Minimum Internal Control Standards for Class II Gaming

Forms and Documents

Document	Type	Status	Availability
2018.09.17 _FR_30Day_ICRenew.pdf	Supplementary Document	Uploaded 2018-09-24	Available
2018.06.12 _FR_60Day_ICRenew.pdf	Supplementary Document	Uploaded 2018-09-24	Available
2018_3141-0009 SUPPORTING STATEMENT.pdf	Supporting Statement A	Uploaded 2018-09-24	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
218261	MICS 543.23(c)		Modified
218259	MICS 543.5		Modified
218258	MICS 543.3		Modified
204504	MICS 543.23(d)		Modified

ICR Details

OMB Control No: 3141-0009	ICR Reference No: 201809-3141-003
Status: Active	Previous ICR Reference No: 201508-3141-002
Agency/Subagency: NIGC	Agency Tracking No:
Title: Minimum Internal Control Standards for Class II Gaming
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/19/2019
	Date Received in OIRA: 09/24/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2022	36 Months From Approved	06/30/2019
Responses	798	0	834
Time Burden (Hours)	8,467	0	11,341
Cost Burden (Dollars)	8,359,234	0	8,736,040

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Abstract: Amongst other actions necessary to carry out the National Indian Gaming Commission's (NIGC) statutory duties, the Indian Gaming Regulatory Act directs the Commission to monitor class II gaming conducted on Indian lands on a continuing basis in order to ensure that the Indian tribe is the primary beneficiary of the gaming operation and to protect such gaming as a means of generating tribal revenue, and to assure that gaming is conducted fairly and honestly by both the operator and players. The Commission has established minimum internal control standards to aid it in monitoring class II gaming on a continuing basis.

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Authorizing Statute(s): US Code: 25 USC 2701 Name of Law: Indian Gaming Regulatory Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 27344	06/12/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 46966	09/17/2018
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

IC Title	Form No.	Form Name
MICS 543.3
MICS 543.23(d)
MICS 543.5
MICS 543.23(c)

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	798	834	0	0	-36	0
Annual Time Burden (Hours)	8,467	11,341	0	0	-2,874	0
Annual Cost Burden (Dollars)	8,359,234	8,736,040	0	0	-376,806	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The Commission has made the following adjustments to its estimated burdens: (a) The Commission has decreased the estimated number of total annual responses from 834 to 798. Record keeping and auditing requirements under regulations 543.5 and 543.23(d) are only applicable to facilities that conduct Class II gaming. Based on the numbers tracked by the Commission, it appears that the number of tribes engaging in Class II gaming has decreased and, therefore, this estimated number has followed suit; (b) the Commission has decreased the number of the estimated burden hours from 11,241 to 8,467 and this is also due to the reduction of tribes engaging in Class II gaming as well as tribal feedback of lower average hours per response; and, (c) the Commission has decreased the estimated annual cost burden from $8,736,040 to $8,359,234 and this is also directly attributable to the factors noted above.

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Annual Cost to Federal Government: $41,291

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/24/2018

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