DOE/NRC Form 740M, Concise Note, and NUREG/BR-0006, Revision 7, Instructions for Completing Nuclear Material Transaction Reports, (DOE/NRC Forms 741 and 740M)

Forms and Documents

Document Name	Status
Form DOE/NRC Form 740M DOE/NRC Form 740M, Concise Note, and NUREG/BR-0006, Revision 7, Instructions for Completing Nuclear Material Transaction Reports, (DOE/NRC Forms 741 and 740M) Form and Instruction	Modified
Final Supporting Statement NRC Form 740M.doc Supporting Statement A	2017-11-20

IC Document Collections

IC ID	Document Title	Status
33322	DOE/NRC Form 740M, Concise Note, and NUREG/BR-0006, Revision 7, Instructions for Completing Nuclear Material Transaction Reports, (DOE/NRC Forms 741 and 740M) Form and Instruction	Modified

ICR Details

OMB Control No: 3150-0057	ICR Reference No: 201805-3150-005
Status: Active	Previous ICR Reference No: 201707-3150-009
Agency/Subagency: NRC	Agency Tracking No:
Title: DOE/NRC Form 740M, Concise Note, and NUREG/BR-0006, Revision 7, Instructions for Completing Nuclear Material Transaction Reports, (DOE/NRC Forms 741 and 740M)
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  Yes
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/04/2018
	Date Received in OIRA: 05/04/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2021	36 Months From Approved	10/31/2020
Responses	175	0	150
Time Burden (Hours)	131	0	113
Cost Burden (Dollars)	0	0	0

---

Abstract: Licensees affected by Part 75 and related sections of Parts 40, 50, 70, and 150 are required to submit DOE/NRC Form 740M to inform the U.S. or the IAEA of any qualifying statement or exception to any of the data contained in any of the other reporting forms required under the U.S. - IAEA Safeguards Agreement. The use of Form 740M enables the NRC to collect, retrieve, analyze, and submit the data to IAEA to fulfill its reporting responsibilities. The collection is being revised to include the approximate 25 additional licensees required to report pursuant to the U.S.-IAEA Caribbean Territories Safeguards Agreement, INFCIRC/366.

---

Authorizing Statute(s): PL: Pub.L. 83 - 703 1-311 Name of Law: Atomic Energy Act
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3150-AJ70	Final or interim final rulemaking	83 FR 19603	05/04/2018

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 75167	10/28/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 52335	11/13/2017
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
DOE/NRC Form 740M, Concise Note, and NUREG/BR-0006, Revision 7, Instructions for Completing Nuclear Material Transaction Reports, (DOE/NRC Forms 741 and 740M)	DOE/NRC Form 740M	DOE/NRC Form 740M, Concise Note

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	175	150	0	25	0	0
Annual Time Burden (Hours)	131	113	0	18	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There has been an increase in the burden for this collection by 18 hours from 113 to 131 hours. These increases are because of changes to 10 CFR to implement the U.S.-IAEA Caribbean Territories Safeguards Agreement will require approximately 25 new entities to fill out existing OMB-approved forms related to nuclear material accounting information to fulfill the obligations of the safeguards agreement.

---

Annual Cost to Federal Government: $400,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  Yes

Description/Changes for Common Form Usage:  There are no changes to the common form usage as a result of this revision. The agencies using the form are DOE and NRC.

Approved RCFs using this ICR

Agency/Sub Agency	RCF ID	RCF Title	RCF Status	IC Title

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/20/2017

---