Table 1
10 CFR Part 73 Annual Reporting Burden |
| Section |
Description of requirement |
No. of Respondents |
Responses per Respondent |
Number of Responses |
Burden Hours per Response |
Total Annual Burden Hours |
Notes |
| 73.5 |
The Commission may grant exemptions from the requirements of the regulations in Part 73 under specified conditions, upon the application of any interested person or on its own initiative. |
4.00 |
1.00 |
4.00 |
25.00 |
100.00 |
Increased burden per response from 8 hours to 25 hrs based on staff experience |
| 73.26(b)(3) |
Prior to each shipment, licensees shall provide information to NRC concerning the identity of the shipper, consignee, carriers, transfer points, modes of shipment, and security arrangements for the shipment. |
0.00 |
0.00 |
0.00 |
5.00 |
0.00 |
Decreased because no licensees performing work that fall under this requirement |
| 73.26(i)(6) and (k)(4) - (No notifications anticipated in the next 3 years), |
In the event that no communication is received from the shipment or escort personnel at a designated call-in time, the licensee must notify the NRC immediately and initiate appropriate contingency plans. Applies to both road and rail shipments. |
0.00 |
0.00 |
0.00 |
1.00 |
0.00 |
Decreased because no licensees performing work that fall under this requirement |
| 73.27(b) |
notify the NRC of the arrival of the shipment |
0.00 |
0.00 |
0.00 |
0.50 |
0.00 |
Decreased because no licensees performing work that fall under this requirement |
| 73.37(b)(1)(vi) |
Preplan and coordinate with the NRC to obtain advance approval of the routes used for road and rail shipments of spent nuclear fuel |
6.00 |
1.11 |
6.66 |
25.00 |
166.50 |
Decreased based on change in transportation |
| 73.38(d) |
Conduct fingerprints and an FBI investigation and criminal history records check in accordance with Section 73.57. Conduct background investigations before allowing an individual to act as an armed escort or have unescorted access to spent reactor fuel in transit. Requires the licensee to transmit the fingerprints to the NRC. |
6.00 |
1.00 |
6.00 |
5.25 |
31.50 |
Decreased based on change in transportation |
| 73.46(b)(9) |
notify NRC at least 60 days in advance of a scheduled training exercise for the security force which is required to be observed by NRC. |
2.00 |
1.00 |
2.00 |
1.00 |
2.00 |
MOX doesn't do this yet |
| 73.46(b)(12) & 73.46(b)(12)(i) |
Develop and submit to the NRC for approval site specific, content-based, physical fitness performance tests (this activity is complete for current licensees) |
0.00 |
0.00 |
0.00 |
8.00 |
0.00 |
|
| 73.55(l)(7) |
requests for use of MOX fuel assemblies containing greater than 20 weight percent PuO2 be reviewed and approved by the Commission before receipt of MOX fuel assemblies. |
0.00 |
0.00 |
0.00 |
8.00 |
0.00 |
|
| 73.55(r) |
Submission of alternative measures for protection against radiological sabotage |
0.00 |
0.00 |
0.00 |
8.00 |
0.00 |
73.55(r) has the same burden hours as 73.5 |
| 73.56(d) |
Background Investigation for unescorted access to the protected area or vital area of a nuclear power plant |
60.00 |
25.00 |
1500.00 |
0.33 |
495.00 |
Decreased respondents because NPPs decreased |
| 73.57(a), (b)(1), (b)(6), (d), (d)(1), (d)(2), (g)(1), & (g)(2) |
submit a fingerprint card for individuals who have access to Safeguards Information and nuclear power plant licensees shall fingerprint each individual who has or will have access to Safeguards Information or who will require unescorted access to the nuclear power facility or non-power reactor facility. |
91.00 |
426.75 |
38834.25 |
0.50 |
19417.13 |
Included NPR in the respondents total because combined the (a) and (d) requirements to one line item |
| 73.67(e)(3) & 73.71(b) (No notifications anticipated in the next 3 years), |
notify the NRC Operations Center within 1 hour after the discovery of the theft or attempted theft or unlawful diversion of SNM |
0.00 |
2.00 |
0.00 |
6.00 |
0.00 |
|
| 73.67(e)(7)(i) |
upon request by the NRC, a shipper provide additional information regarding a planned shipment as the Commission considers pertinent to the decision on whether to delay such shipment |
0.00 |
0.00 |
0.00 |
2.00 |
0.00 |
|
| 73.67(e)(7)(ii) |
the receiver, or the shipper if the receiver is not a licensee, notify the NRC by telephone within 24 hours after the arrival of the shipment at its final destination, or after the shipment has left the United States as an export. |
6.00 |
1.00 |
6.00 |
1.00 |
6.00 |
Decreased based on change in transportation |
