1-CCNINTRO.
ELSE GO TO BOX HA1.
A CMS Certification Number (CCN) has not yet been reported for this facility even though this facility is
certified by [Medicare/Medicaid/Medicare and Medicaid].
Please confirm, does [FACILITY) have a CMS Certification Number, also referred to as a
Medicare/Medicaid Provider Number, OSCAR Provider Number, or Medicare Identification Number?

CCNINTRO

HS1

yes/no

IF THERE IS A MDS IN THE CHART FOR THE CASE, THE CCN CAN BE FOUND IN SECTION A0100,
QUESTION B.

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) BOX HA1
(01) HS2-CCNDOC
(-8) BOX HA1
(-9) FBOX HA1

[IF NEEDED: The CMS Certification Number is a unique number assigned to any facility certified to
participate in Medicare and/or Medicaid. The CMS Certification Number is not the same as the National
Provider Identifier (NPI), which is a unique 10-digit identification number issued to health care
providers.]
Do you have a document that shows (FACILITY'S) CMS Certification Number?

CCNDOC

HS2

yes/no

[IF NEEDED: The CMS Certification Number is also referred to as a Medicare/Medicaid Provider
Number, OSCAR Provider Number, or Medicare Identification Number.]
IF FACILITY RESPONDENT DOES NOT HAVE DOCUMENTATION, PROBE TO DETERMINE IF FACILITY IS
CERTIFIED BY MEDICARE AND/OR MEDICAID.

(00) NO
(01) YES
(02) NO BUT FACILITY IS CERTIFIED BY MEDICARE
AND/OR MEDICAID
(-8) Don't Know
(-9) Refused

(00) BOX HA1
(01) CASPER_LU- CCN
(02) CASPER_LU- CCN
(-8) BOX HA1
(-9)BOX HA1

Please tell me the CMS Certification Number.
[If you don't know the CCN I can look up the number using your Facility name and address.]

START TYPING IN THE "CMS CERTIFICATION NUMBER" BOX TO LAUNCH THE LOOKUP.
CCN

CASPER_LU

lookup

IF THE FACILITY RESPONDENT DOES NOT KNOW THE CMS CERTIFICATION NUMBER, PROBE TO
CONFIRM THAT THE FACILITY IS CERTIFIED BY MEDICARE AND/OR MEDICAID. THEN, SELECT A
DIFFERENT KEY TYPE TO USE TO SEARCH THE LOOKUP, SUCH AS FACILITY NAME OR ADDRESS.

(01) (value selected from lookup)
(-8) DON'T KNOW
(-9) REFUSED

(01) BOX HA1C
(-8) BOX HA1C
(-9) BOX HA1C

IF YOU SELECTED THE WRONG FACILITY FROM THE LOOKUP, CLICK IN THE "CMS CERTIFICATION
NUMBER" BOX TO RELAUNCH THE LOOKUP AND SELECT THE CORRECT FACILITY.
IF YOU CANNOT FIND THE FACILITY'S CCN THEN SELECT "NOT FOUND" FROM THE LOOKUP TO PROCEED
WITH THE INTERVIEW.
[CMS CERTIFICATION NUMBER]

BOX HA1C

routing

IF CCN= 'NOT FOUND' THEN GO TO FA11D-NOTFOUND. ELSE, GO TO FA11C-LU_CONFIRM.

LU_CONFIRM

HS3

yes/no

I'd like to verify the CMS Certification Number I have selected. I have selected (CCN). Is that correct?

NOTFOUND

HS4

yes/no

YOU SELECTED 'CCN NOT FOUND'. SELECT 01 TO CONTINUE WITHOUT A CCN. SELECT 02 TO RETURN TO (01) CONTINUE WITHOUT CCN
THE LOOKUP AND SELECT ANOTHER CCN.
(02) NO, GO BACK TO LOOKUP TO CHANGE

BOX HA1D

routing

BOX HA1

routing

HA1PRE1C

HA1PRE1

CODE ONE

(01) YES
(02) NO, GO BACK TO LOOKUP TO CHANGE

(01) BOX HA1
(02) CASPER_LU-CCN
(01) BOX HA1C
(02) CASPER_LU-CCN

IF CCN IN ('NOT FOUND', MISSING, DK, RF), GO TO FA12-BEDSNUM.
ELSE GO TO BOX FA8.
IF ONLY TIME 2, GO TO BOX HAT2BEG.
ELSE IF FACR.HAINTFLG <> 1/Indicated , GO TO HA1PRE1 - HA1PRE1C.
ELSE GO TO HA1PRE2 - HA1PRE2C.
RECORD IDENTIFICATION
The next questions are about (SP)'s health status on or around (HS REF DATE). We have found that
much of the data we are collecting is usually located in the resident's full Minimum Data Set (MDS)
assessments, the Quarterly Review forms, and other medical chart notes. Please take a moment to
locate the records now and confirm they are the records closest to (HS REF DATE).

(01) CONTINUE

HA1PRE2 - HA1PRE2C

(01) CONTINUE

BOX HA2

(0) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA1B - HSCONTN1
(01) BOX HA2A
(-8)HA1B - HSCONTN1
(-9) HA9PREB - HA9PRBC

(00) NO, RETURN TO NAVIGATE SCREEN
(01) YES, CONTINUE WITHOUT MEDICAL
RECORDS

(00) BOX HCEND
(01) HA9PREB - HA9PRBC

PRESS "1" TO CONTINUE.
RECORD IDENTIFICATION
HA1PRE2C

HA1PRE2

BOX HA2

CODE ONE

routing

The following questions are about (SP)'s health status on or around (HS REF DATE).
PRESS "1" TO CONTINUE.
IF BASELINE INTERVIEW OR (CORE AND NO MDS AT PREVIOUS HS) GO TO HA1 - RECHAVE.
ELSE IF CORE AND SP HAD A MDS AT LAST HS APPLICATION ADMINISTERED FOR THIS SP, GO TO HA2 RECFORMS.
RECORD IDENTIFCATION

RECHAVE

HA1

YES/NO
Do you have (SP)'s medical records for the (admission) period on or around (HS REF DATE)?
Is there someone else I should speak with, or do the records exist elsewhere?

HSCONTN1

HA1B

CODE ONE

BOX HA2A

routing

DO YOU WANT TO CONTINUE THE INTERVIEW FOR THIS SP WITH THIS RESPONDENT WITHOUT THE
MEDICAL RECORDS?
GO TO HA2 - RECFORMS.

RECORD IDENTIFICATION
[The last MDS form we collected was dated (LAST MDS DATE).]
RECFORMS

HA2

YES/NO

Do (SP)'s medical records contain (a full./another) MDS assessment (or Quarterly Review) form dated
[on or around [HSREFDATE)/after (LAST MDS DATE)].

(00) NO
(01) YES

(00) HA2B1 - HSCONTN2
(01) BOX HA3

(00) NO, RETURN TO NAVIGATE SCREEN
(01) YES, CONTINUE WITHOUT MDS

(00) BOX HCEND
(01) HA9PREB - HA9PRBC

[A MDS for on or around (HS REF DATE) is preferable.]
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
Is there someone else I should speak with, or do the records exist elsewhere?
HSCONTN2

ASSESDT1

HA2B1

CODE ONE

BOX HA3

routing

HA3A

DATE

DO YOU WANT TO CONTINUE THE INTERVIEW FOR THIS SP WITH THIS RESPONDENT WITHOUT ANY
MDS FORMS?
GO TO HA3A - ASSESDT1.
RECORD IDENTIFICATION

[What is the assessment date on the full MDS assessment that was completed for (SP) on or around (HS
REF DATE)/What is the assessment date on the full MDS assessment that was completed for (SP) at
(01) CONTINUOUS ANSWER
admission, that is, on or around (HS REF DATE)/What is the assessment date on the full MDS
(-8) DON'T KNOW
assessment or Quarterly Review that was completed for (SP) closest to (HS REF DATE) after (HA3A
(-9) REFUSED
DISPLAY DATE/LAST HS REF DATE)/What is the assessment date on that form]?

BOX HA4

ENTER DATE IN "MM DD YY" FORMAT.

FORMTYPE1

CLOSFORM

BOX HA4

routing

BOX HA5

routing

HA4

CODE ONE

BOX HA7

routing

HA5

YES/NO

BOX HA8

routing

BOX HA9AA

routing

BOX HA9BB

routing

BOX HA9CC

routing

(IF NO MDS AVAILABLE, BACK UP AND CHANGE THE RESPONSE.)
IF HA3A - ASSESDT1 = DK, RF AND FIRST TIME AT HA3A - ASSESDT1, GO TO HA9PREB - HA9PRBC.
ELSE, GO TO BOX HA5.
IF LAST ASSESSMENT DATE ENTRY COLLECTED IN HA3A - ASSESDT1 IS VALID, SET A FLAG AND GO TO
HA4 - FORMTYPE1.
ELSE GO TO HA5 - CLOSFORM.
RECORD IDENTIFICATION
Please tell me if the form with the assessment date of (LAST ASSESSMENT DATE) is a full MDS or a
quarterly review.
IF MOST RECENT ASSESSMENT DATE IS COMPLETE THEN COMPARE WITH HS REF DATE. IF NUMBER OF
DAYS BETWEEN ASSESSMENT DATE AND HS REF DATE MORE THAN +/- 7, OR IF HA3A - ASSESDT1 IS DK
OR RF, GO TO HA5 - CLOSFORM.
ELSE, GO TO BOX HA9AA.
Besides the form you just told me about, does (SP)'s medical record contain any other (full) MDS form
(or Quarterly Review form) dated closer to (HS REF DATE)?

HA6

CODE ONE

ASSESSMENT DATE: {ASSESSMENT DATE)
What was the primary reason for the assessment on the full MDS assessment dated (BCVAD/CCVAD)?

FORMREOS

HA6

VERBATIM TEXT

RECMDS

HA7A

YES/NO

(00) BOX HA7
(01) BOX HA7
(-8) BOX HA7
(-9) BOX HA7

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) BOX HA8
(01) BOX HA8
(-8) BOX HA8
(-9) BOX HA8

(01) ADMISSION
(02) ANNUAL
(03) SIGNIFICANT CHANGE IN STATUS
(91) OTHER
(-8) Don't Know
(-9) Refused

(01) HA7C - MDSINT1
(02) HA7C - MDSINT1
(03) HA7C - MDSINT1
(91) HA6 - FORMREOS
(-8) HA7C - MDSINT1
(-9) HA7C - MDSINT1

(01) CONTINUOUS ANSWER
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

HA7C - MDSINT1
(00) HA7C - MDSINT1
(01) HA7B - ASSESDT2
(-8) HA7C - MDSINT1
(-9) HA7C - MDSINT1

IF HA5 - CLOSFORM = 1/Yes, GO TO HA3A - ASSESDT1.
ELSE, GO TO BOX HA9AA.
IF HSTOT = 1 AND FORMTYPE = DK, RF, OR EMPTY, GO TO HA9PREB - HA9PRBC.
ELSE GO TO BOX HA9BB.
GO TO BOX HA9CC.
IF CVATYPE = 1/FulllMDS, GO TO HA6 - FORMREAS.
ELSE IF CVATYPE = 0/QuarterlyReview AND XBACKUP = EMPTY, GO TO HA7A - RECMDS.
ELSE GO TO HA7C - MDSINT1.
RECORD IDENTIIFCATION
3.0, A0310A

FORMREAS

(00) QUARTERLY REVIEW
(01) FULL MDS
(-8) Don't Know
(-9) Refused

OTHER (SPECIFY)
Does (SP)'s medical record contain a full MDS assessment dated between (HS DATE RANGE)?
PRESS F1 KEY FOR COMPLETE DEFINITIONS.

What is the date of the full MDS assessment closest to (HS REF DATE)?
ASSESDT2

HA7B

date

BOX HA10

routing

IF NO MDS AVAILABLE, BACK UP AND CHANGE THE RESPONSE.
GO TO HA7C - MDSINT1.
RECORD IDENTIFICATION

(01) CONTINUOUS ANSWER
(-8) Don't Know
(-9) Refused

(01) BOX HA10
(-8) BOX HA10
(-9) BOX HA10

(01) CONTINUE

BOX HA19A

(01) CONTINUE

HA47B - HCAIDNUM

Now I have some questions concerning (SP)'s health on or around [(HS REF DATE)/(his/her) admission
to the (facility/home). Please refer to (SP)'s medical record.]
MDSINT1

HA44PRBC

HCAIDNUM

HA7C

CODE ONE

BOX HA19A

routing

BOX HA22B

routing

HA44PREB

CODE ONE

HA47B

TEXT

[Please refer to the (FORM TYPE) with the assessment date of (CLOSEST VALID ASSESSMENT DATE)
when answering the following questions. [If the information is not found on the Quarterly Review,
(please refer to the full MDS form with the assessment date of (BACKUP MDS ASSESSMENT
DATE)/please refer to (SP)'s medical record) to answer the questions.]]
PRESS "1" TO CONTINUE.
IF BASELINE INTERVIEW AND CCN='NOT FOUND', MISSING, DK, RF, GO TO BOX HA22B HA9PREB HA9PRBC.
ELSE IF CCN='NOT FOUND', MISSING, DK, RF, GO TO HA11B - COMATOSE.
ELSE IF CCN=NON-MISSING AND PreloadSP.CURELAGE <= 65 AND SP IS Incoming Panel Respondent
(IPR), GO TO HA9B-MENTAL.
ELSE IF CCN=NON-MISSING, GO TO HA10B-HA10BCOD.
IF ((PERS.INCAID = EMPTY OR (PERS.INCAID = 1 AND PERS.ICAIDNM = DK, RF, OR EMPTY)) AND
PERS.CAIDECO <> 0/No OR 2/Pending) OR HSMCDFLG = 1/Indicated, GO TO HA44PREB - HA44PRBC.
ELSE, GO TO HA9PREB - HA9PRBC.
This next section asks for (SP)'s Medicaid number as recorded on the MDS assessment form.
PRESS "1" TO CONTINUE.
Please read me (SP)'s [(PREFERRED NAME FOR MEDICAID)/MEDICAID] ID number from the MDS
assessment form.

(01) CONTINUOUS ANSWER
(-8) Don't Know
(-9) Refused

IF NO MEDICAID NUMBER, ENTER 96.
HCAIDVER

HA48B

YES/NO

(00) NO
I'd like to verify the [(PREFERRED NAME FOR MEDICAID)/MEDICAID] ID number that I have recorded. I
(01) YES
have entered (MEDICAID NUMBER). Is this correct?

(01) HA48B - HCAIDVER
(-8) HA9PREB - HA9PRBC
(-9) HA9PREB - HA9PRBC
(00) HA47B - HCAIDNUM
(01) HA9PREB - HA9PRBC

MENTAL HEALTH (MR/DD)

HA9PRBC

HA9PREB

BOX HA9B

CODE ONE

routing

Now I have some questions concerning (SP)'s health on or around [(HS REF DATE)/(his/her) admission
to the (facility/home)]. [(Please refer to (SP)'s medical record/Since I will be collecting information
about (SP) on or around (HS REF DATE) and there is no MDS or Quarterly Review available close to that
(01) CONTINUE
date, please refer to (SP)'s medical record for the information/Since you do not have a medical record
at hand for reference, please think about the information found in (SP)'s medical record) to answer
these questions.]
PRESS "1" TO CONTINUE.
IF BASELINE INTERVIEW AND CCN=MISSING, DK, RF, GO TO HA9B - MENTAL.
ELSE IF CCN='NOT FOUND', MISSING, DK, RF, GO TO HA11B - COMATOSE.
ELSE IF CCN=NON-MISSING AND PreloadSP.CURELAGE <= 65 AND SP is Incoming Panel Respondent
(IPR), GO TO HA9B-MENTAL.
ELSE IF CCN=NON-MISSING, GO TO HA10B-HA10BCOD.

