Form TH (Notification Of Reliance On Temporary Hardship Exemption)

ICR 201810-3235-037

OMB: 3235-0425

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2018-10-22
Supplementary Document
2018-10-19
IC Document Collections
ICR Details
3235-0425 201810-3235-037
Active 201508-3235-005
SEC CF-270-377
Form TH (Notification Of Reliance On Temporary Hardship Exemption)
Extension without change of a currently approved collection   No
Regular
Approved without change 02/05/2019
Retrieve Notice of Action (NOA) 10/23/2018
  Inventory as of this Action Requested Previously Approved
02/28/2022 36 Months From Approved 02/28/2019
5 0 5
2 0 2
0 0 0

Form TH must be filed by an electronic filer who submits to the Commission, pursuant to a temporary hardship exemption, a document in paper format that would otherwise be required to be filed electronically as prescribed by Rule 201(a) of Regulation S-T.

US Code: 15 USC 78m, 78n, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77f, 77j, 77s Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  83 FR 31802 07/09/2018
83 FR 52023 10/15/2018
No

1
IC Title Form No. Form Name
Form TH (Notification Of Reliance On Temporary Hardship Exemption) SEC-2348 Form TH

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5 5 0 0 0 0
Annual Time Burden (Hours) 2 2 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$1,000
No
    No
    No
No
No
No
Uncollected
Felicia Kung 703 551-3430

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/23/2018


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