| 73.67(g)(3)(iii), 73.71(a), & 73.27(c) (No notifications anticipated in the next 3 years), |
Report of lost SSNM |
0.00 |
0.00 |
0.00 |
41.50 |
0.00 |
|
| 73.71(d) |
provides guidance for the submission of 60-day reports required under the forgoing provisions of Section 73.71. |
6.00 |
2.00 |
12.00 |
6.00 |
72.00 |
Decreased based on change in transportation |
| 73.72 - written notifications |
Written notifications of a single shipment, plans to deliver to a carrier for transport, to take delivery at the point where a shipment is delivered to a carrier for transport, to import, to export, or to transport a formula quantity of strategic special nuclear material, special nuclear material of moderate strategic significance, or irradiated reactor fuel |
6.00 |
1.50 |
9.00 |
0.20 |
1.80 |
Decreased based on change in transportation |
| 73.72 - telephonic notifications |
Notify NRC Headquarters Operations Center about the shipment status by telephone |
6.00 |
3.33 |
19.98 |
0.30 |
5.99 |
Decreased based on change in transportation |
| 73.73 |
licensees exporting SNM of low strategic significance to provide advance written notification to the NRC at least 10 days prior to shipment, along with shipment details and itinerary, and may notify the NRC by telephone of any changes to the shipment details or itinerary. |
6.00 |
4.50 |
27.00 |
8.00 |
216.00 |
Decreased based on change in transportation |
| 73.74 |
requires that licensees importing SNM of low strategic significance from a country not a party to the Convention on the Physical Protection of Nuclear Material must provide advance written notification to NRC at least 10 days prior to shipment, along with shipment details and itinerary, and may notify the NRC by telephone of any changes to the shipment details or itinerary. |
6.00 |
1.40 |
8.40 |
8.00 |
67.20 |
Decreased based on change in transportation |
| 73.77(a)(1) |
1 hour cyber security event notification |
60.00 |
0.50 |
30.00 |
1.00 |
30.00 |
Decreased respondents because NPPs decreased |
| 73.77(a)(2) |
4 hour cyber security event notification |
60.00 |
1.00 |
60.00 |
0.50 |
30.00 |
Decreased respondents because NPPs decreased |
| 73.77(a)(3) |
8 hour cyber security event notification |
60.00 |
2.00 |
120.00 |
0.50 |
60.00 |
Decreased respondents because NPPs decreased |
| 73.77(d) |
Follow-up written report for 73.77(a)(1), (a)(2)(i), and (a)(2)(iii) event notifications |
60.00 |
1.00 |
60.00 |
3.00 |
180.00 |
Decreased respondents because NPPs decreased |
| Appendix G |
provides clarification of the requirements for reporting safeguards events. |
114.00 |
1.00 |
114.00 |
15.00 |
1710.00 |
Decreased based on changing licensees - FCF (7) + NPP (60) + NPR (31) + Decom (10) + Irradiated Fuel Shipments (6) |
| Totals |
|
283.00 |
|
40819.29 |
|
22591.12 |
|
Table 2
10 CFR Part 73 Annual Recordkeeping Burden |
|
|
|
| Section |
Description of requirement |
No. of Recordkeepers |
Hours per recordkeeper |
Total Annual Burden Hours |
Retention period |
Notes |
|
| 73.20(c), 73.25(b),(c), &(d); 73.26(d)(3); 73.26(e)(1); 73.26(h)(5); 73.26(i)(5); 73.26(j)(6); 73.26(k)(2); 73.37(a); 73.37(b)(2); 73.40; 73.45; 73.46(d)(3); 73.46(g)(5); 73.46(h)(1)&(3); 73.50(a)(3), 73.50(g)(1); 73.50(h); 73.51(d)(5),(6),& (10); 73.60(e); 73.67(a)&(c); 73.67(d)(11); 73.67(f)(4); 73.67(g)(3)(i); Appendix B Section VI H.1; Appendix C |
Establish and maintain NRC-approved physical protection, training & qualification and safeguards contingency plans |
59 |
16.00 |
944.0 |
(L, P+3, S+3) |
Decreased based on changing licensees - FCFs (7), ISFSIs (13), NPRs (31), In transit (8) |
|
| 73.22(b) |
Condition for access to Safeguards Information |
179 |
4.00 |
716.0 |
A+1 |
Most licensees have chosen to maintain documents at the SGI level instead of SGI-M; Moved majority of the SGI-M numbers to SGI. |
|
| 73.23(b) |
Condition for access to Safeguards Information-Modified Handling (SGI-M) |
31 |
2.00 |
62.0 |
A+1 |
|
| 73.24(b)(1) |
Maintain written log of the arrival at the final destination of each individual shipment of SSNM |
0 |
27.00 |
0.0 |
3.0 |
Decreased because no licensees performing work that falls under this requirement |
|
| 73.26(d)(4) |
Requalification training records for all individuals asssigned to act as an escort or other security member organization. |
0 |
40.00 |
0.0 |
(E,Q,R+3) |
Decreased because no licensees performing work that falls under this requirement |
|
| 73.26(g)(1) |
A numbered picture badge identification procedure shall be used to identify all individuals who will have custody of a shipment. |