MENTAL HEALTH (ID/DD)
[3.0, A1550]

MENTAL

HA9B

YES/NO CODE ALL

BOX HA9B

Did (SP)'s record indicate any history of mental retardation intellectual disability, mental illness, or
developmental disability problems?
Exclude diagnoses of organic brain syndrome, Alzheimer's disease, and related dementia.
SELECT ALL THAT APPLY.
IF SP HAS NO ID/DD PROBLEMS, SELECT NONE OF THE ABOVE

(01) DOWN SYNDROME
(02) AUTISM
(03) EPILEPSY
(04) OTHER ORGANIC CONDITION RELATED TO
ID/DD
(05) ID/DD WITH NO ORGANIC CONDITION
(96) NONE OF THE ABOVE
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA11B - COMATOSE HA10
(01) HA11B - COMATOSE HA10
(-8) HA11B - COMATOSE HA10
(-9) HA11B - COMATOSE HA10

BOX HA10

COMATOSE

HCHECOND

HCHEAID

HA11B

HA16B

HA17B

ROUTING

CODE ONE

CODE ONE

YES/NO

IF CCN=NON-MISSING AND PreloadSP.CURELAGE <= 65 AND SP is Incoming Panel Respondent (IPR), GO
TO HA28PREB-HA28PRBC.
ELSE GO TO HA1B- COMATOSE.
COMATOSE
(00) NO (NOT COMATOSE)
[3.0, B01000]
(01) YES (COMATOSE)
(-8) Don't Know
Was (SP) in a persistent vegetative state with no discernible consciousness on (HS REF
(-9) Refused
DATE)?
HEARING/COMMUNICATION
(00) HEARS ADEQUATELY
[3.0, B0200]
(01) HEARS WITH MINIMAL DIFFICULTY
What was the condition of (SP)'s hearing, with a hearing appliance, if used, on or around (HS REF DATE)? (02) HEARS WITH MODERATE DIFFICULTY
(03) HEARING HIGHLY IMPAIRED
Did (she/he) hear adequately, did (she/he) have minimal difficulty, did (she/he) have moderate
(-8) Don't Know
difficulty, or was (her/his) hearing highly impaired?
(-9) Refused
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
(00) NO
HEARING/COMMUNICATION
(01) YES
[3.0, B0300]
(-8) Don't Know
(-9) Refused
Did (she/he) have a hearing aid?

(00) HA16B - HCHECOND
(01) HA28PREB - HA28PRBC
(-8) HA16B - HCHECOND
(-9) HA16B - HCHECOND
(00) HA17B - HCHEAID
(01) HA17B - HCHEAID
(02) HA17B - HCHEAID
(03) HA17B - HCHEAID
(-8) HA17B - HCHEAID
(-9) HA17B - HCHEAID
(00) HA18PREB - HA18PRBC
(01) HA18PREB - HA18PRBC
(-8) HA18PREB - HA18PRBC
(-9) HA18PREB - HA18PRBC

HEARING/COMMUICATION
HA18PRBC

HA18PREB

CODE ONE

The next section deals with how (SP) communicated with others and how well (she/he) was understood
(01) CONTINUE
by others.
PRESS "1" TO CONTINUE.
HEARING/COMMUNICATION
[3.0, B0700]

HCUNCOND

HA18B

CODE ONE

HCUNDOTH

HA19B

CODE ONE

HA20PRBC

HA20PREB

CODE ONE

(00) UNDERSTOOD
(01) USUALLY UNDERSTOOD
Which statement best describes how effective (SP) was at making (herself/himself) understood on or
(02) SOMETIMES UNDERSTOOD
around (HS REF DATE)? Was (she/he) always understood, usually understood, sometimes understood, (03) RARELY/NEVER UNDERSTOOD
or rarely or never understood?
(-8) Don't Know
(-9) Refused
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
HEARING/COMMUNICATION
(00) UNDERSTAND
[3.0, B0800]
(01) USUALLY UNDERSTAND
(02) SOMETIMES UNDERSTAND
Which statement best describes how well (SP) understood others on or around (HS REF DATE)? Did (SP)
(03) RARELY/NEVER UNDERSTAND
always understand, usually understand, sometimes understand, or rarely or never understand?
(-8) Don't Know
(-9) Refused
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
VISION
Next is a question concerning (SP)'s vision on or around (HS REF DATE).
PRESS "1" TO CONTINUE.
VISION
[3.0, B1000]

VISION

HA20B

CODE ONE

VISAPPL

HA20AB

YES/NO

MENTCON

HA12AAB

YES/NO

(01) CONTINUE

(00) ADEQUATE
(01) IMPAIRED
(02) MODERATELY IMPAIRED
Which of the following statements best described (SP)'s ability to see in adequate light with visual aids,
(03) HIGHLY IMPAIRED
if used? Would you say (her/his) vision was adequate, impaired, moderately impaired, highly impaired,
(04) SEVERELY IMPAIRED
or severely impaired?
(-8) Don't Know
(-9) Refused
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
(00) NO
VISION
(01) YES
[3.0, B1200]
(-8) Don't Know
Does (SP) use a visual appliance such as glasses, contact lenses, or a magnifying glass?
(-9) Refused
COGNITIVE PATTERNS
(00) NO
[3.0, C0100]
(01) YES
(-8) Don't Know
Should a brief interview for Mental Status (C0200-C0500) be conducted?
(-9) Refused

HA18B - HCUNCOND

(00) HA19B - HCUNDOTH
(01) HA19B - HCUNDOTH
(02) HA19B - HCUNDOTH
(03) HA19B - HCUNDOTH
(-8) HA19B - HCUNDOTH
(-9) HA19B - HCUNDOTH
(00) HA20PREB - HA20PRBC
(01) HA20PREB - HA20PRBC
(02) HA20PREB - HA20PRBC
(03) HA20PREB - HA20PRBC
(-8) HA20PREB - HA20PRBC
(-9) HA20PREB - HA20PRBC

HA20B - VISION

(00) HA20AB - VISAPPL
(01) HA20AB - VISAPPL
(02) HA20AB - VISAPPL
(03) HA20AB - VISAPPL
(04) HA20AB - VISAPPL
(-8) HA20AB - VISAPPL
(-9) HA20AB - VISAPPL
(00) HA12AAB - MENTCON
(01) HA12AAB - MENTCON
(-8) HA12AAB - MENTCON
(-9) HA12AAB - MENTCON
(00) HA12PREB - HA12PRBC
(01) HA12AB - MENTSUM
(-8) HA12PREB - HA12PRBC
(-9) HA12PREB - HA12PRBC

BRIEF INTERVIEW FOR MENTAL STATUS (BIMS) SUMMARY SCORE
[3.0, C0500]
MENTSUM

HA12AB

BOX HA12

HA12PRBC

HA12PREB

numeric

ENTER SUMMARY SCORE (0-15) FROM BIMS.

routing

ENTER ''99" IF THE RESIDENT WAS UNABLE TO COMPLETE THE INTERVIEW.
IF MENTSUM=99, GO TO HA12PREB-HA12PRBC.
ELSE GO TO HA36B-HALLUC.
MEMORY/COGNITIVE SKILLS

CODE ONE

[(Since (SP) was recorded as being unable to complete the Brief Interview for Mental Status, the next
series of questions deal with (SP)'s memory or recall ability./The next series of questions deal with
(SP)'s memory or recall ability.)]
PRESS "1" TO CONTINUE.
MEMORY/COGNITIVE SKILLS
[3.0, C0700]

CSMEMST

HA12B

CODE ONE
On or around (HS REF DATE), was (SP)'s short-term memory okay, that is, did (she/he) seem or appear
to recall things after 5 minutes?
MEMORY/COGNITIVE SKILLS
[3.0, C0800]

CSMEMLT

HA13B

CODE ONE
Was (SP)'s long-term memory okay; that is, did (she/he) seem or appear to recall events in the distant
past?
MEMORY/COGNITIVE SKILLS
[3.0, C0900]

HA14BCOD

HA14B

code all

On or around (HS REF DATE), was (SP) able to recall…
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.
MEMORY/COGNITIVE SKILLS
[3.0, C1000]

CSDECIS

HA15B

CODE ONE

How skilled was (SP) in making daily decisions? Was (she/he) independent, did (she/he) exhibit
modified independence, was (she/he) moderately impaired, or was (she/he) severely impaired?
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
DEHYDRATION/DELUSIONS/HALLUCINATIONS
[3.0, E0100]

HALLUC

HA36B

YES/NO

Did (SP) experience hallucinations on or around (HS REF DATE)?
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
DEHYDRATION/DELUSIONS/HALLUCINATIONS
[3.0, E0100]

DELUS

HA35B

YES/NO

Did (SP) experience delusions on or around (HS REF DATE)?
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
BEHAVIORAL SYMPTOMS
[3.0, E0200]

BSAYSOT

HA21B

code one

(01) CONTINUOUS ANSWER
(-8) DON'T KNOW
(-9) REFUSED

(01) BOX HA12
(-8) HA36B - HALLUC
(-9) HA36B - HALLUC

(01) CONTINUE

HA12B - CSMEMST

(00) MEMORY OK
(01) MEMORY PROBLEM
(-8) Don't Know
(-9) Refused

(00) HA13B - CSMEMLT
(01) HA13B - CSMEMLT
(-8) HA13B - CSMEMLT
(-9) HA13B - CSMEMLT

(00) MEMORY OK
(01) MEMORY PROBLEM
(-8) Don't Know
(-9) Refused

(00) HA14B - HA14BCOD
(01) HA14B - HA14BCOD
(-8) HA14B - HA14BCOD
(-9) HA14B - HA14BCOD

(01) the current season?
(02) the location of (her/his) own room?
(03) staff names or faces?
(04) the fact that (she/he) was in a nursing home?
(96) NONE CHECKED
(-8) Don't Know

(01) HA15B - CSDECIS
(02) HA15B - CSDECIS
(03) HA15B - CSDECIS
(04) HA15B - CSDECIS
(96) HA15B - CSDECIS
(-8) HA15B - CSDECIS

(00) INDEPENDENT
(01) MODIFIED INDEPENDENCE
(02) MODERATELY IMPAIRED
(03) SEVERELY IMPAIRED
(-8) Don't Know
(-9) Refused

(00 HA36B - HALLUC
(01) HA36B - HALLUC
(02) HA36B - HALLUC
(03) HA36B - HALLUC
(-8) HA36B - HALLUC
(-9) HA36B - HALLUC

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA35B - DELUS
(01) HA35B - DELUS
(-8) HA35B - DELUS
(-9) HA35B - DELUS

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA21B - BSAYSOT
(01) HA21B - BSAYSOT
(-8) HA21B - BSAYSOT
(-9) HA21B - BSAYSOT

(00) BEHAVIOR NOT EXHIBITED
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
How often did the following behavioral problems occur on or around (HS REF DATE)? Would you say the (02) BEHAVIOR OCCURRED 4 TO 6 DAYS
behavior was not exhibited, occurred 1 to 3 days, occurred 4 to 6 days, but less than daily, or occurred (03) BEHAVIOR OCCURRED DAILY
daily?
(-8) Don't Know
(-9) Refused
Physical behavior symptoms directed toward others.

(00) HA21B - BSVERBOT
(01) HA21B - BSVERBOT
(02) HA21B - BSVERBOT
(03) HA21B - BSVERBOT
(-8) HA21B - BSVERBOT
(-9) HA21B - BSVERBOT

BSVERBOT

HA21B

code one

BEHAVIORAL SYMPTOMS
[3.0, E0200]
Verbal behavior symptoms directed toward others.

BSNOTOT

HA21B

code one

BEHAVIORAL SYMPTOMS
[3.0, E0200]
Other behavioral symptoms not directed toward others.

BOX HA21B

routing

BSELFCAR

BSELFACT

HA21AB

HA21AB

HA21AB

Yes/No

Yes/No

YES/NO

Did any of (SP)'s behavior…
put the resident at significant risk for physical illness or injury?
BEHAVIORAL SYMPTOMS
[3.0, E0500]
significantly interfere with the resident's care?
BEHAVIORAL SYMPTOMS
[3.0, E0500]
significantly interfere with the resident's participation in activities or social interactions?
BEHAVIORAL SYMPTOMS
[3.0, E0600]

BSOTHILL

BSOTHACT

BSOTHENV

HA21BB

HA21BB

HA21BB

YES/NO

YES/NO

YES/NO

Did any of (SP)'s behavior…
put others at significant risk for physical illness or injury?
BEHAVIORAL SYMPTOMS
[3.0, E0600]
significantly intrude on the privacy or activities of others?
BEHAVIORAL SYMPTOMS
[3.0, E0600]
significantly disrupt care or living environment?
BEHAVIORAL SYMPTOMS
[3.0, E0800]

BSNOEVAL

HA21CB

CODE ONE

BSOFTWAN

HA21DB

CODE ONE

BSWDANGR

HA21EB

YES/NO

(00) HA21B - BSNOTOT
(01) HA21B - BSNOTOT
(02) HA21B - BSNOTOT
(03) HA21B - BSNOTOT
(-8) HA21B - BSNOTOT
(-9) HA21B - BSNOTOT
(00) BOX HA21B
(01) BOX HA21B
(02) BOX HA21B
(03) BOX HA21B
(-8) BOX HA21B
(-9) BOX HA21B

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA21AB - BSELFCAR
(01) HA21AB - BSELFCAR
(-8) HA21AB - BSELFCAR
(-9) HA21AB - BSELFCAR

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA21AB - BSELFACT
(01) HA21AB - BSELFACT
(-8) HA21AB - BSELFACT
(-9) HA21AB - BSELFACT
(00) HA21BB - BSOTHILL
(01) HA21BB - BSOTHILL
(-8) HA21BB - BSOTHILL
(-9) HHA21BB - BSOTHILL

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA21BB - BSOTHACT
(01) HA21BB - BSOTHACT
(-8) HA21BB - BSOTHACT
(-9) HA21BB - BSOTHACT

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused
(00) BEHAVIOR NOT EXHIBITED
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
(02) BEHAVIOR OCCURRED 4 TO 6 DAYS
(03) BEHAVIOR OCCURRED DAILY
(-8) Don't Know
(-9) Refused
(00) BEHAVIOR NOT EXHIBITED
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
(02) BEHAVIOR OCCURRED 4 TO 6 DAYS
(03) BEHAVIOR OCCURRED DAILY
(-8) Don't Know
(-9) Refused

(00) HA21BB - BSOTHENV
(01) HA21BB - BSOTHENV
(-8) HA21BB - BSOTHENV
(-9) HA21BB - BSOTHENV
(00) HA21CB - BSNOEVAL
(01) HA21CB - BSNOEVAL
(-8) HA21CB - BSNOEVAL
(-9) HA21CB - BSNOEVAL
(00) HA21DB - BSOFTWAN
(01) HA21DB - BSOFTWAN
(02) HA21DB - BSOFTWAN
(03) HA21DB - BSOFTWAN
(-8) HA21DB - BSOFTWAN
(-9) HA21DB - BSOFTWAN
(00) HA22PREB - HA22PRBC
(01) HA21EB - BSWDANGR
(02) HA21EB - BSWDANGR
(03) HA21EB - BSWDANGR
(-8) HA21EB - BSWDANGR
(-9) HA21EB - BSWDANGR

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

HA21EB - BSWOTACT

IF HA21B - BSAYSOT and HA21B - BSVERBOT and HA21B - BSNOTOT = 0/BehaviorNotExhibited, GO TO
HA21CB - BSNOEVAL.
ELSE GO TO HA21AB - BSELFILL.
BEHAVIORAL SYMPTOMS
[3.0, E0500]

BSELFILL

(00) BEHAVIOR NOT EXHIBITED
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
(02) BEHAVIOR OCCURRED 4 TO 6 DAYS
(03) BEHAVIOR OCCURRED DAILY
(-8) Don't Know
(-9) Refused
(00) BEHAVIOR NOT EXHIBITED
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
(02) BEHAVIOR OCCURRED 4 TO 6 DAYS
(03) BEHAVIOR OCCURRED DAILY
(-8) Don't Know
(-9) Refused

How often did (SP) reject evaluation or care that is necessary to achieve (his/her) goals for
health and well-being on or around (HS REF DATE)? Would you say the behavior was not
exhibited, occurred 1 to 3 days, occurred 4 to 6 days, but less than daily, or occurred daily?
BEHAVIORAL SYMPTOMS
[3.0, E0900]
How often did (SP) wander on or around (HS REF DATE)? Would you say the behavior was
not exhibited, occurred 1 to 3 days, occurred 4 to 6 days, but less than daily, or occurred
daily?
BEHAVIORAL SYMPTOMS
[3.0, E1000]
Did any of (SP)'s wandering…
place the resident at significant risk of getting to a potentially dangerous place?

