Information Collection

Material systems change notice required by Rule 1003(a)(1)

IC 207214 under ICR 201807-3235-001 · OMB 3235-0703.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0703 can be found here:

Documents and Forms

Document Name Document Type
Form Form SCI Material systems change notice required by Rule 1003(a)(1) Form and Instruction
Form SCI Form SCI form-sci.pdf www.sec.gov/files/form-sci.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Material systems change notice required by Rule 1003(a)(1)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.1003(a)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form SCI	Form SCI	form-sci.pdf	https://www.sec.gov/files/form-sci.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 44	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Not-for-profit institutions, Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	176	-88	264
Annual IC Time Burden (Hours)	22,000	-1,319	23,319
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.