Consolidated Reports of Condition and Income (Call Reports)

Forms and Documents

Document Name	Status
Form FFIEC 031 Consolidated Report of Condition and Income (Call Report) for a Bank with Domestic and Foreign Offices Form	Modified
Form FFIEC 051 Consolidated Report of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less Than $1 Billion Form	New
Form FFIEC 041 Consolidated Report of Condition and Income (Call Report) for a Bank with Domestic Offices Only Form	New
SPST-0052 Call Report Revisions for Section 205 EGRRPRA Nov 2018.docx Supporting Statement A	2018-11-19
FFIEC051_20181109_f_draft.pdf Supplementary Document	2018-11-16
Interagency Statement.pdf Supplementary Document	2018-07-31

IC Document Collections

IC ID	Document Title	Status
42560	Consolidated Report of Condition and Income (Call Report) for a Bank with Domestic and Foreign Offices Form	Modified
234075	Consolidated Report of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less Than $1 Billion Form	New
234074	Consolidated Report of Condition and Income (Call Report) for a Bank with Domestic Offices Only Form	New

ICR Details

OMB Control No: 3064-0052	ICR Reference No: 201810-3064-002
Status: Historical Inactive	Previous ICR Reference No: 201807-3064-001
Agency/Subagency: FDIC	Agency Tracking No:
Title: Consolidated Reports of Condition and Income (Call Reports)
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 02/11/2019
	Date Received in OIRA: 11/19/2018
Terms of Clearance: We would like to see analysis on the expected reduction in burden associated with the regulation.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2019	36 Months From Approved	03/31/2019
Responses	14,532	0	14,532
Time Burden (Hours)	637,664	0	637,664
Cost Burden (Dollars)	0	0	0

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Abstract: Insured financial institutions must provide quarterly reports of condition and income (Call Reports) to the appropriate regulatory agency for supervisory, surveillance, regulatory, research, insurance assessment and informational purposes. Section 7 of the Federal Deposit Insurance Act requires all insured depository institutions to submit four "reports of condition" each year to their primary federal bank supervisory authority, i.e., the FDIC, the OCC, or the FRB, as appropriate. FDIC-supervised institutions, i.e., insured state nonmember banks and state savings associations, submit these reports to the FDIC. The FDIC uses the quarterly Call Reports to monitor the condition and performance of individual institutions and the industry as a whole. In addition, Call Reports provide the FDIC with the most current statistical data available for evaluating depository institution corporate applications such as mergers; identifying areas of focus for both on-site and off-site examinations; calculating all insured institutions' deposit insurance and Financing Corporation assessments; and other public purposes. Within the Call Report information collection system as it is proposed to be revised, separate report forms apply to institutions that have domestic and foreign offices (FFIEC 031) and to institutions with domestic offices only (FFIEC 041 and, for those with total assets less than $5 billion, FFIEC 051). The proposed rule would implement section 205 of the Economic Growth, Regulatory Relief, and Consumer Protection Act by: expanding the eligibility to file the agencies’ most streamlined report of condition, the FFIEC 051 Call Report, to include certain insured depository institutions with less than $5 billion in total consolidated assets that meet other criteria; and, establishing reduced reporting on the FFIEC 051 Call Report for the first and third reports of condition for a year.

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Authorizing Statute(s): US Code: 12 USC 1817(a) Name of Law: Federal Deposit Insurance Act
  

Citations for New Statutory Requirements: US Code: 12 USC 1817(a) Name of Law: Dodd-Frank Act

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3064-AE82	Proposed rulemaking	83 FR 58432	11/19/2018

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

IC Title	Form No.	Form Name
Consolidated Report of Condition and Income (Call Report) for a Bank with Domestic and Foreign Offices	FFIEC 031	Consolidated Report of Condition and Income (Call Report) for a Bank with Domestic and Foreign Offices
Consolidated Report of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less Than $1 Billion	FFIEC 051, FFIEC 051 (Proposed)	Consolidated Report of Condition and Income (Call Report) for a Bank with Domestic Offices Only and Total Assets Less Than $1 Billion ,   Consolidate Report of Condition and Income (Call Report) for a Bank with Domestic Offices only and Total Assets Less Than $5 Billion
Consolidated Report of Condition and Income (Call Report) for a Bank with Domestic Offices Only	FFIEC 041	Consolidate Report of Condition and Income (Call Report) for a Bank with Domestic Offices Only

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/19/2018

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