BSWOTACT

HA21EB

YES/NO

BEHAVIORAL SYMPTOMS
[3.0, E1000]
significantly intrude on the privacy or activities of others?
ADLS/PHYSICAL FUNCTIONING

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

HA22PREB - HA22PRBC

(01) CONTINUE

HA22B - PFTRNSFR

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

HA22B - PFLOCOMO

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

HA22B - PFDRSSNG

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

HA22B - PFEATING

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

HA22B - PFTOILET

The next questions are about (SP)'s ability to perform Activities of Daily Living or ADLs, on or around (HS
REF DATE).
HA22PRBC

HA22PREB

CODE ONE

I will read you a list of activities and would like you to tell me if (SP)'s self-performance was
independent, required supervision, required limited assistance, required extensive assistance, was
totally dependent, or if the activity did not occur. [By self-performance I mean what (SP) actually did
for (himself/herself) and how much help was required by staff members.]
PRESS "1" TO CONTINUE.
ADLS/PHYSICAL FUNCTIONING
[3.0, G0110]
[SHOW CARD HA1]

PFTRNSFR

HA22B

CODE ONE

Please tell me (SP)'s level of self-performance in…
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
transferring (for example, in and out of bed).

PFLOCOMO

HA22B

CODE ONE

ADLS/PHYSICAL FUNCTIONING
[3.0, G0110]
[SHOW CARD HA1]
locomotion on unit.

PFDRSSNG

HA22B

CODE ONE

ADLS/PHYSICAL FUNCTIONING
[3.0, G0110]
[SHOW CARD HA1]
dressing.

PFEATING

HA22B

CODE ONE

ADLS/PHYSICAL FUNCTIONING
[3.0, G0110]
[SHOW CARD HA1]
eating.

PFTOILET

HA22B

CODE ONE

ADLS/PHYSICAL FUNCTIONING
[3.0, G0110]
[SHOW CARD HA1]
using the toilet.

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

ADLS/PHYSICAL FUNCTIONING
[3.0, G0120]

PFBATHNG

HA23B

CODE ONE

(00) INDEPENDENT
(01) SUPERVISION
(02)PHYSICAL HELP LIMITED TO TRANSFER ONLY
Again referring to the time on or around (HS REF DATE), what was (SP)'s level of self-performance when (03) PHYSICAL HELP IN PART OF BATHING
bathing: was (she/he) independent, did (she/he) require supervision, require physical help limited to
ACTIVITY
transfer only, require physical help in part of the bathing activity, was (she/he) totally dependent, or did (04) TOTAL DEPENDENCE
the activity not occur?
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
(-9) Refused

HA23B - PFBATHNG

HA24PREB - HA24PRBC

MODES OF LOCMOTION
HA24PRBC

HA24PREB

CODE ONE

The next questions are about modes of locomotion and appliances or devices (SP) might have used on
or around (HS REF DATE).
PRESS "1" TO CONTINUE.
MODES OF LOCOMOTION
[3.0, G0600]
On or around (HS REF DATE) did (he/she) use…

HA24BCOD

HA24B

CODE ALL
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.

HA25PRBC

BOX HA14B

routing

PRESS F1 KEY FOR COMPLETE DEFINITIONS.
GO TO HA25PREB - HA25PRBC.
CONTINENCE

HA25PREB

CODE ONE

The next questions are about (SP)'s bowel and bladder control on or around (HS REF DATE).

(01) CONTINUE

HA24B - HA24BCOD

(01) a cane or crutch?
(02) a walker?
(03) a manual or electric wheelchair?
(04) a limb prosthesis?
(96) NONE CHECKED
(-8) Don't Know

BOX HA14B

(01) CONTINUE

HA25B - CTBOWELC

PRESS "1" TO CONTINUE.
CONTINENCE
[3.0, H0400]
CTBOWELC

HA25B

CODE ONE

What was the level of (SP)'s bowel control on or around (HS REF DATE)? Was (she/he)
always continent, occasionally incontinent, frequently incontinent, always incontinent, or was
(she/he) not rated?
CONTINENCE
[3.0, H0300]

CTBLADDC

HA28PRBC

HA26B

CODE ONE

HA28PREB

CODE ONE

BOX HA28B

routing

What was the level of (SP)'s bladder control on or around (HS REF DATE)? Was (she/he) always
continent, occasionally incontinent, frequently incontinent, always incontinent, or was (she/he) not
rated?

(00) ALWAYS CONTINENT
(01) OCCASIONALLY INCONTINENT
(02) FREQUENTLY INCONTINENT
(03) ALWAYS INCONTINENT
(04) NOT RATED
(-8) Don't Know
(-9) Refused
(00) ALWAYS CONTINENT
(01) OCCASIONALLY INCONTINENT
(02) FREQUENTLY INCONTINENT
(03) ALWAYS INCONTINENT
(04) NOT RATED
(-8) Don't Know
(-9) Refused

The questions in the next section deal with (SP)'s active diagnoses or conditions during the time on or
around (HS REF DATE). [By active I mean those diseases associated with (her/his) ADL status, cognition,
behavior, medical treatments, or risk of death on or around (HS REF DATE). Please think about what is (01) CONTINUE
in (SP)'s medical record when answering the following questions.]
PRESS "1" TO CONTINUE.
IF XPRIMARY <> EMPTY OR CCN=NON-MISSING , GO TO HA28B - HA28BCD1.
ELSE GO TO HA28B2 - HA28BCD2.

HA26B - CTBLADDC

HA28PREB - HA28PRBC

BOX HA28B

DIAGNOSES/CONDITIONS
[3.0, Section I
MDS ASSESSMENT DATE: (ASSESSMENT DATE)]
HA28BCD1

HA28B

CODE ALL

What active diseases were checked on (SP)'s MDS assessment?
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.

(01) ALZHEIMER'S DISEASE
(02) ANEMIA
(03) ANXIETY DISORDER
(04) APHASIA
(05) ARTHRITIS
(06) ASTHMA, COPD, OR CHRONIC LUNG DISEASE
(07) ATRIAL FIBRILLATION OR OTHER
DYSRHYTHMIAS
(08) BENIGN PROSTATIC HYPERPLASIA
(09) CANCER
(10) CATARACTS, GLAUCOMA, OR MACULAR
DEGENERATION
(11) CEREBRAL PALSY
(12) CEREBROVASCULAR ACCIDENT (CVA),
TRANSIENT ISCHEMIC ATTACK (TIA), OR STROKE
(13) CIRRHOSIS
(14) CORONARY ARTERY DISEASE (E.G., ANGINA,
MI, AND ASHD)
(15) DEEP VENOUS THROMBOSIS (DVT),
PULMONARY EMBOLUS (PE) OR PULMONARY
THROMBO-EMBOLISM (PTE)
(16) DEMENTIA, OTHER THAN ALZHEIMER'S
(17) DEPRESSION
(18) DIABETES MELLITUS (E.G., DIABETIC
RETINOPATHY, NEPHROPATHY, AND
NEUROPATHY)
(19) GASTROESOPHAGEAL REFLUX DISEASE
(GERD) OR ULCER
(20) HEART FAILURE (E.G., CONGESTIVE HEART
FAILURE (CHF) AND PULMONARY EDEMA)
(21) HEMIPLEGIA/HEMIPARESIS
(22) HIP FRACTURE
(23) HUNTINGTON'S DISEASE
(24) HYPERKALEMIA
(25) HYPERLIPIDEMIA (E.G.,
HYPERCHOLESTEROLEMIA)
(26) HYPERTENSION
(27) HYPONATREMIA
(28) MALNUTRITION OR AT RISK FOR
MALNUTRITION
(29) MANIC DEPRESSION (BIPOLAR DISEASE)
(30) MULTIPLE SCLEROSIS
(31) NEUROGENIC BLADDER
(32) OBSTRUCTIVE UROPATHY
(33) ORTHOSTATIC HYPOTENSION
(34) OSTEOPOROSIS
(35) OTHER FRACTURE
(36) PARAPLEGIA
(37) PARKINSON'S DISEASE
(38) PERIPHERAL VASCULAR DISEASE (PVD) OR
PERIPHERAL ARTERIAL DISEASE (PAD)
(39) POST TRAUMATIC STRESS DISORDER (PTSD)
(40) PSYCHOTIC DISORDER (OTHER THAN
SCHIZOPHRENIA)
(41) QUADRIPLEGIA
(42) RENAL INSUFFICIENCY, RENAL FAILURE, OR

(01) HA29B - HA29BCOD
(02) HA29B - HA29BCOD
(03) HA29B - HA29BCOD
(04) HA29B - HA29BCOD
(05) HA29B - HA29BCOD
(06) HA29B - HA29BCOD
(07) HA29B - HA29BCOD
(08) HA29B - HA29BCOD
(09) HA29B - HA29BCOD
(10) HA29B - HA29BCOD
(11) HA29B - HA29BCOD
(12) HA29B - HA29BCOD
(13) HA29B - HA29BCOD
(14) HA29B - HA29BCOD
(15) HA29B - HA29BCOD
(16) HA29B - HA29BCOD
(17) HA29B - HA29BCOD
(18) HA29B - HA29BCOD
(19) HA29B - HA29BCOD
(20) HA29B - HA29BCOD
(21) HA29B - HA29BCOD
(22) HA29B - HA29BCOD
(23) HA29B - HA29BCOD
(24) HA29B - HA29BCOD
(25) HA29B - HA29BCOD
(26) HA29B - HA29BCOD
(27) HA29B - HA29BCOD
(28) HA29B - HA29BCOD
(29) HA29B - HA29BCOD
(30) HA29B - HA29BCOD
(31) HA29B - HA29BCOD
(32) HA29B - HA29BCOD
(33) HA29B - HA29BCOD
(34) HA29B - HA29BCOD
(35) HA29B - HA29BCOD
(36) HA29B - HA29BCOD
(37) HA29B - HA29BCOD
(38) HA29B - HA29BCOD
(39) HA29B - HA29BCOD
(40) HA29B - HA29BCOD
(41) HA29B - HA29BCOD
(42) HA29B - HA29BCOD
(43) HA29B - HA29BCOD
(44) HA29B - HA29BCOD
(45) HA29B - HA29BCOD
(46) HA29B - HA29BCOD
(47) HA29B - HA29BCOD

HA28BOSP

HA28B

VERBATIM TEXT

OTHER (SPECIFY)

(SHOW CARD HA3)
HA28BCD2

HA28B2

CODE ALL

Look at the following list and tell me what active diseases did (SP) have on or around (HS REF DATE).
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.

( )
,
,
END-STAGE RENAL DISEASE (ESRD)
(43) RESPIRATORY FAILURE
(44) SCHIZOPHRENIA
(45) SEIZURE DISORDER OR EPILEPSY
(46) THYROID DISORDER (E.G.,
HYPOTHYROIDISM, HYPERTHYROIDISM, AND
HASHIMOTO'S THYROIDITIS)
(47) TOURETTE'S SYNDROME
(48) TRAUMATIC BRAIN INJURY
(49) ULCERATIVE COLITIS, CROHN'S DISEASE, OR
INFLAMMATORY BOWEL DISEASE
(91) OTHER
(96) NONE OF THE ABOVE

( )
(48) HA29B - HA29BCOD
(49) HA29B - HA29BCOD
(91) HA28B - HA28BOSP
(96) HA29B - HA29BCOD

(01) CONTINUOUS ANSWER

HA29B - HA29BCOD

(01) ALZHEIMER'S DISEASE
(02) ANEMIA
(03) ANXIETY DISORDER
(04) APHASIA
(05) ARTHRITIS
(06) ASTHMA, COPD, OR CHRONIC LUNG DISEASE
(07) ATRIAL FIBRILLATION OR OTHER
DYSRHYTHMIAS
(08) BENIGN PROSTATIC HYPERPLASIA
(09) CANCER
(10) CATARACTS, GLAUCOMA, OR MACULAR
DEGENERATION
(11) CEREBRAL PALSY
(12) CEREBROVASCULAR ACCIDENT (CVA),
TRANSIENT ISCHEMIC ATTACK (TIA), OR STROKE
(13) CIRRHOSIS
(14) CORONARY ARTERY DISEASE (E.G., ANGINA,
MI, AND ASHD)
(15) DEEP VENOUS THROMBOSIS (DVT),
PULMONARY EMBOLUS (PE) OR PULMONARY
THROMBO-EMBOLISM (PTE)
(16) DEMENTIA, OTHER THAN ALZHEIMER'S
(17) DEPRESSION
(18) DIABETES MELLITUS (E.G., DIABETIC
RETINOPATHY, NEPHROPATHY, AND
NEUROPATHY)
(19) GASTROESOPHAGEAL REFLUX DISEASE
(GERD) OR ULCER
(20) HEART FAILURE (E.G., CONGESTIVE HEART
FAILURE (CHF) AND PULMONARY EDEMA)
(21) HEMIPLEGIA/HEMIPARESIS
(22) HIP FRACTURE
(23) HUNTINGTON'S DISEASE
(24) HYPERKALEMIA
(25) HYPERLIPIDEMIA (E.G.,
HYPERCHOLESTEROLEMIA)
(26) HYPERTENSION
(27) HYPONATREMIA
(28) MALNUTRITION OR AT RISK FOR
MALNUTRITION
(29) MANIC DEPRESSION (BIPOLAR DISEASE)
(30) MULTIPLE SCLEROSIS
(31) NEUROGENIC BLADDER
(32) OBSTRUCTIVE UROPATHY
(33) ORTHOSTATIC HYPOTENSION
(34) OSTEOPOROSIS
(35) OTHER FRACTURE

(01) HA29B - HA29BCOD
(02) HA29B - HA29BCOD
(03) HA29B - HA29BCOD
(04) HA29B - HA29BCOD
(05) HA29B - HA29BCOD
(06) HA29B - HA29BCOD
(07) HA29B - HA29BCOD
(08) HA29B - HA29BCOD
(09) HA29B - HA29BCOD
(10) HA29B - HA29BCOD
(11) HA29B - HA29BCOD
(12) HA29B - HA29BCOD
(13) HA29B - HA29BCOD
(14) HA29B - HA29BCOD
(15) HA29B - HA29BCOD
(16) HA29B - HA29BCOD
(17) HA29B - HA29BCOD
(18) HA29B - HA29BCOD
(19) HA29B - HA29BCOD
(20) HA29B - HA29BCOD
(21) HA29B - HA29BCOD
(22) HA29B - HA29BCOD
(23) HA29B - HA29BCOD
(24) HA29B - HA29BCOD
(25) HA29B - HA29BCOD
(26) HA29B - HA29BCOD
(27) HA29B - HA29BCOD
(28) HA29B - HA29BCOD
(29) HA29B - HA29BCOD
(30) HA29B - HA29BCOD
(31) HA29B - HA29BCOD
(32) HA29B - HA29BCOD
(33) HA29B - HA29BCOD
(34) HA29B - HA29BCOD
(35) HA29B - HA29BCOD
(36) HA29B - HA29BCOD
(37) HA29B - HA29BCOD
(38) HA29B - HA29BCOD