0 |
200.00 |
0.0 |
3.0 |
Decreased because no licensees performing work that falls under this requirement |
|
| 73.26(h)(6) |
Annual transportation security program Review |
0 |
5.00 |
0.0 |
3.0 |
Decreased because no licensees performing work that fall under this requirement |
|
| 73.26(i)(1) |
Transportation Route Plan |
0 |
360.00 |
0.0 |
S |
Decreased because no licensees performing work that fall under this requirement |
|
| 73.37(b)(2)(vi) |
retain a copy of the preplanning and coordination activities, advance notification, and any revision or cancellation notice as a record |
6 |
3.33 |
20.0 |
3.0 |
Decreased based on change in transportation |
|
| 73.37(b)(3)(iv) |
maintain a written log for each spent nuclear fuel shipment |
6 |
27.00 |
162.0 |
3.0 |
Decreased based on change in transportation |
|
| 73.37(b)(3)(v), (vi), & (vii) 73.37(b)(4)(iii), 73.37(g)(iii) |
maintain, revise and implement written transportation physical protection and contingency and response procedures |
6 |
0.25 |
1.5 |
3.0 |
Decreased based on change in transportation |
|
| 73.38(a)(2) |
establish, implement, and maintain its access authorization program |
6 |
0.25 |
1.5 |
L |
Decreased based on change in transportation |
|
| 73.38(c)(2)(v) |
Written confirmation from the agency/employer that granted the Federal security clearance or reviewed the criminal history records check must be provided to the licensee. |
6 |
3.75 |
22.5 |
A+3 |
Decreased based on change in transportation |
|
| 73.38(d)(5)(iv)(A) |
Document individual's refusal or unwillingness to provide information for access authorization invesitgation |
6 |
3.75 |
22.5 |
A+1 |
Decreased based on change in transportation |
|
| 73.38(d)(5)(vi) |
Make a record of the contents of the telephone call and shall retain that record, and any documents or electronic files obtained electronically, under paragraph (l) of this section |
6 |
0.25 |
1.5 |
A+5 |
Decreased based on change in transportation |
|
| 73.38(f)(5) |
retain all fingerprint and criminal history records received from the FBI, or a copy if the file has been transferred, on an individual (including data indicating no record) |
6 |
1.00 |
6.0 |
A+5 |
Decreased based on change in transportation |
|
| 73.38(j) |
Develop, implement, and maintain written procedures for conducting background investigations for persons who are applying for unescorted access or access authorization for spent nuclear fuel in transit. |
6 |
40.00 |
240.0 |
5.0 |
Decreased based on change in transportation |
|
| 73.38(l) |
retain documentation regarding the trustworthiness and reliability of individual employees |
6 |
0.25 |
1.5 |
5.0 |
Decreased based on change in transportation |
|
| 73.46(b)(1)&(3) |
Security implementing procedures |
3 |
40.00 |
120.0 |
L plus 3 years for superceded records |
|
|
| 73.46(b)(4),(7),(8) & 73.46(b)(11)(i) |
Documentation of qualification and requalification of Tactical Response Team members, armed response person, guard, or other members of the security organization |
2 |
33.00 |
66.0 |
Q/R+3 |
MOX doesn't do this yet |
|
| 73.46(b)(9) |
document the results of all training exercises for the security force. |
2 |
1.00 |
2.0 |
3.0 |
MOX doesn't do this yet |
|
| 73.46(b)(10)(iii) & 73.46(b)(11)(iii) |
Records of medical examination for Tactical Response Team members, armed response personnel, and guards |
2 |
16.00 |
32.0 |
3.0 |
MOX doesn't do this yet |
|
| 73.46(b)(12)(ii) |
annual medical examination including a determination and written certification by a licensed physician |
2 |
8.00 |
16.0 |
3.0 |
MOX doesn't do this yet |
|
| 73.46(d)(10) |
Records of containers that are containers of contaminated wastes must be drum scanned and tamper sealed |
2 |
63.75 |
127.5 |
3.0 |
MOX doesn't do this yet |
|
| 73.46(d)(11) |
verify and certify the content of each shipping container through the witnessing of gross weight measurements and nondestructive assay, and through the inspection of tamper seal integrity and associated seal records |
2 |
42.50 |
85.0 |
3.0 |
MOX doesn't do this yet |
|
| 73.46(d)(13) |
maintain a log of individuals escorted in the protected area (include name, date, time, purpose of visit and employment affiliation, citizenship, and name of the individual to be visited). |
2 |
51.00 |
102.0 |
3.0 |
MOX doesn't do this yet |
|
| 73.46(g)(6) |
Annual security program review at Category I fuel cycle facilities |
2 |
8.00 |
16.0 |
3.0 |
MOX doesn't do this yet |
|
| 73.46(h)(2) |
establish and document response arrangements that have been made with local law enforcement authorities. |
