Rule 30b1-7 (17 CFR 270.30b1-7) under the Investment Company Act of 1940, "Monthly report for money market funds" and Form N-MFP, "Monthly schedule of portfolio holdings of money market funds."

ICR 201807-3235-010

OMB: 3235-0657

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2019-09-23
Supplementary Document
2019-02-14
Supplementary Document
2019-02-01
IC Document Collections
ICR Details
3235-0657 201807-3235-010
Active 201601-3235-012
SEC IM-270-604
Rule 30b1-7 (17 CFR 270.30b1-7) under the Investment Company Act of 1940, "Monthly report for money market funds" and Form N-MFP, "Monthly schedule of portfolio holdings of money market funds."
Extension without change of a currently approved collection   No
Regular
Approved with change 09/23/2019
Retrieve Notice of Action (NOA) 04/30/2019
  Inventory as of this Action Requested Previously Approved
09/30/2022 36 Months From Approved 09/30/2019
5,148 0 6,444
64,667 0 83,949
3,179,700 0 4,780,736

Rule 30b1-7 requires investment companies regulated as money market funds under rule 2a-7 of the Investment Company Act to file with the Commission a monthly report of portfolio holdings no later than the second business day of each month. Form N-MFP is the form that sets forth the portfolio holdings information required to be provided under rule 30b1-7.

US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
   PL: Pub.L. 111 - 203 939A Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
PL: Pub.L. 111 - 203 939A Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

Not associated with rulemaking

  84 FR 4125 02/14/2019
84 FR 16071 04/17/2019
No

1
IC Title Form No. Form Name
Form N-MFP, "Monthly schedule of portfolio holdings of money market funds." SEC 2847 Form N-MFP

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,148 6,444 0 0 -1,296 0
Annual Time Burden (Hours) 64,667 83,949 0 0 -19,282 0
Annual Cost Burden (Dollars) 3,179,700 4,780,736 0 0 -1,601,036 0
No
No
The total annual hour burden of 64,667 hours represents a decrease of 19,282 hours over the previous burden estimate of 83,949 hours. The total annual external cost burden of $3,179,700 represents a decrease of $1,601,036 over the prior burden estimate of $4,780,736. The change in burden hours and external costs is due to a decrease in the number of money market funds filing reports on Form N-MFP.

No
    No
    No
No
Yes
No
Uncollected
Daniel Chang 2025516792 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/30/2019


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