(36) PARAPLEGIA
(37) PARKINSON'S DISEASE
(38) PERIPHERAL VASCULAR DISEASE (PVD) OR
PERIPHERAL ARTERIAL DISEASE (PAD)
(39) POST TRAUMATIC STRESS DISORDER (PTSD)
(40) PSYCHOTIC DISORDER (OTHER THAN
SCHIZOPHRENIA)
(41) QUADRIPLEGIA
(42) RENAL INSUFFICIENCY, RENAL FAILURE, OR
END-STAGE RENAL DISEASE (ESRD)
(43) RESPIRATORY FAILURE
(44) SCHIZOPHRENIA
(45) SEIZURE DISORDER OR EPILEPSY
(46) THYROID DISORDER (E.G.,
HYPOTHYROIDISM, HYPERTHYROIDISM, AND
HASHIMOTO'S THYROIDITIS)
(47) TOURETTE'S SYNDROME
(48) TRAUMATIC BRAIN INJURY
(49) ULCERATIVE COLITIS, CROHN'S DISEASE, OR
INFLAMMATORY BOWEL DISEASE
(91) OTHER
(96) NONE OF THE ABOVE
(-8) DON'T KNOW
(-9) REFUSED
DIAGNOSES/CONDITIONS
[3.0, Section I
MDS ASSESSMENT DATE: (ASSESSMENT DATE)]
(SHOW CARD HA4)

HA29BCOD

HA29B

BOX HA15B

OTMDSDIA

HA30B

CODE ALL

routing

YES/NO

[What active infections were checked on (SP)'s MDS assessment?]
[Look at the following list and tell me what active infections (SP) had on or around (HS REF DATE)
according to the medical record notes.]
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.
WHEN ABSTRACTING FROM THE MDS, ONLY SELECT "96-NONE OF THE ABOVE" IF THAT IS THE BOX
CHECKED ON THE MDS.
IF XPRIMARY <> EMPTY, GO TO HA30B - OTMDSDIA.
ELSE GO TO BOX HA16B.
DIAGNOSES/CONDITIONS
[3.0, I8000
MDS ASSESSMENT DATE: (ASSESSMENT DATE)]
Were there any active diagnoses entered on the MDS form in the section for additional active
diagnoses?

(39) HA29B - HA29BCOD
(40) HA29B - HA29BCOD
(41) HA29B - HA29BCOD
(42) HA29B - HA29BCOD
(43) HA29B - HA29BCOD
(44) HA29B - HA29BCOD
(45) HA29B - HA29BCOD
(46) HA29B - HA29BCOD
(47) HA29B - HA29BCOD
(48) HA29B - HA29BCOD
(49) HA29B - HA29BCOD
(91) DO NOT DISPLAY
(96) HA29B - HA29BCOD
(-8) HA29B - HA29BCOD
(-9) HA29B - HA29BCOD

(01) MULTIDRUG-RESISTANT ORGANISM (MDRO)
(02) PNEUMONIA
(03) SEPTICEMIA
(04) TUBERCULOSIS
(05) URINARY TRACT INFECTION IN LAST 30 DAYS
BOX HA15B
(06) VIRAL HEPATITIS
(07) WOUND INFECTION (OTHER THAN FOOT)
(96) NONE OF THE ABOVE
(-8) Don't Know
(-9) Refused

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) BOX HA16B
(01) HA31B - HA31BCOD
(-8) BOX HA16B
(-9) BOX HA16B

DIAGNOSES/CONDITIONS
[3.0, Section I]
SHOW CARD HA5
HA31BCOD

HA31B

code all

What were the diagnoses?
SELECT ALL THAT APPLY
SEPARATE RESPONSES BY USING THE SPACEBAR.
ENTER ICD-9 10 CODES WHEN DIAGNOSIS TEXT IS MISSING OR ILLEGIBLE.

MDCOTH1

BOX HA16A1

routing

HA31BO1

text

BOX HA16A2

routing

IF HA31B - HA31BCOD INCLUDES 91 90/Other1, THEN GO TO HA31BO1 - MDCOTH1.
ELSE GO TO BOX HA16A2.
ENTER OTHER DIAGNOSIS 1.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 92 91/Other2, THEN GO TO HA31BO2 - MDCOTH2.
ELSE GO TO BOX HA16A3.

(01) AGITATION
(02) ALCOHOL DEPENDENCY
(03) ALLERGIES
(04) ANOREXIA
(05) AORTIC STENOSIS
(06) ATAXIA
(07) ATYPICAL PSYCHOSIS
(08) BLINDNESS
(09) BREAST DISORDERS
(10) CATARACTS
(11) CEREBRAL DEGENERATION
(12) CLINICAL OBESITY
(13) CLOSTRIDIUM DIFFICILE (C.DIFF.)
(14) CONJUNCTIVITIS
(15) CONSTIPATION
(16) DEGENERATIVE JOINT DISEASE
(17) DIAPHRAGMATIC HERNIA (HIATAL HERNIA)
(18) DIVERTICULA OF COLON
(19) DOWN'S SYNDROME
(20) DYSPHAGIA (SWALLOWING DIFFICULTIES)
(21) EDEMA (OTHER THAN PULMONARY)
(22) GASTRITIS/DUODENITIS
(23) GASTROENTERITIS, NONINFECTIOUS
(24) GASTROINTESTINAL HEMORRHAGE
(25) GOUT
(26) HEMORRHAGE OF ESOPHAGUS
(27) HIV INFECTION

(01) BOX HA16A1
(02) BOX HA16A1
(03) BOX HA16A1
(04) BOX HA16A1
(05) BOX HA16A1
(06) BOX HA16A1
(07) BOX HA16A1
(08) BOX HA16A1
(09) BOX HA16A1
(10) DO NOT DISPLAY.
(11) BOX HA16A1
(12) BOX HA16A1
(13) BOX HA16A1
(14) BOX HA16A1
(15) BOX HA16A1
(16) BOX HA16A1
(17) BOX HA16A1
(18) BOX HA16A1
(19) BOX HA16A1
(20) BOX HA16A1
(21) BOX HA16A1
(22) BOX HA16A1
(23) BOX HA16A1
(24) BOX HA16A1
(25) BOX HA16A1
(26) BOX HA16A1

(28) HYPERPLASIA OF PROSTATE
(29) HYPOPOTASSEMIA/HYPOKALEMIA
(30) HYPOTENSION (OTHER THAN ORTHOSTATIC)
(31) INSOMNIA
(32) KYPHOSIS
(33) MISSING LIMB (E.G., AMPUTATION)
(34) NONPSYCHOTIC BRAIN SYNDROME
(35) ORGANIC BRAIN SYNDROME
(36) OSTEOARTHRITIS
(37) PATHOLOGICAL BONE FRACTURE
(38) RENAL URETERAL DISORDER
(39) RESPIRATORY INFECTION
(40) SCOLIOSIS
(41) SEXUALLY TRANSMITTED DISEASES
(42) SPINAL STENOSIS
(43) ULCER OF LEG, CHRONIC
(44) URINARY RETENTION
(45) VERTIGO
(91) (90) OTHER DIAGNOSIS 1
(92) (91) OTHER DIAGNOSIS 2
(93) (92) OTHER DIAGNOSIS 3
(94) (93) OTHER DIAGNOSIS 4
(94) OTHER DIAGNOSIS 5
(95) OTHER DIAGNOSIS 6
(96) OTHER DIAGNOSIS 7
(97) OTHER DIAGNOSIS 8
(98) OTHER DIAGNOSIS 9
(99) OTHER DIAGNOSIS 10

(27) BOX HA16A1
(28) BOX HA16A1
(29) BOX HA16A1
(30) BOX HA16A1
(31) BOX HA16A1
(32) BOX HA16A1
(33) BOX HA16A1
(34) BOX HA16A1
(35) BOX HA16A1
(36) BOX HA16A1
(37) BOX HA16A1
(38) BOX HA16A1
(39) BOX HA16A1
(40) BOX HA16A1
(41) BOX HA16A1
(42) BOX HA16A1
(43) BOX HA16A1
(44) BOX HA16A1
(45) BOX HA16A1
(90) BOX HA16A1
(91) BOX HA16A1
(92) BOX HA16A1
(93) BOX HA16A1
(94) BOX HA16A1
(95) BOX HA16A1
(96) BOX HA16A1
(97) BOX HA16A1
(98) BOX HA16A1
(99) BOX HA16A1

(01) CONTINUOUS ANSWER

BOX HA16A2

MDCOTH2

MDCOTH3

MDCOTH4

MDCOTH5

MDCOTH6

MDCOTH7

MDCOTH8

MDCOTH9

MDCOTH10

HA34PRBC

HA31BO2

TEXT

BOX HA16A3

routing

HA31BO3

TEXT

BOX HA16A4

routing

HA31BO4

TEXT

BOX HA16A5

routing

HA31BO5

TEXT

BOX HA16A6

routing

HA31BO6

TEXT

BOX HA16A7

routing

HA31BO7

TEXT

BOX HA16A8

routing

HA31BO8

TEXT

BOX HA16A9

routing

HA31BO9

TEXT

BOX HA16A10

routing

HA31BO10

TEXT

BOX HA16B

routing

HA34PREB

CODE ONE

ENTER OTHER DIAGNOSIS 2.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 93 92/Other3, THEN GO TO HA31BO3 - MDCOTH3.
ELSE GO TO BOX HA16A4.
ENTER OTHER DIAGNOSIS 3.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 94 93/Other4, THEN GO TO HA31BO4 - MDCOTH4.
ELSE GO TO BOX HA16B.
ENTER OTHER DIAGNOSIS 4.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 94/Other5, THEN GO TO HA31BO5 - MDCOTH5.
ELSE GO TO BOX HA16B.
ENTER OTHER DIAGNOSIS 5.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 95/Other6, THEN GO TO HA31BO6 - MDCOTH6.
ELSE GO TO BOX HA16B.
ENTER OTHER DIAGNOSIS 6.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 96/Other7, THEN GO TO HA31BO7 - MDCOTH7.
ELSE GO TO BOX HA16B.
ENTER OTHER DIAGNOSIS 7.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 97/Other8, THEN GO TO HA31BO8 - MDCOTH8.
ELSE GO TO BOX HA16B.
ENTER OTHER DIAGNOSIS 8.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 98/Other9, THEN GO TO HA31BO9 - MDCOTH9.
ELSE GO TO BOX HA16B.
ENTER OTHER DIAGNOSIS 9.
OTHER (SPECIFY)
IF HA31B - HA31BCOD INCLUDES 99/Other10, THEN GO TO HA31BO10 - MDCOTH10.
ELSE GO TO BOX HA16B.
ENTER OTHER DIAGNOSIS 10.
OTHER (SPECIFY)
IF HA11B - COMATOSE = 1/YesComatose, GO TO BOX HA16AB.
ELSE IF CCN=NON-MISSING THEN GO TO HA10B-HA10BCOD.
ELSE, GO TO HA34PREB - HA34PRBC.
DEHYDRATION
The next few items are about the other conditions (SP) may have had on or around (HS REF DATE).
(Again, please refer to the MDS.)
PRESS "1" TO CONTINUE.
DEHYDRATION
[3.0, J1550]

DEHYD

HA34B

YES/NO
Did (SP) experience dehydration on or around (HS REF DATE)? PRESS F1 KEY FOR COMPLETE
DEFINITIONS.
SWALLOWING/ORAL PROBLEMS
[3.0, K0100]
On or around (HS REF DATE), did (SP) experience the swallowing problem of…

HA37ABCO

HA37AB

CODE ALL
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.
WHEN ABSTRACTING FROM THE MDS, ONLY SELECT "96-NONE OF THE ABOVE" IF THAT IS THE BOX
CHECKED ON THE MDS.

(01) CONTINUOUS ANSWER

BOX HA16A3

(01) CONTINUOUS ANSWER

BOX HA16A4

(01) CONTINUOUS ANSWER

BOX HA16B BOX HA16A5

(01) CONTINUOUS ANSWER

BOX HA16A6

(01) CONTINUOUS ANSWER

BOX HA16A7

(01) CONTINUOUS ANSWER

BOX HA16A8

(01) CONTINUOUS ANSWER

BOX HA16A9

(01) CONTINUOUS ANSWER

BOX HA16A10

(01) CONTINUOUS ANSWER

BOX HA16B

(01) CONTINUE

HA34B - DEHYD

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

HA37AB - HA37ABCO

(01) a loss of liquids or solids from mouth when
eating or drinking?
(02) holding food in mouth or cheeks or residual
food in mouth after meals?
(03) coughing or choking during meals or when
swallowing medications?
(04) complaints of difficulty or pain with
swallowing?
(96) NONE OF THE ABOVE
(-8) Don't Know
(-9) Refused

(01) HA37BB - HA37BBCO
(02) HA37BB - HA37BBCO
(03) HA37BB - HA37BBCO
(04) HA37BB - HA37BBCO
(96) HA37BB - HA37BBCO

SWALLOWING/ORAL PROBLEMS
[3.0, L0200]
On or around (HS REF DATE), did (SP) experience the oral problem of…
HA37BBCO

HA37BB

CODE ALL
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.
WHEN ABSTRACTING FROM THE MDS, ONLY SELECT "96-NONE OF THE ABOVE" IF THAT IS THE BOX
CHECKED ON THE MDS.

BOX HA16AB

HEIGHT

FCWEIGHT

HA38B

routing

CODE ONE

HA39B

CODE ONE

BOX HA17BB

routing

HA10B

CODE ALL

(01) BOX HA16AB
(02) BOX HA16AB
(03) BOX HA16AB
(04) BOX HA16AB
(05) BOX HA16AB
(06) BOX HA16AB
(07) BOX HA16AB
(96) BOX HA16AB

(01) Continuous
(-8) Don't Know
(-9) Refused

(01) HA39B - FCWEIGHT
(-8) HA39B - FCWEIGHT
(-9) HA39B - FCWEIGHT

(01) Continuous
(-8) Don't Know
(-9) Refused

(01) BOX HA17BB
(-8) BOX HA17BB
(-9) BOX HA17BB

(01)a Living Will?
(02) instructions not to resuscitate?
(03) instructions not to hospitalize?
(04) restrictions on feeding, medication, or other
treatment restrictions?
(96) NONE CHECKED
(-8) Don't Know

(01)HA32 - OTACTDIA
(02) HA32 - OTACTDIA
(03) HA32 - OTACTDIA
(04) HA32 - OTACTDIA
(96) HA32 - OTACTDIA
(-8) HA32 - OTACTDIA

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) BOX HA15A
(01) HA33 - HA33CODE
(-8) BOX HA15A
(-9) BOX HA15A

IF PERS.PERSRNDC = CURRENT ROUND, OR CURRENT ROUND IS FALL ROUND, GO TO HA38B - HEIGHT.
ELSE, GO TO HA39B - FCWEIGHT.
ORAL/NUTRITIONAL STATUS
[3.0, K0200]
What (is/was) (SP)'s height in inches?
ORAL/NUTRITIONAL STATUS
[3.0, K0200]
What was (SP)'s weight on or around (HS REF DATE)?
GO TO HA10B - HA10BCOD.
ADVANCED DIRECTIVES
NOT ON MDS
(The rest of the health status questionnaire is not from the MDS.)