3 |
0.50 |
1.5 |
L/3 |
|
|
| 73.50(a)(4) |
Documentation of qualification and requalification of armed response person, guard, or other members of the security organization |
0 |
0.64 |
0.0 |
Q/R+3 |
Decreased because no licensees performing work that fall under this requirement |
|
| 73.50(c)(5) |
maintain a log of individuals escorted in the protected area (include name, date, time, purpose of visit and employment affiliation, citizenship, and name of the individual to be visited). |
0 |
1.60 |
0.0 |
3.0 |
Decreased because no licensees performing work that fall under this requirement |
|
| 73.50(g)(2) |
establish and document response arrangements that have been made with local law enforcement authorities. |
0 |
0.02 |
0.0 |
L |
Decreased because no licensees performing work that fall under this requirement |
|
| 73.51(d)(12) |
Physical protection program review must include an evaluation of the effectiveness of the physical protection system and a verification of the liaison established with the designated response force or LLEA. |
13 |
8.00 |
104.0 |
3.0 |
Increased to updated number of specific-licensed ISFSIs. |
|
| 73.54(b)(1); 73.54(e) & (f); 73.55(b)(8); 73.55(c)(6); |
Establish and maintain a cyber security plan |
60 |
40.00 |
2400.0 |
L plus 3 years for superceded records |
Decreased recordkeepers because NPPs decreased |
|
| 75.55(b)(7); 73.55(c)(1)&(3); 73.55(e)(1)&(2); 73.55(e)(8)(iv); 73.55(k)(5)&(6); 73.55(l)(3); 73.55(n)(1); 73.55(o) |
Physical Security Plan |
60 |
80.00 |
4800.0 |
L plus 3 years for superceded records |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(b)(6); 73.55(c)(4); |
Training and Qualification Plan |
60 |
80.00 |
4800.0 |
L plus 3 years for superceded records |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(b)(11)& 73.58(b) |
assess and manage the potential for adverse effects on safety and security, including the site emergency plan, before implementing changes to plant configurations, facility conditions, or security |
60 |
96.00 |
5760.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(c)(5) |
Safeguards Contingency Plan |
60 |
40.00 |
2400.0 |
L plus 3 years for superceded records |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(c)(7); 73.55(f); 73.55(k)(8); 73.55(l)(3); 73.55(n)(1), 73.56(l); 73.56(m)(4) |
Security implementing procedures |
60 |
40.00 |
2400.0 |
L plus 3 years for superceded records |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(g)(6)(i)(B) |
Maintain a record, to include name and affiliation, of all individuals to whom access control devices have been issued |
60 |
48.00 |
2880.0 |
Annually |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(g)(6)(ii)(C) |
maintain a record, to include the name and areas to which unescorted access is granted, of all individuals to whom photo identification badges have been issued |
60 |
48.00 |
2880.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(g)(6)(iii) |
Access authorization program personnel shall be issued passwords and combinations to perform their assigned duties |
60 |
165.00 |
9900.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(g)(7)(i)(C) |
Maintain a visitor control register in which all visitors shall register their name, date, time, purpose of visit, employment affiliation, citizenship, and name of the individual to be visited before being escorted into any protected or vital area |
60 |
90.00 |
5400.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(i)(4)(ii)(H) |
Maintain a record of all alarm annunciations, the cause of each alarm, and the disposition of each alarm |
60 |
48.00 |
2880.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(k)(9) |
document and maintain current agreements with applicable law enforcement agencies to include estimated response times and capabilities. |
60 |
10.00 |
600.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(b)(10); 73.55(m); 73.55(q)(4) |
Security program reviews |
60 |
1380.00 |
82800.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(p)(1)&(3) |
The suspension of security measures must be reported and documented in accordance with the provisions of § 73.71 |
60 |
0.17 |
10.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.55(q)(3) |
If a contracted security force is used to implement the onsite physical protection program, the licensee’s written agreement with the contractor must be retained by the licensee as a record for the duration of the contract |
60 |
0.25 |
15.0 |
L |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(a)(4) |
