National Coal Workers' Health Surveillance Program (CWHSP)

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 2.8 Chest Radiograph Classification	Form	Unchanged	Available
Form 2.18 Coal Contractor Plan	Form	Unchanged	Available
Form 2.15 Spirometry Results Notification form edit	Form	Modified	Available
Form 2.14 Spirometry Facility Certification	Form	Unchanged	Available
Form 2.13 Respiratory Assessment	Form	Modified	Available
Form 2.6 Consent, Release and History Form for Autopsy	Form	Modified	Available
Form 2.12 Physician Application for Certification	Form	Unchanged	Available
Form 2.11 Radiographic Facility Certification	Form	Unchanged	Available
Form 2.10 Coal Mine Operator's Plan	Form	Unchanged	Available
Form 2.9 Miner Identificaiton Document	Form	Modified	Available
Form 2.9 Miner Identification Document	Form	Modified	Available
Attachment 27 Public Comments .docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 25 OCISO PII.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 24 OCISO SSN.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 18 Sample Letter Spiro Results.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 14 Sample Letter B Reader Due to Recertify.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 13 Sample Letters B Reader Exam Results.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 10 Sample Letter Results.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 9 Sample Letter Participation.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 7 Sample Letter Rad Fac Approval.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 5 Sample Letters.docx	Supplementary Document	Uploaded 2018-06-25	Available
Attachment 2 42 CFR Part 37.docx	Supplementary Document	Uploaded 2018-06-20	Available
Attachment 23 Stakeholder Information.docx	Supplementary Document	Uploaded 2018-06-20	Available
Attachment 26 IRB Determination.docx	Supplementary Document	Uploaded 2018-06-20	Available
60 day FRN.pdf	Supplementary Document	Uploaded 2018-06-19	Available
Attachment 2.docx	Supplementary Document	Uploaded 2015-03-18	Available
SupSta B_0920-0020 CWHSP 03 05 2018.docx	Supporting Statement B	Uploaded 2018-06-19	Available
SupSta A_0920-0020_ICRO edits formatting.docx	Supporting Statement A	Uploaded 2018-06-28	Available
Attachment 1- revised.docx	Supplementary Document	Uploaded 2014-07-30	Available
Att 1_Medical Exam excerpt.docx	Supplementary Document	Uploaded 2014-03-07	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
6620	Chest Radiograph Classification (CDC/NIOSH Form 2.8)	Form	Unchanged	Chest Radiograph Classification
212093	Coal Contractor Plan CDC/NIOSH 2.18	Form	Unchanged	Coal Contractor Plan
212090	Spirometry Results Notification CDC/NIOSH 2.15	Form	Modified	Spirometry Results Notification form edit
212089	Spirometry Facility Supervisor - Certification Document 2.14	Form	Unchanged	Spirometry Facility Certification
212086	Spirometry Facility Employee - Respiratory Assessment 2.13	Form	Modified	Respiratory Assessment
197450	Coal Miner Radiograph (CWHSP)	Instruction	Unchanged
197449	Spirometry Test for Coal Miners	Instruction	Unchanged
197448	Report - Pathologist	Instruction	Modified
197447	Invoice-Pathologist	Instruction	Modified
197446	Consent Release and History Form- Next of Kin (CDC/NIOSH 2.6)	Form	Modified	Consent, Release and History Form for Autopsy
183370	Physician Application for Certification (CDC/NIOSH 2.12)	Form	Unchanged	Physician Application for Certification
183369	Radiographic Facility Certification (CDC/NIOSH (M) 2.11)	Form	Unchanged	Radiographic Facility Certification
183368	Coal Mine Operator's Plan (CDC/NOISH (M) 2.10)	Form	Unchanged	Coal Mine Operator's Plan
183367	Miner Identification Document (CDC/NIOSH 2.9)	Form	Modified	Miner Identificaiton Document
183367	Miner Identification Document (CDC/NIOSH 2.9)	Form	Modified	Miner Identification Document

ICR Details

OMB Control No: 0920-0020	ICR Reference No: 201806-0920-008
Status: Historical Active	Previous ICR Reference No: 201604-0920-005
Agency/Subagency: HHS/CDC	Agency Tracking No: 0920-0020
Title: National Coal Workers' Health Surveillance Program (CWHSP)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/16/2018
Retrieve Notice of Action (NOA)	Date Received in OIRA: 06/28/2018
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2021	36 Months From Approved	09/30/2018
Responses	104,146	0	104,158
Time Burden (Hours)	20,278	0	20,276
Cost Burden (Dollars)	0	0	0

---

Abstract: The Coal Workers' Health Surveillance Program (CWHSP) is a congressionally-mandated medical examination program for monitoring the health of underground coal miners, established under the Federal Coal Mine Health and Safety Act of 1969. Through delegation of authority, the Act directs NIOSH to study the causes and consequences of coal-related respiratory disease, and in cooperation with the Mine Safety and Health Administration, to carry out a program for early detection and prevention of coal workers' pneumoconiosis and to provide the opportunity for an autopsy after the death of a coal miner. An extension is being requested with only a few minor changes (costs).

---

Authorizing Statute(s): PL: Pub.L. 91 - 596 20 Name of Law: Occupational Safety and Health Act
   US Code: 42 USC 37 Name of Law: Specifications for Medical Exam of Coal Miners
   PL: Pub.L. 91 - 173 203 Name of Law: Federal Coal Mine Health and Safety Act
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 15840	04/12/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 29556	06/25/2018
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 14

table that charts list of burden

IC Title	Form No.	Form Name
Coal Miner Radiograph (CWHSP)
Chest Radiograph Classification (CDC/NIOSH Form 2.8)	2.8	Chest Radiograph Classification
Coal Contractor Plan CDC/NIOSH 2.18	2.18	Coal Contractor Plan
Coal Mine Operator's Plan (CDC/NOISH (M) 2.10)	2.10	Coal Mine Operator's Plan
Consent Release and History Form- Next of Kin (CDC/NIOSH 2.6)	2.6	Consent, Release and History Form for Autopsy
Invoice-Pathologist
Miner Identification Document (CDC/NIOSH 2.9)	2.9, 2.9	Miner Identification Document ,   Miner Identificaiton Document
Physician Application for Certification (CDC/NIOSH 2.12)	2.12	Physician Application for Certification
Radiographic Facility Certification (CDC/NIOSH (M) 2.11)	2.11	Radiographic Facility Certification
Report - Pathologist
Spirometry Facility Employee - Respiratory Assessment 2.13	2.13	Respiratory Assessment
Spirometry Facility Supervisor - Certification Document 2.14	2.14	Spirometry Facility Certification
Spirometry Results Notification CDC/NIOSH 2.15	2.15	Spirometry Results Notification form edit
Spirometry Test for Coal Miners

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	104,146	104,158	0	-12	0	0
Annual Time Burden (Hours)	20,278	20,276	0	2	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The minor changes in burden hours are due to calculation differences. No real burden increase.

---

Annual Cost to Federal Government: $2,499,239

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 06/28/2018

---