HA10BCOD

(01) broken or loosely fitting full or partial
denture?
(02) no natural teeth or tooth fragments?
(03) abnormal mouth tissue (ulcers, masses, oral
lesions)?
(04) obvious or likely cavity or broken natural
teeth?
(05) inflamed or bleeding gums or loose natural
teeth?
(06) mouth or facial pain, discomfort or difficulty
with chewing?
(07) UNABLE TO EXAMINE
(96) NONE OF THE ABOVE
(-8) Don't Know
(-9) Refused

Now, please tell me which of the following advanced directives were listed in (SP)'s record or chart for
the period on or around (HS REF DATE).
Did (SP)'s record indicate…
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.
DIAGNOSES/CONDITIONS
NOT ON MDS

OTACTDIA

HA32

YES/NO

Can you add any other active diagnoses for (SP) on or around (HS REF DATE) that have not yet been
mentioned? Please refer to the medical record including (SP)'s medications chart for (HS REF DATE
MONTH).
PRESS F1 KEY FOR COMPLETE DEFINITIONS.

DIAGNOSES/CONDITIONS
NOT ON MDS
SHOW CARD HA5
HA33CODE

HA33

CODE ALL

What were the diagnoses?
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.
ENTER ICD-9 10 CODES, IF AVAILABLE, WHEN DIAGNOSIS TEXT IS MISSING OR ILLEGIBLE.

NMDCOTH1

BOX HA15AA1

routing

IF HA33 - HA33CODE INCLUDES 91 90/Other1, THEN GO TO HA33O1 - NMDCOTH1.
ELSE GO TO BOX HA15AA2.

HA33O1

TEXT

ENTER OTHER DIAGNOSIS 1.
OTHER (SPECIFY)

BOX HA15AA2

routing

IF HA33 - HA33CODE INCLUDES 92 91/Other2, THEN GO TO HA33O2 - NMDCOTH2.
ELSE GO TO BOX HA15AA3.

(1) AGITATION
(2) ALCOHOL DEPENDENCY
(3) ALLERGIES
(4) ANOREXIA
(5) AORTIC STENOSIS
(6) ATAXIA
(7) ATYPICAL PSYCHOSIS
(8) BLINDNESS
(9) BREAST DISORDERS
(10) CATARACTS
(11) CEREBRAL DEGENERATION
(12) CLINICAL OBESITY
(13) CLOSTRIDIUM DIFFICILE (C.DIFF.)
(14) CONJUNCTIVITIS
(15) CONSTIPATION
(16) DEGENERATIVE JOINT DISEASE
(17) DIAPHRAGMATIC HERNIA (HIATAL HERNIA)
(18) DIVERTICULA OF COLON
(19) DOWN'S SYNDROME
(20) DYSPHAGIA (SWALLOWING DIFFICULTIES)
(21) EDEMA (OTHER THAN PULMONARY)
(22) GASTRITIS/DUODENITIS
(23) GASTROENTERITIS, NONINFECTIOUS
(24) GASTROINTESTINAL HEMORRHAGE
(25) GOUT
(26) HEMORRHAGE OF ESOPHAGUS
(27) HIV INFECTION

(1) BOX HA15AA1
(2) BOX HA15AA1
(3) BOX HA15AA1
(4) BOX HA15AA1
(5) BOX HA15AA1
(6) BOX HA15AA1
(7) BOX HA15AA1
(8) BOX HA15AA1
(9) BOX HA15AA1
(10) DO NOT DISPLAY
(11) BOX HA15AA1
(12 )BOX HA15AA1
(13) BOX HA15AA1
(14) BOX HA15AA1
(15) BOX HA15AA1
(16) BOX HA15AA1
(17) BOX HA15AA1
(18) BOX HA15AA1
(19) BOX HA15AA1
(20) BOX HA15AA1
(21) BOX HA15AA1
(22) BOX HA15AA1
(23) BOX HA15AA1
(24) BOX HA15AA1
(25) BOX HA15AA1
(26) BOX HA15AA1

(28) HYPERPLASIA OF PROSTATE
(29) HYPOPOTASSEMIA/HYPOKALEMIA
(30) HYPOTENSION (OTHER THAN ORTHOSTATIC)
(31) INSOMNIA
(32) KYPHOSIS
(33) MISSING LIMB (E.G., AMPUTATION)
(34) NONPSYCHOTIC BRAIN SYNDROME
(35) ORGANIC BRAIN SYNDROME
(36) OSTEOARTHRITIS
(37) PATHOLOGICAL BONE FRACTURE
(38) RENAL URETERAL DISORDER
(39) RESPIRATORY INFECTION
(40) SCOLIOSIS
(41) SEXUALLY TRANSMITTED DISEASES
(42) SPINAL STENOSIS
(43) ULCER OF LEG, CHRONIC
(44) URINARY RETENTION
(45) VERTIGO
(91) (90) OTHER DIAGNOSIS 1
(92) (91) OTHER DIAGNOSIS 2
(93) (92) OTHER DIAGNOSIS 3
(94) (93) OTHER DIAGNOSIS 4
(94) OTHER DIAGNOSIS 5
(95) OTHER DIAGNOSIS 6
(96) OTHER DIAGNOSIS 7
(97)OTHER DIAGNOSIS 8
(98) OTHER DIAGNOSIS 9
(99) OTHER DIAGNOSIS 10

(27) BOX HA15AA1
(28) BOX HA15AA1
(29) BOX HA15AA1
(30) BOX HA15AA1
(31) BOX HA15AA1
(32) BOX HA15AA1
(33) BOX HA15AA1
(34) BOX HA15AA1
(35) BOX HA15AA1
(36) BOX HA15AA1
(37) BOX HA15AA1
(38) BOX HA15AA1
(39) BOX HA15AA1
(40) BOX HA15AA1
(41) BOX HA15AA1
(42) BOX HA15AA1
(43) BOX HA15AA1
(44) BOX HA15AA1
(45) BOX HA15AA1
(90) BOX HA15AA1
(91) BOX HA15AA1
(92) BOX HA15AA1
(93) BOX HA15AA1
(94) BOX HA15AA1
(95) BOX HA15AA1
(96) BOX HA15AA1
(97) BOX HA15AA1
(98) BOX HA15AA1
(99) BOX HA15AA1

(01) Continuous

BOX HA15AA2

NMDCOTH2

NMDCOTH3

NMDCOTH4

NMDCOTH5

NMDCOTH6

NMDCOTH7

NMDCOTH8

NMDCOTH9

NMDCOTH10

HA33PREC

HA33O2

TEXT

ENTER OTHER DIAGNOSIS 2.
OTHER (SPECIFY)

BOX HA15AA3

routing

IF HA33 - HA33CODE INCLUDES 93 92/Other3, THEN GO TO HA33O3 - NMDCOTH3.
ELSE GO TO BOX HA15AA4.

HA33O3

TEXT

ENTER OTHER DIAGNOSIS 3.
OTHER (SPECIFY)

BOX HA15AA4

routing

IF HA33 - HA33CODE INCLUDES 94 93/Other4, THEN GO TO HA33O4 - NMDCOTH4.
ELSE GO TO BOX HA15A.

HA33O4

TEXT

ENTER OTHER DIAGNOSIS 4.
OTHER (SPECIFY)

BOX HA15AA5

routing

IF HA33 - HA33CODE INCLUDES 94/Other5, THEN GO TO HA33O5 - NMDCOTH5.
ELSE GO TO BOX HA15A.

HA33O45

TEXT

ENTER OTHER DIAGNOSIS 5.
OTHER (SPECIFY)

BOX HA15AA6

routing

IF HA33 - HA33CODE INCLUDES 95/Other6, THEN GO TO HA33O6 - NMDCOTH6.
ELSE GO TO BOX HA15A.

HA33O6

TEXT

ENTER OTHER DIAGNOSIS 6.
OTHER (SPECIFY)

BOX HA15AA7

routing

IF HA33 - HA33CODE INCLUDES 96/Other7, THEN GO TO HA33O7 - NMDCOTH7.
ELSE GO TO BOX HA15A.

HA33O7

TEXT

ENTER OTHER DIAGNOSIS 7.
OTHER (SPECIFY)

BOX HA15AA8

routing

IF HA33 - HA33CODE INCLUDES 97/Other8, THEN GO TO HA33O8 - NMDCOTH8.
ELSE GO TO BOX HA15A.

HA33O8

TEXT

ENTER OTHER DIAGNOSIS 8.
OTHER (SPECIFY)

BOX HA15AA9

routing

IF HA33 - HA33CODE INCLUDES 98/Other9, THEN GO TO HA33O9 - NMDCOTH9.
ELSE GO TO BOX HA15A.

HA33O9

TEXT

ENTER OTHER DIAGNOSIS 9.
OTHER (SPECIFY)

BOX HA15AA10

routing

IF HA33 - HA33CODE INCLUDES 99/Other10, THEN GO TO HA33O10 - NMDCOTH10.
ELSE GO TO BOX HA15A.

HA3310

TEXT

ENTER OTHER DIAGNOSIS 10.
OTHER (SPECIFY)

BOX HA15A

routing

HA33PRE

CODE ONE

IF HA28B - HA28BCD1 OR HA28B2 - HA28BCD2 INCLUDES 9/Cancer, GO TO HA33PRE - HA33PREC.
ELSE, GO TO HA33D - MYOCARD.
[While you are referring to (SP)'s medical record/(Now)] I have some (additional) questions about the
conditions you mentioned earlier. (These questions cannot be found on the MDS).

(01) Continuous

BOX HA15AA3

(01) Continuous

BOX HA15AA4

(01) CONTINUE

BOX HA15A BOX HA15AA5

(01) CONTINUE

BOX HA15AA6

(01) CONTINUE

BOX HA15AA7

(01) CONTINUE

BOX HA15AA8

(01) CONTINUE

BOX HA15AA9

(01) CONTINUE

BOX HA15AA10

(01) CONTINUE

BOX HA15A

(01) CONTINUE

HA33B - HA33BCOD

(01) BLADDER
(02) BREAST
(03) CERVIX
(04) COLON, RECTUM, OR BOWEL
(05) LUNG
(06) OVARY
(07) PROSTATE
(08) SKIN
(09) STOMACH
(10) UTERUS
(91) OTHER

(01) HA33D - MYOCARD
(02) HA33D - MYOCARD
(03) HA33D - MYOCARD
(04) HA33D - MYOCARD
(05) HA33D - MYOCARD
(06) HA33D - MYOCARD
(07) HA33D - MYOCARD
(08) HA33D - MYOCARD
(09) HA33D - MYOCARD
(10) HA33D - MYOCARD
(91) HA33B - CNROTHOS

(01) Continuous answer

HA33D - MYOCARD

PRESS "1" TO CONTINUE.

Please refer to (SP)'s medical record and tell me in what part or parts of the body was the cancer
found?
HA33BCOD

HA33B

CODE ALL
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.

CNROTHOS

HA33B

TEXT

OTHER (SPECIFY)

MYOCARD

HA33D

YES/NO

CONDITIONS
NOT ON MDS
Still referring to the medical record, has (SP) ever had a myocardial infarction or heart attack?

CATAROP

HA33E

BOX HA15F

YES/NO

routing

VISION
NOT ON MDS
Has (SP) ever had an operation for cataracts?
IF CORE OR (SP IS CFR, FCF, CFC, OR FFC) OR (SP IS IPR AND PreloadSP.CURELAGE >= 65), GO TO BOX
HA17B.
IF NO CONDITIONS ARE INDICATED, GO TO HA33G - OTHCAUS.
ELSE, GO TO HA33F - CAUSEMCR.
You told me that (SP) has had [READ CONDITIONS LISTED BELOW.]

CAUSEMCR

HA33F

YES/NO
(Was this/Were any of these) the original cause of (SP)'s becoming eligible for Medicare?

OTHCAUS

HA33HCOD

HA33G

VERBATIM TEXT

BOX HA15E

routing

HA33H

CODE ALL

BOX HA17B

routing

What was the original cause of (SP)'s becoming eligible for Medicare?
RECORD VERBATIM
IF RESPONDENT REPORTED MORE THAN ONE CONDITION IN HA28B-HA33E, GO TO HA33H HA33HCOD.
ELSE, GO TO BOX HA17B.
Which of these conditions was a cause of (him/her) becoming eligible for Medicare?
IF SP IS FEMALE, GO TO HA43APRE - HA43APRC.
ELSE GO TO HA43DAPR - HA43DAPC.

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA33E - CATAROP
(01) HA33E - CATAROP
(-8) HA33E - CATAROP
(-9) HA33E - CATAROP

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) BOX HA15F
(01) BOX HA15F
(-8) BOX HA15F
(-9) BOX HA15F

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA33G - OTHCAUS
(01) BOX HA15E
(-8) BOX HA17B
(-9) BOX HA17B

(01) Continous

BOX HA17B

(01) PLEASE SEE ITEM DISPLAY INSTRUCTIONS

BOX HA17B

(01) Continue

HA43A - MAMMOGR

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA43B - PAPSMEAR
(01) HA43B - PAPSMEAR
(-8) HA43B - PAPSMEAR
(-9) HA43B - PAPSMEAR
(00) BOX HA17C
(01) BOX HA17C
(-8) BOX HA17C
(-9) BOX HA17C

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) BOX HA17CB
(01) BOX HA17CB
(-8) BOX HA17CB
(-9) BOX HA17CB
(00) BOX HA17CB
(01) BOX HA17CB
(-8) BOX HA17CB
(-9) BOX HA17CB

(01) Continue

HA43DA - DRECEXAM

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA43DB - BLOODPSA
(01) HA43DB - BLOODPSA
(-8) HA43DB - BLOODPSA
(-9) HA43DB - BLOODPSA
(00) BOX HA17CB
(01) BOX HA17CB
(-8) BOX HA17CB
(-9) BOX HA17CB

MAMMOGRAM/PAP SMEAR/HYSERECTOMY
NOT ON MDS
HA43APRC

HA43APRE

CODE ONE

The next items are about procedures (SP) may have had since (CURRENT MONTH AND DAY) a year ago.
PRESS "1" TO CONTINUE.

MAMMOGR

PAPSMEAR

HA43A

HA43B

BOX HA17C

HYSTEREC

EVERHYST

HA43DAPC

HA43C

HA43D

HA43DAPR

YES/NO

YES/NO

routing

YES/NO

YES/NO

CODE ONE

MAMMOGRAM/PAP SMEAR/HYSERECTOMY
NOT ON MDS
Since (MONTH & DAY OF TODAY'S DATE) a year ago has (SP) had a mammogram or breast x-ray?
MAMMOGRAM/PAP SMEAR/HYSERECTOMY
NOT ON MDS
Since (MONTH & DAY OF TODAY'S DATE) a year ago has (SP) had a Pap smear?
IF SP IS CFC or SP IS IPR OR ((SP IS FFC OR SP IS FCF) AND PreloadSP.HYSTFLAG <> 1/Indicated), GO TO
HA43D - EVERHYST.
ELSE IF PreloadSP.HYSTFLAG = 1/Indicated, GO TO BOX HA17CB.
ELSE, GO TO HA43C - HYSTEREC.
MAMMOGRAM/PAP SMEAR/HYSERECTOMY
NOT ON MDS
Since (MONTH & DAY OF TODAY'S DATE) a year ago has (SP) had a hysterectomy?
MAMMOGRAM/PAP SMEAR/HYSERECTOMY
NOT ON MDS
Has (SP) ever had a hysterectomy?
The next items are about procedures (SP) may have had since (MONTH & DAY OF TODAY'S DATE) a year
ago.
PRESS "1" TO CONTINUE.