Licensees and applicants shall certify individuals' unescorted access authorization and are responsible to maintain, deny, terminate, or withdraw unescorted access authorization |
0 |
8.00 |
0.0 |
A |
This is the initial requirement which has been completed by all current licensees. |
|
| 73.56(d) |
Backgroung investigation - multiple parts |
60 |
1837.50 |
110250.0 |
A+5 |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(e) |
Psychological assessment to assist in verifying trustworthiness and reliability |
60 |
245.00 |
14700.0 |
A+5 |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(f) |
Behavioral observation training and testing |
60 |
24.00 |
1440.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(i) |
Annual Supervisory Review to assist in verifying trustworthiness and reliability |
60 |
1455.00 |
87300.0 |
A |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(j) |
list of individuals who are authorized to have unescorted access to specific nuclear power plant vital areas during non-emergency conditions |
60 |
24.00 |
1440.0 |
A |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(k) |
Trustworthiness and reliability of background screeners and access authorization program personnel |
60 |
40.00 |
2400.0 |
L |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(m) |
establish and maintain a system of files and procedures to ensure personal information is not disclosed to unauthorized persons |
60 |
24.00 |
1440.0 |
L |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(m)(1) |
signed consent from the subject individual that authorizes the disclosure of any information collected |
60 |
3.00 |
180.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.56(n)(1),(2), &(6) |
Access Authorization Program Audits |
60 |
88.50 |
5310.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| 73.57(e)(1) |
Prior to any final adverse determination, the licensee shall make available to the individual the contents of records obtained from the FBI for the purpose of assuring correct and complete information. Confirmation of receipt by the individual of this notification must be maintained. |
5 |
0.25 |
1.3 |
1.0 |
|
|
| 73.57(f) |
procedures for protection of the criminal history record and the personal information from unauthorized disclosure |
114 |
40.00 |
4560.0 |
A |
Overall decrease because hours changed to match maintenance of procedures of other requirements. Initial development is complete for all current licensees so removed that burden. Recoerdkeepers updated - NPPs (60), NPRs (31), FCFs (7); Decom (10); Irradiated Fuel Shipments (6) |
|
| 73.67(e)(3) |
Establish and maintain written response procedures for dealing with threats of thefts or thefts of this material. |
6 |
40.00 |
240.0 |
P+3 |
Decreased based on change in transportation |
|
| 73.70(a) |
record of currently designated authorized individuals |
67 |
7.00 |
469.0 |
P+3 |
Increased due to updated numbers of licensees that fall into this category - NPPs (60) and FCFs (7); |
|
| 73.70(b) |
Names, addresses, and badge numbers of all individuals authorized to have access to vital equipment or special nuclear material, and the vital areas and material access areas to which authorization is granted |
67 |
7.00 |
469.0 |
P+3 |
Increased due to updated numbers of licensees that fall into this category - NPPs (60) and FCFs (7); |
|
| 73.70(d) |
log indicating name, badge number, time of entry, and time of exit of all individuals granted access to a vital area except those individuals entering or exiting the reactor control room |
67 |
50.00 |
3350.0 |
3.0 |
Increased due to updated numbers of licensees that fall into this category - NPPs (60) and FCFs (7); |
|
| 73.70(e) |
Documentation of all routine security tours and inspections, and of all tests, inspections, and maintenance performed on physical barriers, intrusion alarms, communications equipment, and other security related equipment used pursuant to the requirements of this part |
67 |
60.00 |
4020.0 |
3.0 |
Increased due to updated numbers of licensees that fall into this category - NPPs (60) and FCFs (7); |
|
| 73.70(f) |
A record at each onsite alarm annunciation location of each alarm, false alarm, alarm check, and tamper indication that identifies the type of alarm, location, alarm circuit, date, and time. |
67 |
700.00 |
46900.0 |
3.0 |
Increased due to updated numbers of licensees that fall into this category - NPPs (60) and FCFs (7); |
|
| 73.70(g) |