DRECEXAM

HA43DA

YES/NO

Since (MONTH & DAY OF TODAY'S DATE) a year ago has (SP) had a digital rectal examination of the
prostate?

BLOODPSA

HA43DB

YES/NO

Since (MONTH & DAY OF TODAY'S DATE) a year ago has (SP) had a blood test for detection of prostate
cancer, such as a PSA?

BOX HA17CB

FLUSHOT

PNUESHOT

EVRSMOKE

routing

HA43DC

YES/NO

BOX HA17CA

routing

HA43DD

YES/NO

HA43E

YES/NO

BOX HA17D

routing

NOWSMOKE

HA43F

YES/NO

HA43GPRC

HA43GPRE

CODE ONE

IF FALL ROUND, GO TO HA43DC - FLUSHOT.
ELSE GO TO BOX HA17CA.
INFLUENZA VACCINE
[3.0, O0250]
(00) NO
Next, a question or two about shots people take to prevent certain illnesses. Did (SP) have a flu shot for (01) YES
(-8) Don't Know
last winter?
(-9) Refused
[EXPLAIN IF NECESSARY: Did (SP) have a flu shot anytime during the period from September (HS
PREVIOUS YEAR) through December (HS PREVIOUS YEAR)?]
IF PreloadSP.PSHOTFLG = 1/Indicated, GO TO HA43E - EVRSMOKE.
ELSE GO TO HA43DD - PNUESHOT.
PNEUMOCOCCAL VACCINE
(00) NO
[3.0, O0300]
(01) YES
(-8) Don't Know
Has (SP) ever had a shot for pneumonia?
(-9) Refused
SMOKING
(00) NO
NOT ON MDS
(01) YES
(-8) Don't Know
The next couple of questions are about smoking. Has (SP) ever smoked cigarettes, cigars, or pipe
(-9) Refused
tobacco?
IF HA11B - COMATOSE = 1/YesComatose, GO TO BOX HA23B.
ELSE IF HA43E - EVRSMOKE = 1/Yes AND SP IS ALIVE, GO TO HA43F - NOWSMOKE.
ELSE GO TO HA43GPRE - HA43GPRC.
SMOKING
(00) NO
NOT ON MDS
(01) YES
(-8) Don't Know
Does (SP) smoke now?
(-9) Refused
IADLS
NOT ON MDS
Now I'm going to ask about how difficult it was, on the average, for (SP) to do certain kinds of activities
(01) CONTINUE
on or around (HS REF DATE). Please tell me for each activity whether (SP) had no difficulty at all, a little
difficulty, some difficulty, a lot of difficulty, or was not able to do it.
PRESS "1" TO CONTINUE.
IADLS
NOT ON MDS

IADSTOOP

HA43G

CODE ONE

SHOW CARD HA6
On or around (HS REF DATE), how much difficulty, if any, did (SP) have…
stooping, crouching, or kneeling?
IADLS
NOT ON MDS

IADLIFT

HA43G

CODE ONE

SHOW CARD HA6
lifting or carrying objects as heavy as 10 pounds, like a sack of potatoes?
IADLS
NOT ON MDS

IADREACH

HA43G

CODE ONE

SHOW CARD HA6
reaching or extending arms above shoulder level?

(00) BOX HA17CA
(01) BOX HA17CA
(-8) BOX HA17CA
(-9) BOX HA17CA

(00) HA43E - EVRSMOKE
(01) HA43E - EVRSMOKE
(-8) HA43E - EVRSMOKE
(-9) HA43E - EVRSMOKE
(00) BOX HA17D
(01) BOX HA17D
(-8) BOX HA17D
(-9) BOX HA17D

(00) HA43GPRE - HA43GPRC
(01) HA43GPRE - HA43GPRC
(-8) HA43GPRE - HA43GPRC
(-9) HA43GPRE - HA43GPRC

HA43G - IADSTOOP

(00) NO DIFFICULTY AT ALL
(01) A LITTLE DIFFICULTY
(02) SOME DIFFICULTY
(03) A LOT OF DIFFICULTY
(04) NOT ABLE TO DO IT
(-8) Don't Know
(-9) Refused

(00) HA43G - IADLIFT
(01) HA43G - IADLIFT
(02) HA43G - IADLIFT
(03) HA43G - IADLIFT
(04) HA43G - IADLIFT
(-8) Don't Know
(-9) Refused

(00) NO DIFFICULTY AT ALL
(01) A LITTLE DIFFICULTY
(02) SOME DIFFICULTY
(03) A LOT OF DIFFICULTY
(04) NOT ABLE TO DO IT
(-8) Don't Know
(-9) Refused

(00) HA43G - IADREACH
(01) HA43G - IADREACH
(02) HA43G - IADREACH
(03) HA43G - IADREACH
(04) HA43G - IADREACH
(-8) HA43G - IADREACH
(-9) HA43G - IADREACH

(00) NO DIFFICULTY AT ALL
(01) A LITTLE DIFFICULTY
(02) SOME DIFFICULTY
(03) A LOT OF DIFFICULTY
(04) NOT ABLE TO DO IT
(-8) Don't Know
(-9) Refused

(00) HA43G - IADGRASP
(01) HA43G - IADGRASP
(02) HA43G - IADGRASP
(03) HA43G - IADGRASP
(04) HA43G - IADGRASP
(-8) HA43G - IADGRASP
(-9) HA43G - IADGRASP

IADLS
NOT ON MDS
IADGRASP

HA43G

CODE ONE

SHOW CARD HA6
either writing or handling and grasping small objects?
IADLS
NOT ON MDS

IADWALK

HA43G

CODE ONE

SHOW CARD HA6
walking a quarter of a mile - that is, about 2 or 3 blocks?

(00) NO DIFFICULTY AT ALL
(01) A LITTLE DIFFICULTY
(02) SOME DIFFICULTY
(03) A LOT OF DIFFICULTY
(04) NOT ABLE TO DO IT
(-8) Don't Know
(-9) Refused

(00) HA43G - IADWALK
(01) HA43G - IADWALK
(02) HA43G - IADWALK
(03) HA43G - IADWALK
(04) HA43G - IADWALK
(-8) HA43G - IADWALK
(-9) HA43G - IADWALK

(00) NO DIFFICULTY AT ALL
(01) A LITTLE DIFFICULTY
(02) SOME DIFFICULTY
(03) A LOT OF DIFFICULTY
(04) NOT ABLE TO DO IT
(-8) Don't Know
(-9) Refused

(00) HA43H1 - DIFUSEPH
(01) HA43H1 - DIFUSEPH
(02) HA43H1 - DIFUSEPH
(03) HA43H1 - DIFUSEPH
(04) HA43H1 - DIFUSEPH
(-8) HA43H1 - DIFUSEPH
(-9) HA43H1 - DIFUSEPH

IADLS
NOT ON MDS
DIFUSEPH

REASNOPH

DIFSHOP

REASNOSH

DIFMONEY

REASNOMM

HA43H1

HA43I1

HA43H2

HA43I2

HA43H3

CODE ONE

CODE ONE

CODE ONE

CODE ONE

CODE ONE

HA43I3

CODE ONE

BOX HA17F

routing

(00) NO
(01) YES
Now I'm going to ask about some everyday activities and whether (SP) had any difficulty doing them by (03) DOESN'T DO
(himself/herself) because of a health or physical problem on or around (HS REF DATE).
(-8) Don't Know
(-9) Refused
Did (SP) have any difficulty on or around (HS REF DATE) using the telephone?
IADLS
NOT ON MDS
(00) NO
(01)YES
You said that using the telephone is something that (SP) doesn't do.
(-8) Don't Know
(-9) Refused
Is this because of a health or physical problem?
IADLS
(00) NO
NOT ON MDS
(01) YES
(03) DOESN'T DO
Did (SP) have any difficulty on or around (HS REF DATE) shopping for personal items (such as toilet
(-8) Don't Know
items or medicines)?
(-9) Refused
IADLS
NOT ON MDS
(00) NO
(01) YES
You said that shopping is something that (SP) doesn't do.
(-8) Don't Know
(-9) Refused
Is this because of a health or physical problem?
IADLS
(00) NO
NOT ON MDS
(01) YES
(03) DOESN'T DO
Did (SP) have any difficulty on or around (HS REF DATE) managing money (like keeping track of money (-8) Don't Know
or paying bills)?
(-9) Refused
IADLS
NOT ON MDS
(00) NO
(01) YES
You said that managing money is something that (SP) doesn't do.
(-8) Don't Know
(-9) Refused
Is this because of a health or physical problem?
IF SP IS ALIVE, GO TO HA43J - SPHEALTH.
ELSE GO TO BOX HA23B.
GENERAL HEALTH
NOT ON MDS

SPHEALTH

HA43J

CODE ONE

(00) EXCELLENT
(01) VERY GOOD
(02) GOOD
[Finally, I have a few questions on (SP)'s general health.]
(03) FAIR
(04) POOR
In general, compared to other people of (his/her) age, would you say that (SP)'s health is excellent, very (-8) Don't Know
good, good, fair or poor?
(-9) Refused

(00) HA43H2 - DIFSHOP
(01) HA43H2 - DIFSHOP
(03) HA43I1 - REASNOPH
(-8) HA43H2 - DIFSHOP
(-9) HA43H2 - DIFSHOP

(00) HA43H2 - DIFSHOP
(01) HA43H2 - DIFSHOP
(-8) HA43H2 - DIFSHOP
(-9) HA43H2 - DIFSHOP
(00) HA43H3 - DIFMONEY
(01) HA43H3 - DIFMONEY
(03) HA43I2 - REASNOSH
(-8) HA43H3 - DIFMONEY
(-9) HA43H3 - DIFMONEY
(00) HA43H3 - DIFMONEY
(01) HA43H3 - DIFMONEY
(-8) HA43H3 - DIFMONEY
(-9) HA43H3 - DIFMONEY
(00) BOX HA17F
(01) BOX HA17F
(03)HA43I3 - REASNOMM
(-8) BOX HA17F
(-9) BOX HA17F
(00) BOX HA17F
(01) BOX HA17F
(-8) BOX HA17F
(-9) BOX HA17F

(00) HA43K - GENHLTH
(01) HA43K - GENHLTH
(02) HA43K - GENHLTH
(03) HA43K - GENHLTH
(04) HA43K - GENHLTH
(-8) HA43K - GENHLTH
(-9) HA43K - GENHLTH

GENERAL HEALTH
NOT ON MDS
GENHLTH

HA43K

CODE ONE
Compared to one year ago, how would you rate (SP)'s health in general now? Would you say (SP)'s
health is . . .

GENERAL HEALTH
NOT ON MDS
LIMACTIV

HA43L

CODE ONE
How much of the time during the past month has (SP)'s health limited (his/her) social activities, like
visiting with friends or close relatives? Would you say . . .

BOX HA23B

routing

HA51B

CODE ONE

As far as you know, what (is/was) the highest level of schooling (SP) completed?
IF DK, USE CATEGORIES AS PROBES.

BOX HA24

DIDABSTR

HC2

routing

CODE ONE

(00) HA43L - LIMACTIV
(01) HA43L - LIMACTIV
(02) HA43L - LIMACTIV
(03) HA43L - LIMACTIV
(04) HA43L - LIMACTIV
(-8) HA43L - LIMACTIV
(-9) HA43L - LIMACTIV

(00) none of the time,
(01) some of the time,
(02) most of the time, or
(03) all of the time?
(-8) Don't Know
(-9) Refused

(00) BOX HA23B
(01) BOX HA23B
(02) BOX HA23B
(03) BOX HA23B
(-8) BOX HA23B
(-9) BOX HA23B

(01) NO FORMAL SCHOOLING
(02) ELEMENTARY (1ST-8TH GRADES)
(03) SOME HIGH SCHOOL (9TH-12TH GRADES)
(04) COMPLETED HIGH SCHOOL, NO COLLEGE
(05) TECHNICAL OR TRADE SCHOOL
(06) SOME COLLEGE
(07) COLLEGE GRADUATE
(08) GRADUATE DEGREE
(-8) Don't Know
(-9) Refused

(01) BOX HA24
(02) BOX HA24
(03) BOX HA24
(04) BOX HA24
(05) BOX HA24
(06) BOX HA24
(07) BOX HA24
(08) BOX HA24
(-8) BOX HA24
(-9) BOX HA24

(01) ALL
(02) MAJORITY
(03) HALF
(04) SOME
(05) NONE

(01) HC3 - WHYABSTR
(02) HC3 - WHYABSTR
(03) HC3 - WHYABSTR
(04) HC3 - WHYABSTR
(05) BOX HCEND

IF BQ9-EDLEVELF = DK, RF, OR EMPTY, GO TO HA51B - HEDULEV.
ELSE GO TO BOX HA24.

EDUCATION LEVEL
NOT ON MDS
HEDULEV

(00) much better now than one year ago,
(01) somewhat better now than one year ago,
(02) about the same,
(03) somewhat worse now than one year ago, or
(04) much worse now than one year ago?
(-8) Don't Know
(-9) Refused

IF HS2REF <> EMPTY OR DK AND (HS2DOI = EMPTY OR HA1PRE2T2 - HA1PRE2C = 1/Continue), GO TO
BOX HAT2BEG.
ELSE GO TO HC2 - DIDABSTR.
DID YOU ABSTRACT?
TO ABSTRACT MEANS TO OBTAIN INFORMATION FROM THE BENEFICIARY'S RECORDS FOR ENTRY INTO
THE QUESTIONNAIRE. EXAMPLES OF RECORDS YOU MAY HAVE ABSTRACTED FROM INCLUDE THE
MINIMUM DATA SET (MDS), NURSES NOTES, PHYSICIANS ORDERS, AND/OR OTHER DOCUMENTS
PROVIDED BY THE FACILITY.
USE YOUR BEST JUDGMENT TO DETERMINE WHICH ANSWER IS THE MOST ACCURATE CHOICE FOR THE
AMOUNT YOU ABSTRACTED. IF THERE WAS NO ABSTRACTION AT ALL, PLEASE SELECT "NONE".

WHYABSTR

HC3

CODE ONE

WHY DID YOU ABSTRACT?

WHYABSOS

HC3
BOX HCEND

VERBATIM TEXT
routing

BOX HAT2BEG

routing

OTHER(SPECIFY)
GO TO HSFINSCR2 - FINSCRN2.
IF FACR.HAINTFLG <> 1/Indicated, GO TO HA1PRE1T2 - HA1PRE1C.
ELSE GO TO HA1PRE2T2 - HA1PRE2C.
RECORD IDENTIFICATION

HA1PRE1C

HA1PRE1T2

CODE ONE

(01) NO KNOWLEDGEABLE RESPONDENT
AVAILABLE
(02) NO TIME/STAFF BURDEN TOO GREAT
(03) REFUSAL--UNWILLING TO COOPERATE
(91) OTHER
(01) CONTINUOUS ANSWER

The next questions are about (SP)'s health status on or around (T2 REF DATE). We have found that
much of the data we are collecting is usually located in the resident's (full Minimum Data Set (MDS)
(01) CONTINUE
assessments, the Quarterly Review forms, and other medical chart notes/medical record). Please take
a moment to locate the records now and confirm they are the records closest to (T2 REF DATE).

(01) BOX HCEND
(02) BOX HCEND
(03) BOX HCEND
(91)HC3 - WHYABSOS
BOX HCEND

HA1PRE2T2 - HA1PRE2C

PRESS "1" TO CONTINUE.
RECORD IDENTIFICATION

HA1PRE2C

HA1PRE2T2

CODE ONE

[Those are all of the questions we have about (SP)'s health on (HS REF DATE). Now, I would like to ask
some questions about (his/her) health at (T2 REF DATE)./The following questions are about (SP)'s health (01) CONTINUE
status on or around (T2 REF DATE)].
PRESS "1" TO CONTINUE.