Shipments of special nuclear material subject to the requirements of this part, including names of carriers, major roads to be used, flight numbers in the case of air shipments, dates and expected times of departure and arrival of shipments, vertification of communication equipment on board the transfer vehicle, names of individuals who are to communicate with the transport vehicle, container seal descriptions and identification, and any other information to confirm the means utilized to comply with §§ 73.25, 73.26, and 73.27. |
0 |
4.00 |
0.0 |
3.0 |
Decreased because no licensees performing work that fall under this requirement |
|
| 73.70(h) |
Procedures for controlling access to protected areas and for controlling access to keys for locks used to protect special nuclear material. |
67 |
40.00 |
2680.0 |
L/3 |
Increased due to updated numbers of licensees that fall into this category - NPPs (60) and FCFs (7); |
|
| 73.71(c) |
maintain a current log and record the safeguards events described in paragraphs II(a) and (b) of appendix G |
98 |
450.00 |
44100.0 |
3.0 |
Increased recordkeepers due to updated numbers of licensees that fall into this category - NPPs (60), NPRs (31), FCFs (7); Decreased hours based on discussion with previous security officers: 7-10 hours per week is a conservative average for how much time is spent maintaing the log for 73.71(c) Safeguards Events. The average comes out to about 450. |
|
| 73.77(b) |
24 hour cyber security recordable event |
60 |
4.50 |
270.0 |
|
|
|
| 73.77(d)(12) |
maintain a copy of the written security follow-up report of a cyber security event notifiation |
60 |
4.50 |
270.0 |
3/L |
Decreased recordkeepers because NPPs decreased |
|
| Appendix B Section VI B.4.a.1. |
obtain and retain a written certification from the licensed physician that no medical conditions were disclosed by the medical examination that would preclude the individual’s ability to participate in the physical fitness tests |
60 |
8.00 |
480.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| Appendix B Section VI B.4.b.4. |
physical fitness qualification of each armed member of the security organization must be documented by a qualified training instructor and attested to by a security supervisor |
60 |
40.00 |
2400.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| Appendix B Section VI C.2.b. |
On-the-job training must be documented by a qualified training instructor and attested to by a security supervisor |
60 |
3.00 |
180.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| Appendix B Section VI C.3.g; Appendix B, Section VI.C.3.h; Appendix B, Section VI.C.3.i; Appendix B, Section VI.C.3.m; |
Performance Evaluation Program Documentation |
60 |
40.00 |
2400.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| Appendix B Section VI E.1.b. |
Each armed member of the security organization shall be trained and qualified by a certified firearms instructor for the use and maintenance of each assigned weapon |
60 |
0.75 |
45.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| Appendix B Section VI F.1.b; Appendix B Section VI F.5.a |
results of weapons qualification and requalification must be documented and retained as a record |
60 |
96.00 |
5760.0 |
3.0 |
Decreased recordkeepers because NPPs decreased |
|
| Totals |
|
210 |
|
475852.2 |
|
|
|
Table 3
10 CFR Part 73, Annual Third Party Disclosure Burden |
| Section |
Description of requirement |
No. of Respondents |
Responses per respondent |
Responses |
Burden per response |
Total burden hours |
Notes |
| 73.22(d) and (f) |
Marking Safeguards Information and Preparing document for external transmission |
179 |
5 |
895.0 |
1 |
895.0 |
Most licensees have chosen to maintain documents at the SGI level instead of SGI-M; Moved majority of the SGI-M numbers to SGI. |
| 73.23(d) and (f) |
Marking SGI-M and Preparing document for external transmission |
31 |
0 |
0.0 |
0 |
0.0 |
| 73.26(e)(2) |
Inform local law enforcement agencies of abnormal presence or activity of persons or vehicles |
0 |
0 |
0.0 |
0.25 |
0.0 |
Decreased because no licensees performing work that fall under this requirement |
| 73.26(f)(2) |
the personnel in the remote location shall request assistance from the law enforcement authorities, notify the shipment movement control center and initiate the appropriate contingency plans. |
0 |
1 |
0.0 |
4 |
0.0 |
Decreased because no licensees performing work that fall under this requirement |
| 73.26(i)(6) and (k)(4) - (No notifications anticipated in the next 3 years) |
In the event that no communication is received from the shipment or escort personnel at a designated call-in time, the licensee must notify law enforcement authorities immediately and initiate appropriate contingency plans. Applies to both road and rail shipments. |
0.00 |
0.00 |
0.00 |
1.00 |
0.00 |
Decreased because no licensees performing work that fall under this requirement |
| 73.27(a)(1) |
notify the consignee of the time of departure of the shipment |
0 |
0 |
0.0 |
0.25 |
0.0 |
Decreased because no licensees performing work that fall under this requirement |
| 73.27(a)(2) |
written certification from the licensee who is to take delivery of the shipment |
0 |
0 |
0.0 |
0.5 |
0.0 |
Decreased because no licensees performing work that fall under this requirement |
| 73.27(a)(3) |
notify the consignee of the arrival of the shipment |
0 |
0 |
0.0 |
0.5 |
0.0 |
Decreased because no licensees performing work that fall under this requirement |
| 73.27(b) |
notify the person who delivered the material to a carrier for transport of the arrival of the shipment |
0 |
0 |
0.0 |
0.5 |
0.0 |
Decreased because no licensees performing work that fall under this requirement |
| 73.37(b)(1)(ii)&(vi) |
Preplan and coordinate shipment information with local law enforcement and the receiver |
6 |
20 |
120.0 |
0.3 |
36.0 |
Decreased based on change in transportation |
| 73.37(b)(1)(iv) |
Preplan and coordinate shipment information no later than 2 weeks prior to the shipment or prior to the first shipment of a series of shipments with the governor of a State |
6 |
5.55 |
33.3 |
3 |
99.9 |
Decreased based on change in transportation |
| 73.37(b)(2)(i-iii) |
notify State(s) prior to the shipment of SNF within or through a State. notify the Tribal official or Tribal official’s designee of each participating Tribe referenced in 10 CFR 71.97(c)(3) prior to the transport of spent fuel within or across the Tribal reservation. |
6 |
5.56 |
33.4 |
0.5 |
16.7 |
Decreased based on change in transportation |
| 73.37(b)(2)(iv) |
licensee shall notify by telephone a responsible individual in the office of the governor of any schedule change that differs by more than 6 hour |
6 |
15 |
90.0 |
0.08 |
7.2 |
Decreased based on change in transportation |
| 73.37(b)(2)(v) |
Each licensee who cancels a shipment for which advance notification has been sent shall send a cancellation notice to the governor or to the governor's designee of each State previously notified, and each Tribal official or the Tribal official's designee previously notified |
1 |
5 |
5.0 |
0.33 |
1.7 |
|
| 73.38(d)(1) |
Licensees shall not initiate any element of a background investigation without the informed and signed consent of the subject individual. |
6 |
1 |
6.0 |
0.5 |
3.0 |
Decreased based on change in transportation |
| 73.38(d)(2) |
Any individual who is required to have a background investigation under this section shall disclose the personal history information that is required by the licensee's access authorization program for the reviewing official to make a determination of the individual's trustworthiness and reliability. |
6 |
1 |
6.0 |
0.5 |
3.0 |
Decreased based on change in transportation |
| 73.38(i) |
Any individual who has applied for or is maintaining access authorization shall promptly report any legal action(s) taken by a law enforcement authority or court of law that could result in incarceration or a court order or that requires a court appearance. The licensee shall inform the individual of this obligation, in writing, prior to granting unescorted access or certifying access authorization |
6 |
0 |
0.0 |
0.5 |
0.0 |
Decreased based on change in transportation |
| 73.46(h)(4)(iii)(B) (Emergency notification - never used) |
Upon detection of abnormal presence or activity of persons or vehicles within an isolation zone, a protected area, a material access area, or a vital area, licensee shall iform local law enforcement agencies of the threat and request assistance |
0 |
0 |
0.0 |
0.25 |
0.0 |
|
| 73.50(g)(3)(iii)(B) (Emergency notification - never used) |
Upon detection of abnormal presence or activity of persons or vehicles within an isolation zone, a protected area, a material access area, or a vital area, licensee shall iform local law enforcement agencies of the threat and request assistance |
0 |
0 |
0.0 |
0.25 |
0.0 |
|
| 73.55(g)(7)(i)(C) |
Maintain a visitor control register before being escorted into any protected or vital area |
60 |
1320.3 |
79,218.0 |
0.1 |
7,921.8 |
Decreased respondents because NPPs decreased |
| 73.55(k)(8)(iii) |
Upon receipt of an alarm or other indication of a threat, the licensee shall notify law enforcement agencies. |
60 |
1 |
60.0 |
0.25 |
15.0 |