BOX HA2T2

BOX HA2T2

routing

IF HA2-RECFORMS = 1/Yes OR (HA2-RECFORMS = EMPTY AND Prelaod.HSFORMS = 1/Indicated), GO TO
HA2BT2 - RECFORM2. ELSE IF HS1REF <> EMPTY, GO TO HA9PREBT2 - HA9PRBC.
ELSE GO TO HA1T2 - RECHAVE.
RECORD IDENTIFCATION

RECHAVE

HA1T2

YES/NO
Do you have (SP)'s medical records for the period on or around (T2 REF DATE)?
Is there someone else I should speak with, or do the records exist elsewhere?

HSCONTN1

RECFORMS

HA1BT2

CODE ONE

BOX HA2AT2

routing

HA2T2

YES/NO

DO YOU WANT TO CONTINUE THE INTERVIEW FOR THIS SP WITH THIS RESPONDENT WITHOUT THE
MEDICAL RECORDS?
IF (PLACTYPE = 4/NursingHomeUnitCCRC, 7/HospitalBasedSNF OR 17/RehabilitationFacility) OR
FQ.COMPLEXF = 1/Indicated, GO TO HA2T2 - RECFORMS.
ELSE GO TO HA9PREBT2 - HA9PRBC.
RECORD IDENTIFICATION
Do the medical records contain any full MDS assessment or Quarterly Review Forms?

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA1BT2 - HSCONTN1
(01) BOX HA2AT2
(-8) HA1BT2 - HSCONTN1
(-9) HA9PREBT2 - HA9PRBC

(00) NO, RETURN TO NAVIGATE SCREEN
(01) YES, CONTINUE WITHOUT MEDICAL
RECORDS

(00) BOX HCENDT2
(01) HA9PREBT2 - HA9PRBC

(00) NO
(01) YES

(00) HA2B1T2 - HSCONTN2
(01) HA2BT2 - RECFORM2

(00) NO, RETURN TO NAVIGATE SCREEN
(01) YES, CONTINUE WITHOUT MDS

(00) BOX HCENDT2
(01) HA9PREBT2 - HA9PRBC

(00) NO
(01) YES

(00) HA2CT2 - HSCONTN3
(01) HA3BT2 - ASSESDT1

(00) NO, RETURN TO NAVIGATE SCREEN
(01) YES, CONTINUE WITH THIS RESPONDENT

(00) BOX HCENDT2
(01) HA9PREBT2 - HA9PRBC

(01) CONTINUOUS ANSWER
(-8) Don't Know
(-9) Refused

(01) BOX HA4T2
(-8) BOX HA4T2
(-9) BOX HA4T2

(00) QUARTERLY REVIEW
(01) FULL MDS
(-8) Don't Know
(-9) Refused

(00) BOX HA7T2
(01) BOX HA7T2
(-8) BOX HA7T2
(-9) BOX HA7T2

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) BOX HA8T2
(01) BOX HA8T2
(-8) BOX HA8T2
(-9) BOX HA8T2

PRESS F1 KEY FOR COMPLETE DEFINITIONS.
Is there someone else I should speak with, or do the records exist elsewhere?
HSCONTN2

HA2B1T2

CODE ONE

RECFORM2

HA2BT2

YES/NO

HSCONTN3

HA2CT2

CODE ONE

DO YOU WANT TO CONTINUE THE INTERVIEW FOR THIS SP WITH THIS RESPONDENT WITHOUT ANY
MDS FORMS?
RECORD IDENTIFICATION
Do (SP)'s medical records contain (a full/another) MDS assessment or Quarterly Review form dated
[after (PreloadSP.PRVHSREF)/after (PreloadSP.LASTVAD)/on or around (T2 REF DATE)/after BCVAD)]?
Is there someone else I should speak with, or do the records exist elsewhere?
DO YOU WANT TO CONTINUE THE INTERVIEW FOR THIS SP WITH THIS RESPONDENT?
RECORD IDENTIFICATION

ASSESDT1

HA3BT2

DATE

What is the assessment date on the full MDS assessment or Quarterly Review that was completed
closest to (T2 REF DATE) for (SP) after (RAD+14)/BCVAD/PreloadSP.LASTVAD].
ENTER DATE IN "MM DD YY" FORMAT.
(IF NO MDS AVAILABLE, BACK UP AND CHANGE THE RESPONSE.)

BOX HA4T2

BOX HA5T2

FORMTYPE1

CLOSFORM

routing

routing

HA4T2

CODE ONE

BOX HA7T2

routing

HA5T2

YES/NO

BOX HA8T2

routing

BOX HA9T2A

routing

BOX HA9T2B

routing

BOX HA9T2C

routing

IF HA3BT2 - ASSESDT1 = DK, RF AND FIRST TIME AT HA3BT2 - ASSESDT1, GO TO HA9PREBT2 - HA9PRBC.
ELSE GO TO BOX HA5T2.
IF LAST ASSESSMENT DATE ENTRY COLLECTED IN HA3BT2 - ASSESDT1 IS VALID, GO TO HA4T2 FORMTYPE1.
ELSE GO TO HA5T2 - CLOSFORM.
RECORD IDENTIFICATION
Please tell me if the form with the assessment date of (T2 ASSESS DATE) is a full MDS or a quarterly
review.
IF MOST RECENT ASSESSMENT DATE IS COMPLETE THEN COMPARE WITH T2 REF DATE. IF NUMBER OF
DAYS BETWEEN ASSESSMENT DATE AND T2 REF DATE MORE THAN +/- 7, GO TO HA5T2 - CLOSFORM.
ELSE GO TO BOX HA9T2A
Besides the form you just told me about, does (SP)'s medical record contain any other MDS form or
Quarterly Review form dated closer to (T2 REF DATE)?
IF HA5T2 - CLOSFORM = 1/Yes, GO TO HA3BT2 - ASSESDT1. ELSE GO TO BOX HA9T2A.
IF T2TOT = 1 AND (FORMTYPE = DK, RF, OR EMPTY), GO TO HA9PREBT2 - HA9PRBC.
ELSE GO TO BOX HA9T2B.
GO TO BOX HA9T2C.
IF CVATYPE = 1/FullMDS, GO TO HA6T2 - FORMREAS.
ELSE IF CVATYPE = 0/QuarterlyReview, AND XBACKUP = EMPTY, GO TO HA7AT2 - RECMDS.
ELSE GO TO HA7CT2 - MDSINT1.

RECORD IDENTIIFCATION
[3.0, A0310A]
FORMREAS

HA6T2

CODE ONE

ASSESSMENT DATE: {ASSESSMENT DATE)
What was the primary reason for the assessment on the full MDS assessment dated
(TCVAD)?
OTHER (SPECIFY)
Does (SP)'s medical record contain a full MDS assessment dated between (T2 DATE
RANGE).

FORMREOS

HA6T2

VERBATIM TEXT

RECMDS

HA7AT2

YES/NO

PRESS F1 KEY FOR COMPLETE DEFINITIONS
What is the date of the full MDS assessment closest to (T2 REF DATE)?
ASSESDT2

HA7BT2
BOX HA10T2

MDSINT1

HA7CT2

BOX HA19AT2

HA9PRBC

COMATOSE

MENTCON

HA9PREBT2

HA11BT2

HA12AABT2

NUMERIC

HA12ABT2

BOX HA12A

HA12PRBC

HA12PREBT2

HA12BT2

(01) Continuous answer
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused
(01)Continuous Answer
(-8) Don't Know
(-9) Refused

HA7CT2 - MDSINT1
(00) HA7CT2 - MDSINT1
(01) HA7BT2 - ASSESDT2
(-8) HA7CT2 - MDSINT1
(-9) HA7CT2 - MDSINT1
(01) BOX HA10T2
(-8) BOX HA10T2
(-9) BOX HA10T2

routing

CODE ONE

Please refer to the (FORM TYPE) with the assessment date of (CLOSEST VALID ASSESSMENT DATE)
when answering the following questions. [If the information is not found on the Quarterly Review,
please refer to the full MDS form with the assessment date of (BACKUP MDS ASSESSMENT DATE)/If the (01) Continue
information is not found on the MDS form, please refer to (SP)'s medical record) to answer the
questions.]

routing

PRESS "1" TO CONTINUE.
GO TO HA11BT2 - COMATOSE.
MENTAL HEALTH (ID/DD)

CODE ONE

Now I have some questions concerning (SP)'s health on or around [(HS REF DATE)/(his/her) admission
to the (facility/home)]. [(Please refer to (SP)'s medical record/Since I will be collecting information
about (SP) on or around (HS REF DATE) and there is no MDS or Quarterly Review available close to that
(01) Continue
date, please refer to (SP)'s medical record for the information/Since you do not have a medical record
at hand for reference, please think about the information found in (SP)'s medical record) to answer
these questions.]

CODE ONE

YES/NO

PRESS "1" TO CONTINUE.
COMATOSE
[3.0, B0100]
Was (SP) in a persistent vegetative state with no discernible consciousness on (T2 REF DATE)?
COGNITIVE PATTERNS
[3.0, C0100]

NUMERIC

routing

CODE ONE

ENTER SUMMARY SCORE (0 -15) FROM BIMS.
ENTER ''99" IF THE RESIDENT WAS UNABLE TO COMPLETE THE INTERVIEW.
IF MENTSUM=99, GO TO HA12PREBT2-HA12PRBC.
ELSE GO TO BOX HA13BT2.
MEMORY/COGNITIVE SKILLS
[(Since (SP) was recorded as being unable to complete the Brief Interview for Mental Status, the next
series of questions deal with (SP)'s memory recall ability./The next series of questions deal with (SP)'s
memory or recall ability.)]
PRESS "1" TO CONTINUE.
MEMORY/COGNITIVE SKILLS
[3.0, C0700]

CSMEMST

(01) HA7CT2 - MDSINT1
(02) HA7CT2 - MDSINT1
(03) HA7CT2 - MDSINT1
(91) HA6T2 - FORMREOS
(-8) HA7CT2 - MDSINT1
(-9) HA7CT2 - MDSINT1

IF NO MDS AVAILABLE, BACK UP AND CHANGE THE RESPONSE.
IF CCN=NON-MISSING THEN GO TO BOX HA17BBT2.
ELSE GO TO HA7CT2 - MDSINT1.
RECORD IDENTIFICATION

Should a brief interview for Mental Status (C0200-C0500) be conducted?
BRIEF INTERVIEW FOR MENTAL STATUS (BIMS) SUMMARY SCORE
[3.0, C0500]
MENTSUM

(01) ADMISSION
(02) ANNUAL
(03) SIGNIFICANT CHANGE IN STATUS
(91) OTHER
(-8) Don't Know
(-9) Refused

CODE ONE
On or around (T2 REF DATE), was (SP)'s short-term memory okay, that is, did (he/she) seem or appear
to recall things after 5 minutes?

BOX HA19AT2

HA11BT2 - COMATOSE

(00) NO (NOT COMATOSE)
(01) YES (COMATOSE)
(-8) Don't Know
(-9) Refused
(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

(00) HA12AABT2 - MENTCON
(01) HA39BT2 - FCWEIGHT
(-8) HA12AABT2 - MENTCON
(-9) HA12AABT2 - MENTCON
(00) HA12PREBT2 - HA12PRBC
(01) HA12ABT2 - MENTSUM
(-8) HA12PREBT2 - HA12PRBC
(-9) HA12PREBT2 - HA12PRBC

(01) CONTINOUS ANSWER
(-8) Don't Know
(-9) Refused

(01) BOX HA12A
(-8) BOX HA13BT2
(-9) BOX HA13BT2

(01) CONTINUE

HA12BT2 - CSMEMST

(00) MEMORY OK
(01) MEMORY PROBLEM
(-8) Don't Know
(-9) Refused

(00) HA13BT2 - CSMEMLT
(01) HA13BT2 - CSMEMLT
(-8) HA13BT2 - CSMEMLT
(-9) HA13BT2 - CSMEMLT

MEMORY/COGNITIVE SKILLS
[3.0, C0800]
CSMEMLT

HA13BT2

CODE ONE
Was (SP)'s long-term memory okay; that is, did (she/he) seem or appear to recall events in the distant
past?
MEMORY/COGNITIVE SKILLS
[3.0, C0900]

HA14BCOD

HA14BT2

CODE ALL

On or around (T2 REF DATE), was (SP) able to recall…
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.
MEMORY/COGNITIVE SKILLS
[3.0, C1000]

CSDECIS

BSAYSOT

HA15BT2

CODE ONE

BOX HA13BT2

routing

HA21BT2

CODE ONE

BSVERBOT

HA21BT2

CODE ONE

BSNOTOT

HA21BT2

CODE ONE

BOX HA21BT2

routing

BSELFILL

HA21ABT2

YES/NO

BSELFCAR

HA21ABT2

YES/NO

BSELFACT

HA21ABT2

YES/NO

BSOTHILL

HA21BBT2

YES/NO

How skilled was (SP) in making daily decisions? Was (she/he) independent, did (she/he) exhibit
modified independence, was (she/he) moderately impaired, or was (she/he) severely impaired?
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
GO TO HA21BT2 - BSAYSOT
BEHAVIORAL SYMPTOMS
[3.0, E0200]

(00) MEMORY OK
(01) MEMORY PROBLEM
(-8) Don't Know
(-9) Refused

(00) HA14BT2 - HA14BCOD
(01) HA14BT2 - HA14BCOD
(-8) HA14BT2 - HA14BCOD
(-9) HA14BT2 - HA14BCOD

(01) the current season?
(02) the location of (her/his) own room?
(03) staff names or faces?
(04) the fact that (she/he) was in a nursing home?
(96) NONE CHECKED
(-8) Don't Know

(01) HA15BT2 - CSDECIS
(02) HA15BT2 - CSDECIS
(03) HA15BT2 - CSDECIS
(04) HA15BT2 - CSDECIS
(96) HA15BT2 - CSDECIS
(-8) HA15BT2 - CSDECIS

(00) INDEPENDENT
(01) MODIFIED INDEPENDENCE
(02) MODERATELY IMPAIRED
(03) SEVERELY IMPAIRED
(-8) Don't Know
(-9) Refused

(00) BOX HA13BT2
(01) BOX HA13BT2
(02) BOX HA13BT2
(03) BOX HA13BT2
(-8) BOX HA13BT2
(-9) BOX HA13BT2

(00) BEHAVIOR NOT EXHIBITED
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
How often did the following behavioral problems occur on or around (T2 REF DATE)? Would you say the (02) BEHAVIOR OCCURRED 4 TO 6 DAYS
behavior was not exhibited, occurred 1 to 3 days, occurred 4 to 6 days, but less than daily, or occurred (03) BEHAVIOR OCCURRED DAILY
daily?
(-8) Don't Know
(-9) Refused
Physical behavior symptoms directed toward others.
(00) BEHAVIOR NOT EXHIBITED
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
BEHAVIORAL SYMPTOMS
(02) BEHAVIOR OCCURRED 4 TO 6 DAYS
[3.0, E0200]
(03) BEHAVIOR OCCURRED DAILY
(-8) Don't Know
Verbal behavior symptoms directed toward others.
(-9) Refused
(00) BEHAVIOR NOT EXHIBITED
BEHAVIORAL SYMPTOMS
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
[3.0, E0200]
(02) BEHAVIOR OCCURRED 4 TO 6 DAYS
(03) BEHAVIOR OCCURRED DAILY
Other behavioral symptoms not directed toward others.
(-8) Don't Know
(-9) Refused
IF HA21BT2 - BSAYSOT and HA21BT2 - BSVERBOT and HA21BT2 - BSNOTOT = 0/BehaviorNotExhibited,
GO TO HA21CBT2 - BSNOEVAL.
ELSE GO TO HA21ABT2 - BSELFILL.
BEHAVIORAL SYMPTOMS
[3.0, E0500]
(00) NO
(01) YES
Did any of (SP)'s behavior…
(-8) Don't Know
(-9) Refused
put the resident at significant risk for physical illness or injury?
BEHAVIORAL SYMPTOMS
(00) NO
[3.0, E0500]
(01) YES
(-8) Don't Know
significantly interfere with the resident's care?
(-9) Refused
BEHAVIORAL SYMPTOMS
(00) NO
[3.0, E0500]
(01) YES
(-8) Don't Know
significantly interfere with the resident's participation in activities or social interactions?
(-9) Refused
BEHAVIORAL SYMPTOMS
[3.0, E0600]
(00) NO
(01) YES
Did any of (SP)'s behavior…
(-8) Don't Know
(-9) Refused
put others at significant risk for physical illness or injury?