Decreased respondents because NPPs decreased |
| 73.55(p)(1) |
The suspension of security measures must be reported and documented in accordance with the provisions of § 73.71 |
60 |
5 |
300.0 |
0.1 |
30.0 |
Decreased respondents because NPPs decreased |
| 73.56(d) |
Licensees, applicants, and contractors or vendors shall not initiate any element of a background investigation without the informed and signed consent of the subject individual. |
60 |
16.2 |
972.0 |
6.75 |
6,561.0 |
Decreased respondents because NPPs decreased |
| 73.56(e) |
ensure that a psychological assessment has been completed before the individual is granted unescorted access or certified unescorted access authorization. |
60 |
2.5 |
150.0 |
2.25 |
337.5 |
Decreased respondents because NPPs decreased |
| 73.56(f) |
each person subject to the behavior observation program to report any concerns arising from behavioral observation. |
60 |
10 |
600.0 |
0.1 |
60.0 |
Decreased respondents because NPPs decreased |
| 73.56(g) |
Any individual who has applied for or is maintaining unescorted access shall promptly report any legal action(s) taken by a law enforcement authority or court of law that could result in incarceration or a court order or that requires a court appearance. The licensee shall inform the individual of this obligation, in writing, prior to granting unescorted access or certifying access authorization |
60 |
17.8 |
1,068.0 |
0.1 |
106.8 |
Decreased respondents because NPPs decreased |
| 73.56(m)(2) |
All information pertaining to a denial or unfavorable termination of the individual's unescorted access or unescorted access authorization shall be promptly provided, upon receipt of a written request by the subject individual or his or her designated representative as designated in writing. |
60 |
1 |
60.0 |
0.5 |
30.0 |
Decreased respondents because NPPs decreased |
| 73.57(b)(3) |
licensee shall notify each affected individual that the fingerprints will be used to secure a review of his/her criminal history record, and inform the individual of proper procedures for revising the record or including explanation in the record |
114 |
400 |
45,600.0 |
0.5 |
22,800.0 |
Increased due to updated numbers of licensees that fall into this category - NPPs (60), NPRs (31), FCFs (7); Decom (10); Irradiated Fuel Shipments (6) |
| 73.57(e) |
licensee shall make available to the individual the contents of records obtained from the FBI for the purpose of assuring correct and complete information |
114 |
68 |
7,752.0 |
0.5 |
3,876.0 |
Increased due to updated numbers of licensees that fall into this category - NPPs (60), NPRs (31), FCFs (7); Decom (10); Irradiated Fuel Shipments (6) |
| 73.58(d) |
Where potential conflicts are identified, the licensee shall communicate them to appropriate licensee personnel and take compensatory and/or mitigative actions to maintain safety and security under applicable Commission regulations, requirements, and license conditions |
60 |
12 |
720.0 |
1 |
720.0 |
Decreased respondents because NPPs decreased |
| 73.67(e)(1) |
Provide advance notification to the receiver of any planned shipments specifying the mode of transport, estimated time of arrival, location of the nuclear material transfer point, name of carrier and transport identification |
6 |
18.5 |
111.0 |
2 |
222.0 |
Decreased based on change in transportation |
| 73.67(e)(6)(ii) |
Notify the exporter who delivered the material to a carrier for transport of the arrival of such material |
0 |
0 |
0.0 |
0.5 |
0.0 |
|
| 73.67(g)(1) and(2) |
Provide advance notification to the receiver of any planned shipments specifying the mode of transport, estimated time of arrival, location of the nuclear material transfer point, name of carrier and transport identification; Notify the shipper of receipt of the material |
6 |
3.5 |
21.0 |
4 |
84.0 |
Decreased based on change in transportation |
| 73.67(g)(3)(ii) |
Make arrangements to be notified immediately of the arrival of the shipment at its destination, or of any such shipment that is lost or unaccounted for after the estimated time of arrival at its destination |
6 |
3.5 |
21.0 |
1 |
21.0 |
Decreased based on change in transportation |
| 73.67(g)(5)(ii) |
Notify the person who delivered the material to a carrier for transport of the arrival of such material |
6 |
1.75 |
10.5 |
1 |
10.5 |
Decreased based on change in transportation |
| TOTAL |
|
|
|
136,957.2 |
|
42,963.0 |
|
|
|
|
|
|
|
|
|
|
73.37(f) was deleted because identified that it wasn't an information collection requirement "conduct an investigation |
|
|
|
|
|
|