(00) HA21BT2 - BSVERBOT
(01) HA21BT2 - BSVERBOT
(02) HA21BT2 - BSVERBOT
(03) HA21BT2 - BSVERBOT
(-8) HA21BT2 - BSVERBOT
(-9) HA21BT2 - BSVERBOT
(00) HA21BT2 - BSNOTOT
(01) HA21BT2 - BSNOTOT
(02) HA21BT2 - BSNOTOT
(03) HA21BT2 - BSNOTOT
(-8) HA21BT2 - BSNOTOT
(-9) HA21BT2 - BSNOTOT
(00) BOX HA21BT2
(01) BOX HA21BT2
(02) BOX HA21BT2
(03) BOX HA21BT2
(-8) BOX HA21BT2
(-9) BOX HA21BT2

(00) HA21ABT2 - BSELFCAR
(01) HA21ABT2 - BSELFCAR
(-8) HA21ABT2 - BSELFCAR
(-9) HA21ABT2 - BSELFCAR
(00) HA21ABT2 - BSELFACT
(01) HA21ABT2 - BSELFACT
(-8) HA21ABT2 - BSELFACT
(-9) HA21ABT2 - BSELFACT
(00) HA21BBT2 - BSOTHILL
(01) HA21BBT2 - BSOTHILL
(-8) HA21BBT2 - BSOTHILL
(-9) HA21BBT2 - BSOTHILL
(00) HA21BBT2 - BSOTHACT
(01) HA21BBT2 - BSOTHACT
(-8) HA21BBT2 - BSOTHACT
(-9) HA21BBT2 - BSOTHACT

BSOTHACT

HA21BBT2

YES/NO

BSOTHENV

HA21BBT2

YES/NO

BSNOEVAL

HA21CBT2

CODE ONE

BSOFTWAN

HA21DBT2

CODE ONE

BSWDANGR

HA21EBT2

YES/NO

BSWOTACT

HA21EBT2

YES/NO

HA22PRBC

HA22PREBT2

CODE ONE

BEHAVIORAL SYMPTOMS
[3.0, E0600]
significantly intrude on the privacy or activities of others?
BEHAVIORAL SYMPTOMS
[3.0, E0600]

(00) NO
(01) YES
(-8) Don't Know
significantly disrupt care or living environment?
(-9) Refused
BEHAVIORAL SYMPTOMS
(00) BEHAVIOR NOT EXHIBITED
[3.0, E0800]
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
(02) BEHAVIOR OCCURRED 4 TO 6 DAYS
How often did (SP) reject evaluation or care that is necessary to achieve (his/her) goals for health and (03) BEHAVIOR OCCURRED DAILY
well-being on or around (T2 REF DATE)? Would you say the behavior was not exhibited, occurred 1 to 3 (-8) Don't Know
days, occurred 4 to 6 days, but less than daily, or occurred daily?
(-9) Refused
(00) BEHAVIOR NOT EXHIBITED
BEHAVIORAL SYMPTOMS
(01) BEHAVIOR OCCURRED 1 TO 3 DAYS
[3.0, E0900]
(02) BEHAVIOR OCCURRED 4 TO 6 DAYS
(03) BEHAVIOR OCCURRED DAILY
How often did (SP) wander on or around (T2 REF DATE)? Would you say the behavior was not exhibited,
(-8) Don't Know
occurred 1 to 3 days, occurred 4 to 6 days, but less than daily, or occurred daily?
(-9) Refused
BEHAVIORAL SYMPTOMS
[3.0, E1000]
(00) NO
(01) YES
Did any of (SP)'s wandering…
(-8) Don't Know
(-9) Refused
place the resident at significant risk of getting to a potentially dangerous place?
BEHAVIORAL SYMPTOMS
(00) NO
[3.0, E1000]
(01) YES
(-8) Don't Know
BSWOTACT
(-9) Refused
significantly intrude on the privacy or activities of others?
The next questions are about (SP)'s ability to perform Activities of Daily Living or ADLs, on or around (T2
REF DATE).
I will read you a list of activities and would like you to tell me if (SP)'s self-performance was
independent, required supervision, required limited assistance, required extensive assistance, was
totally dependent, or if the activity did not occur. [By self-performance I mean what (SP) actually did
for (himself/herself) and how much help was required by staff members.]
PRESS "1" TO CONTINUE.
ADLS/PHYSCIAL FUNCTIONING
[3.0, G0110]
(SHOW CARD HA1)

PFTRNSFR

HA22BT2

CODE ONE

Please tell me (SP)'s level of self-performance in…
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
transferring (for example, in and out of bed).

PFLOCOMO

HA22BT2

CODE ONE

(00) NO
(01) YES
(-8) Don't Know
(-9) Refused

ADLS/PHYSCIAL FUNCTIONING
[3.0, G0110]
locomotion on unit.

(00) HA21BBT2 - BSOTHENV
(01) HA21BBT2 - BSOTHENV
(-8) HA21BBT2 - BSOTHENV
(-9) HA21BBT2 - BSOTHENV
(00) HA21CBT2 - BSNOEVAL
(01) HA21CBT2 - BSNOEVAL
(-8) HA21CBT2 - BSNOEVAL
(-9) HA21CBT2 - BSNOEVAL
(00) HA21DBT2 - BSOFTWAN
(01) HA21DBT2 - BSOFTWAN
(02) HA21DBT2 - BSOFTWAN
(03) HA21DBT2 - BSOFTWAN
(-8) HA21DBT2 - BSOFTWAN
(-9) HA21DBT2 - BSOFTWAN
(00) HA22PREBT2 - HA22PRBC
(01) HA21EBT2 - BSWDANGR
(02) HA21EBT2 - BSWDANGR
(03) HA21EBT2 - BSWDANGR
(-8) HA21EBT2 - BSWDANGR
(-9) HA21EBT2 - BSWDANGR
(00) HA21EBT2 - BSWOTACT
(01) HA21EBT2 - BSWOTACT
(-8) HA21EBT2 - BSWOTACT
(-9) HA21EBT2 - BSWOTACT
(00) HA22PREBT2 - HA22PRBC
(01) HA22PREBT2 - HA22PRBC
(-8) HA22PREBT2 - HA22PRBC
(-9) HA22PREBT2 - HA22PRBC

(01) CONTINUE

HA22BT2 - PFTRNSFR

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

(00) HA22BT2 - PFLOCOMO
(01) HA22BT2 - PFLOCOMO
(02) HA22BT2 - PFLOCOMO
(03) HA22BT2 - PFLOCOMO
(04) HA22BT2 - PFLOCOMO
(07) HA22BT2 - PFLOCOMO
(08) HA22BT2 - PFLOCOMO
(-8) HA22BT2 - PFLOCOMO
(-9) HA22BT2 - PFLOCOMO

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

(00) IHA22BT2 - PFDRSSNG
(01) HA22BT2 - PFDRSSNG
(02) HA22BT2 - PFDRSSNG
(03) HA22BT2 - PFDRSSNG
(04) HA22BT2 - PFDRSSNG
(07) HA22BT2 - PFDRSSNG
(08) HA22BT2 - PFDRSSNG
(-8) HA22BT2 - PFDRSSNG
(-9) HA22BT2 - PFDRSSNG

PFDRSSNG

HA22BT2

CODE ONE

ADLS/PHYSCIAL FUNCTIONING
[3.0, G0110]
dressing.

PFEATING

HA22BT2

CODE ONE

ADLS/PHYSCIAL FUNCTIONING
[3.0, G0110]
eating.

PFTOILET

HA22BT2

CODE ONE

ADLS/PHYSCIAL FUNCTIONING
[3.0, G0110]
using the toilet.

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

(00) HA22BT2 - PFEATING
(01) HA22BT2 - PFEATING
(02) HA22BT2 - PFEATING
(03) HA22BT2 - PFEATING
(04) HA22BT2 - PFEATING
(07) HA22BT2 - PFEATING
(08) AHA22BT2 - PFEATING
(-8) HA22BT2 - PFEATING
(-9) HA22BT2 - PFEATING

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

(00) HA22BT2 - PFTOILET
(01) HA22BT2 - PFTOILET
(02) HA22BT2 - PFTOILET
(03) HA22BT2 - PFTOILET
(04) HA22BT2 - PFTOILET
(07) HA22BT2 - PFTOILET
(08) HA22BT2 - PFTOILET
(-8) HA22BT2 - PFTOILET
(-9) HA22BT2 - PFTOILET

(00) INDEPENDENT
(01) SUPERVISION
(02) LIMITED ASSISTANCE
(03) EXTENSIVE ASSISTANCE
(04) TOTAL DEPENDENCE
(07) ACTIVITY OCCURRED ONLY ONCE OR TWICE
(08) ACTIVITY DID NOT OCCUR
(-8) Don't Know
(-9) Refused

(00) HA23BT2 - PFBATHNG
(01) HA23BT2 - PFBATHNG
(02) HA23BT2 - PFBATHNG
(03) HA23BT2 - PFBATHNG
(04) HA23BT2 - PFBATHNG
(07) HA23BT2 - PFBATHNG
(08) HA23BT2 - PFBATHNG
(-8) HA23BT2 - PFBATHNG
(-9) HA23BT2 - PFBATHNG

ADLS/PHYSICAL FUNCTIONING
[3.0, G0120]

PFBATHNG

HA24PRBC

HA23BT2

HA24PREBT2

CODE ONE

CODE ONE

(00) INDEPENDENT
(01) SUPERVISION
(02) PHYSICAL HELP LIMITED TO TRANSFER ONLY
Again referring to the time on or around (T2 REF DATE), what was (SP)'s level of self-performance when (03) PHYSICAL HELP IN PART OF BATHING
ACTIVITY
bathing: was (she/he) independent, did (she/he) require supervision, require physical help limited to
transfer only, require physical help in part of the bathing activity, was (she/he) totally dependent, or did (04) TOTAL DEPENDENCE
(07) ACTIVITY DID NOT OCCUR
the activity not occur?
(-8) Don't Know
(-9) Refused
PRESS F1 KEY FOR COMPLETE DEFINITIONS.
The next questions are about modes of locomotion and appliances or devices (SP) might have used on
or around (T2 REF DATE).
PRESS "1" TO CONTINUE.
MODES OF LOCOMOTION
[3.0, G0600]
On or around (T2 REF DATE) did (he/she) use…

HA24BCOD

HA24BT2

CODE ALL
SELECT ALL THAT APPLY.
SEPARATE RESPONSES BY USING THE SPACEBAR.

BOX HA14BT2
FCWEIGHT

routing

HA39BT2

NUMERIC

BOX HA17BBT2

routing

PRESS F1 KEY FOR COMPLETE DEFINITIONS.
GO TO HA39BT2 - FCWEIGHT
ORAL/NUTRITIONAL STATUS
[3.0, K0200]
What was (SP)'s weight on or around (T2 REF DATE)?
GO TO HC2T2 - DIDABSTR.

(00) HA24PREBT2 - HA24PRBC
(01) HA24PREBT2 - HA24PRBC
(02) HA24PREBT2 - HA24PRBC
(03) HA24PREBT2 - HA24PRBC
(04) HA24PREBT2 - HA24PRBC
(07) HA24PREBT2 - HA24PRBC
(-8) HA24PREBT2 - HA24PRBC
(-9) HA24PREBT2 - HA24PRBC

(01) CONTINUE

HA24BT2 - HA24BCOD

(01) a cane or crutch?
(02) a walker?
(03) a manual or electric wheelchair?
(04) a limb prosthesis?
(96) NONE CHECKED
(-8) Don't Know
(-9) Refused

(01) BOX HA14BT2
(02) BOX HA14BT2
(03) BOX HA14BT2
(04) BOX HA14BT2
(96) BOX HA14BT2
(-8) BOX HA14BT2
(-9) BOX HA14BT2

(01) CONTINUOUS
(-8) Don't Know
(-9) Refused

(01) BOX HA17BBT2
(-8) BOX HA17BBT2
(-9) BOX HA17BBT2

DID YOU ABSTRACT?

DIDABSTR

HC2T2

CODE ONE

(01) ALL
TO ABSTRACT MEANS TO OBTAIN INFORMATION FROM THE BENEFICIARY'S RECORDS FOR ENTRY INTO
(02) MAJORITY
THE QUESTIONNAIRE. EXAMPLES OF RECORDS YOU MAY HAVE ABSTRACTED FROM INCLUDE THE
(03) HALF
MINIMUM DATA SET (MDS), NURSES NOTES, PHYSICIANS ORDERS, AND/OR OTHER DOCUMENTS
(04) SOME
PROVIDED BY THE FACILITY.
(05) NONE

(01) HC3T2 - WHYABSTR
(02) HC3T2 - WHYABSTR
(03) HC3T2 - WHYABSTR
(04) HC3T2 - WHYABSTR
(05) BOX HCENDT2

USE YOUR BEST JUDGMENT TO DETERMINE WHICH ANSWER IS THE MOST ACCURATE CHOICE FOR THE
AMOUNT YOU ABSTRACTED. IF THERE WAS NO ABSTRACTION AT ALL, PLEASE SELECT "NONE".

WHYABSTR

HC3T2

CODE ONE

WHY DID YOU ABSTRACT?

WHYABSOS

HC3T2
BOX HCENDT2

VERBATIM TEXT
routing

FINSCRN2

HSFINSCR2

CODE ONE

OTHER (SPECIFY)
GO TO HSFINSCR2 - FINSCRN2.
(RETURN TO NAVIGATOR TO CONTINUE INTERVIEW. THE HEALTH STATUS SECTION WAS NOT
COMPLETED./YOU HAVE COMPLETED THE HEALTH STATUS SECTION FOR THIS SP.)

FINSCRN

HSFINSCR
BOX HSEND

CODE ONE
routing

PRESS "1" TO TO CONTINUE.
PRESS "1" TO RETURN TO NAVIGATION SCREEN.
GO TO NAVIGATOR

(01) NO KNOWLEDGEABLE RESPONDENT
AVAILABLE
(02) NO TIME/STAFF BURDEN TOO GREAT
(03) REFUSAL--UNWILLING TO COOPERATE
(91) OTHER
(01) Continuous Answer

(01) BOX HCENDT2
(02) BOX HCENDT2
(03) BOX HCENDT2
(91) HC3T2 - WHYABSOS
BOX HCENDT2

(01) CONTINUE

HSFINSCR - FINSCRN

(01) CONTINUE

BOX HSEND


File Typeapplication/pdf
AuthorAndrea Mayfield
File Modified2018-05-04
File Created2018-05-04

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